RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Traci Lynn Sarmiento
- Professional profile
- gillinvest.com/team-members/traci-sarmientoreportedgillinvest.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Gill Capital Partners independent RIA currentsince Mar 20, 2019 · Denver, Co
- Cherry Street Partners formerJan 1, 2016 to Dec 31, 2019 · Denver, Co
- Curian Capital, LLC formerDec 16, 2013 to Oct 13, 2014 · Denver, Co
- Citigroup Global Markets Inc. BD affiliatedNov 12, 2007 to Nov 21, 2013 · Denver, Co
- Capwest Securities, Inc. unclassifiedJan 3, 2007 to Nov 13, 2007 · Greeley, Co
- Cobiz Wealth formerAug 8, 2006 to Feb 14, 2007 · Denver, Co
- Wells Fargo Investments, LLC unclassifiedMay 16, 2002 to Jun 6, 2006 · Denver, Co
- Cherry Street Partners to Gill Capital Partnersleft Dec 31, 2019, registered Mar 20, 2019 (-286 days) · RIA to RIA
- Curian Capital, LLC to Cherry Street Partnersleft Oct 13, 2014, registered Jan 1, 2016 (445 days) · Other
- Citigroup Global Markets Inc. to Curian Capital, LLCleft Nov 21, 2013, registered Dec 16, 2013 (25 days) · Other
- Capwest Securities, Inc. to Citigroup Global Markets Inc.left Nov 13, 2007, registered Nov 12, 2007 (-1 days) · Other
- Cobiz Wealth to Capwest Securities, Inc.left Feb 14, 2007, registered Jan 3, 2007 (-42 days) · Other
- Wells Fargo Investments, LLC to Cobiz Wealthleft Jun 6, 2006, registered Aug 8, 2006 (63 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address