DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kathleen Ann Larouere
Feed of 09/14/2026
Also filed as Kathleen Ann Larovere
At current firm
0 y
since Jan 2, 2026
In the industry
27 y
since Mar 30, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Senior Tax Advisory Group, Inc. independent RIA currentsince Jan 2, 2026 · Colorado Springs, Co
- Senior Tax Advisory Group unclassifiedFeb 11, 2020 to Dec 7, 2020 · Colorado Springs, Co
- Simplicity Wealth mixed wealthJan 7, 2020 to Jul 11, 2022 · Summit, Nj
- Voya Financial Advisors, Inc. BD affiliatedMay 12, 2014 to Dec 31, 2019 · Longmont, Co
Moves
a registration end followed by a registration begin elsewhere
- Simplicity Wealth to Senior Tax Advisory Groupleft Jul 11, 2022, registered Feb 11, 2020 (-881 days) · Other
- Senior Tax Advisory Group to Senior Tax Advisory Group, Inc.left Dec 7, 2020, registered Jan 2, 2026 (1852 days) · Other
- Voya Financial Advisors, Inc. to Simplicity Wealthleft Dec 31, 2019, registered Jan 7, 2020 (7 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
- Kathleen Ann Larouere left Simplicity Wealth for Senior Tax Advisory Group (registered 2020-02-11)Jul 11, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address