DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gill Capital Partners
Legal name Gill Capital Partners, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 28 filings
SEC status approved since Dec 15, 2006
RAUM
$862M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
77%
$662M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$86.2M
derived; firm RAUM over IAPD count
Employees
17
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$862M as of Mar 31, 2026
Mar 30, 2012$165M then
HNW client RAUM$565M as of Mar 31, 2026
Mar 20, 2018$86.5M then
State-registered IARs (5.B.3)8 as of Mar 31, 2026
Mar 30, 20120 then
Employees (5.A)17 as of Mar 31, 2026
Mar 28, 201316 then
Private funds1 as of Mar 31, 2026
Mar 30, 20171 then
RAUM +9.2% over the last fiscal year+13% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $86.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $557,086derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.3%derived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $222M, 260 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$565M66%
- Pension and profit-sharing plans$99.1M11%
- Individuals$97.2M11%
- Pooled investment vehicles$30.9M3.6%
- State and municipal entities$28.9M3.4%
- Corporations and businesses$21.9M2.5%
- Charitable organizations$19.3M2.2%
- Individual clients
- 239reported
- HNW clients
- 195reported
- Pension plan clients
- 26reported
- Charitable clients
- 4reported
- Accounts
- 1,548reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $222M for 260 clientsreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=0.77 fund_share=0.04 institutional_share=0.17 related_bd=true related_bank=false bd_reps=10.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Sherwood Winslow | Denver, Co | Jan 21, 2004 | 28 y | 1 |
| Leslie Squires Rojas | Denver, Co | Jan 4, 2011 | 26 y | 0 |
| Chad Michael Wanger | Denver, Co | Jan 21, 2015 | 11 y | 0 |
| David Otto Wolf | Denver, Co | Mar 28, 2017 | 34 y | 1 |
| Traci Lynn Sarmiento | Denver, Co | Mar 20, 2019 | 24 y | 6 |
| James Robert O'BrienCertified Financial Planner | Denver, Co | Jul 18, 2019 | 24 y | 1 |
| Luke Daniel Fick | Denver, Co | Jan 11, 2024 | 10 y | 1 |
| Steven Davis LyndsCertified Financial Planner, Chartered Financial Consultant | Denver, Co | May 9, 2024 | 11 y | 2 |
| Austyn Kate Casale | Denver, Co | Jun 20, 2024 | 10 y | 0 |
| John Davenport Beaty | Denver, Co | Dec 5, 2024 | 17 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Terri Lynn Propp to Colorado Wealth Group LLCMay 28, 2025 · RIA to RIA
- Kayla Marie Benjamin to Dodds Wealth, LLCNov 9, 2023 · RIA to RIA
- Sarah Marie Schmitz to Principal Securities, Inc.May 12, 2015 · Other
- Harold John Classick to Denver Pwm, LLCDec 15, 2014 · Other
- Darin Michael Snow to Denver Pwm, LLCMay 28, 2014 · Other
- Daniel Richard Katz to Denver Pwm, LLCMay 28, 2014 · Other
- Bart Anthony Skidmore to Skidmore Advisory Services, Inc.Dec 31, 2012 · Other
Joined, latest
- John Davenport Beaty from Raymond James & Associates, Inc.Dec 5, 2024 · Affiliated broker-dealer or bank to independent RIA
- Steven Davis Lynds from Empower Advisory Group, LLCMay 9, 2024 · Affiliated broker-dealer or bank to independent RIA
- Luke Daniel Fick from Fidelity Personal And Workplace AdvisorsJan 11, 2024 · Affiliated broker-dealer or bank to independent RIA
- James Robert O'Brien from O'Brien Capital Management, Inc.Jul 18, 2019 · Other
- Traci Lynn Sarmiento from Cherry Street PartnersMar 20, 2019 · RIA to RIA
- David Otto Wolf from Synergy Wealth AdvisorsMar 28, 2017 · Other
- Kayla Marie Benjamin from Curian Capital, LLCOct 20, 2016 · Other
- Terri Lynn Propp from Wealth Legacy Institute, Inc.Dec 17, 2014 · Other
- Sarah Marie Schmitz from Truenorth, Inc.Mar 1, 2013 · Other
- Daniel Richard Katz from Morgan StanleyJan 24, 2013 · Other
- Darin Michael Snow from Forvis Mazars Wealth Advisors, LLCApr 1, 2010 · Other
- John Sherwood Winslow from O'Brien Capital Management, Inc.Jan 21, 2004 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Parliament Income Fund, LLC | Other Private Fund | $24.3M | 70 | Jul 14, 2016 |
Owners and control persons
Schedule A and B, latest filing
- James Robert O'Brien · Managercontrolsince 02/2004 · owns less than 5%
- Leslie Squires Rojas · Chief Compliance Officer, Finopcontrolsince 04/2014 · owns less than 5%
- John Sherwood Winslow · Managercontrolsince 02/2004 · owns less than 5%
- James Robert O'Brien · Presidentcontrolsince 02/2002 · owns 75% or more of O'Brien Capital Management, Inc.
- John Sherwood Winslow · Membercontrolsince 01/2017 · owns 75% or more of Obw Partners, LLC
Entity owners
- O'Brien Capital Management, Inc. · Elected Managerdirect · owns less than 5%
- Obw, LLC · Memberdirect · owns 75% or more
- O'Brien Capital Management, Inc. · Member, Elected Managerindirect · owns 25% to 50% of Obw, LLC
- Obw Partners, LLC · Memberindirect · owns 25% to 50% of Obw, LLC
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 10 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,594 to 1,548Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 11 to 10Mar 31, 2025 to Mar 31, 2026
- BD registered reps · 11 to 10Mar 31, 2025 to Mar 31, 2026
- Charity clients · 3 to 4Mar 31, 2025 to Mar 31, 2026
- HNW clients · 179 to 195Mar 31, 2025 to Mar 31, 2026
- Individual clients · 270 to 239Mar 31, 2025 to Mar 31, 2026
- Pension plan clients · 30 to 26Mar 31, 2025 to Mar 31, 2026
- Employees · 18 to 17Mar 31, 2025 to Mar 31, 2026
- Financial planning clients · 51-100 to 101-250Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $790M to $862MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $504M to $565MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $108M to $97.2MMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $92.0M to $99.1MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $30.1M to $30.9MMar 31, 2025 to Mar 31, 2026
- RAUM · $790M to $862MMar 31, 2025 to Mar 31, 2026
- Accounts · 1,518 to 1,594Jan 29, 2025 to Mar 31, 2025
- Corporate clients · 14 to 13Jan 29, 2025 to Mar 31, 2025
- HNW clients · 154 to 179Jan 29, 2025 to Mar 31, 2025
- Individual clients · 285 to 270Jan 29, 2025 to Mar 31, 2025
- Pension plan clients · 34 to 30Jan 29, 2025 to Mar 31, 2025
- Assets in custody · $219M to $222MJan 29, 2025 to Mar 31, 2025
- Financial planning clients · 101-250 to 51-100Jan 29, 2025 to Mar 31, 2025
- Discretionary RAUM · $718M to $790MJan 29, 2025 to Mar 31, 2025
- HNW RAUM · $434M to $504MJan 29, 2025 to Mar 31, 2025
- Individual RAUM · $116M to $108MJan 29, 2025 to Mar 31, 2025
- Pension RAUM · $87.4M to $92.0MJan 29, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $24.3M to $30.1MJan 29, 2025 to Mar 31, 2025
- RAUM · $718M to $790MJan 29, 2025 to Mar 31, 2025
- Accounts · 1,365 to 1,518Mar 30, 2023 to Mar 29, 2024
- Advisory employees · 12 to 11Mar 30, 2023 to Mar 29, 2024
- BD registered reps · 12 to 11Mar 30, 2023 to Mar 29, 2024
- Charity clients · 4 to 3Mar 30, 2023 to Mar 29, 2024
- Corporate clients · 12 to 14Mar 30, 2023 to Mar 29, 2024
- HNW clients · 138 to 154Mar 30, 2023 to Mar 29, 2024
- Individual clients · 286 to 285Mar 30, 2023 to Mar 29, 2024
- Pension plan clients · 42 to 34Mar 30, 2023 to Mar 29, 2024
- Assets in custody · $124M to $219MMar 30, 2023 to Mar 29, 2024
- Employees · 19 to 18Mar 30, 2023 to Mar 29, 2024
- State-registered IARs · 9 to 8Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $590M to $718MMar 30, 2023 to Mar 29, 2024
Signals
4 dated events
- Terri Lynn Propp left Gill Capital Partners for Colorado Wealth Group Llc (registered 2025-06-23)May 28, 2025 · Advisor changed firm · fact
- Kayla Marie Benjamin left Gill Capital Partners for Dodds Wealth, Llc (registered 2023-11-28)Nov 9, 2023 · Advisor changed firm · fact
- Gill Capital Partners reported RAUM $532.2M, up 116% from $246.6M (2019-08-27 to 2020-03-23)Mar 23, 2020 · RAUM change · derived
- Gill Capital Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 30, 2017 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- Gill Capital Partners · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business email
- info@gillinvest.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-288-3777reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 303-296-6213reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 303-296-6260reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- GILLINVEST.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-296-6260reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- gillinvest.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- gillinvest.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $86.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026