DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jesus Alberto Soto

United Planners' Financial Services Of America A Limited Partnerindependent RIAScottsdale, AzIA-onlyIAPD 3185869

Feed of 09/14/2026

Also filed as Jay Soto

At current firm

0 y

since Jul 6, 2026

In the industry

27 y

since Nov 1, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

United Planners' Financial Services Of America A Limited Partner independent RIA current
since Jul 6, 2026 · Scottsdale, Az
Silverstone Private Wealth state registered
Nov 17, 2025 to May 8, 2026 · Kingwood, Tx
Retirement Consultants, Inc. unclassified
Feb 9, 2024 to Nov 17, 2025 · Tucson, Az
Cambridge Investment Research Advisors, Inc. BD affiliated
Aug 16, 2016 to Feb 16, 2024 · Albuquerque, Nm
Cuna Brokerage Services, Inc. former
Aug 5, 2015 to Sep 2, 2016 · Albuquerque, Nm
Bancwest Investment Services, Inc. (Bwis) former
May 28, 2014 to Jul 30, 2015 · Albuquerque, Nm
Waddell & Reed former
Jul 11, 2012 to May 30, 2014 · Albuquerque, Nm

Moves

a registration end followed by a registration begin elsewhere

Silverstone Private Wealth to United Planners' Financial Services Of America A Limited Partner
left May 8, 2026, registered Jul 6, 2026 (59 days) · Other
Retirement Consultants, Inc. to Silverstone Private Wealth
left Nov 17, 2025, registered Nov 17, 2025 (0 days) · Other
Cambridge Investment Research Advisors, Inc. to Retirement Consultants, Inc.
left Feb 16, 2024, registered Feb 9, 2024 (-7 days) · Other
Cuna Brokerage Services, Inc. to Cambridge Investment Research Advisors, Inc.
left Sep 2, 2016, registered Aug 16, 2016 (-17 days) · Other
Bancwest Investment Services, Inc. (Bwis) to Cuna Brokerage Services, Inc.
left Jul 30, 2015, registered Aug 5, 2015 (6 days) · Other
Waddell & Reed to Bancwest Investment Services, Inc. (Bwis)
left May 30, 2014, registered May 28, 2014 (-2 days) · Other

Signals

Jesus Alberto Soto left Silverstone Private Wealth for United Planners' Financial Services Of America A Limited Partner (registered 2026-07-06)
May 8, 2026 · Advisor changed firm · fact
Jesus Alberto Soto left Retirement Consultants, Inc. for Silverstone Private Wealth (registered 2025-11-17)
Nov 17, 2025 · Advisor changed firm · fact
Jesus Alberto Soto left Cambridge Investment Research Advisors, Inc. for Retirement Consultants, Inc. (registered 2024-02-09)
Feb 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address