DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

F••••••• E••••• L••

G••••••• F•••••••• G•••• L••state registeredG•••••••, IlIA-onlyIAPD 3187500

Feed of 09/14/2026

Also filed as F••••••• E Lee

At current firm

19 y

since Jan 3, 2007

In the industry

52 y

since Jan 1, 1974 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G••••••• F•••••••• G•••• L•• state registered current
since Jan 3, 2007 · G•••••••, Il
J••• M••••• S••••••••• L•• wirehouse
Feb 4, 2004 to Mar 23, 2007 · New York, Ny
O••••••••• A•••• M••••••••• BD affiliated
Apr 15, 2003 to Jan 15, 2004 · New York, Ny
O••••••••• • C•• I••• BD affiliated
Jan 3, 2003 to Apr 15, 2003 · New York, Ny
C••• W•••• M•••••• C•••• unclassified
Mar 6, 2002 to Jan 3, 2003 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to G••••••• F•••••••• G•••• L••
left Mar 23, 2007, registered Jan 3, 2007 (-79 days) · Wirehouse to a state-registered adviser
O••••••••• A•••• M••••••••• to J••• M••••• S••••••••• L••
left Jan 15, 2004, registered Feb 4, 2004 (20 days) · Other
O••••••••• • C•• I••• to O••••••••• A•••• M•••••••••
left Apr 15, 2003, registered Apr 15, 2003 (0 days) · corporate re-registration, not a move
C••• W•••• M•••••• C•••• to O••••••••• • C•• I•••
left Jan 3, 2003, registered Jan 3, 2003 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 52derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address