DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alex Manuel Negron
Certified Financial Planner
Feed of 09/15/2026
Also filed as Alex Manuel Negron
At current firm
1 y
since Mar 31, 2025
In the industry
26 y
since Mar 17, 2000 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Jacksonville, Fl
- Fidelity Personal And Workplace Advisors formerAug 29, 2019 to Mar 31, 2025 · Jacksonville, Fl
- Td Ameritrade Investment Management, LLC formerOct 19, 2010 to Aug 15, 2019 · Altamonte Springs, Fl
- Td Ameritrade, Inc. formerOct 15, 2010 to Aug 15, 2019 · Jacksonville, Fl
- Chase Investment Services Corp. formerApr 8, 2010 to Sep 22, 2010 · Winter Park, Fl
- Holland Advisory Services, Inc. independent RIAJul 31, 2009 to Mar 2, 2010 · Ormond Beach, Fl
- Ferrell Wealth Management Inc. formerJan 29, 2008 to Jul 14, 2009 · Winter Park, Fl
- Charles Schwab & Co., Inc. national BDApr 1, 2003 to Oct 10, 2007 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Td Ameritrade Investment Management, LLC to Fidelity Personal And Workplace Advisorsleft Aug 15, 2019, registered Aug 29, 2019 (14 days) · RIA to affiliated broker-dealer or bank
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Aug 15, 2019, registered Oct 19, 2010 (-3222 days) · channel change inside one enterprise, not a move · moved with a team
- Chase Investment Services Corp. to Td Ameritrade, Inc.left Sep 22, 2010, registered Oct 15, 2010 (23 days) · Other
- Holland Advisory Services, Inc. to Chase Investment Services Corp.left Mar 2, 2010, registered Apr 8, 2010 (37 days) · Other
- Ferrell Wealth Management Inc. to Holland Advisory Services, Inc.left Jul 14, 2009, registered Jul 31, 2009 (17 days) · Other
- Charles Schwab & Co., Inc. to Ferrell Wealth Management Inc.left Oct 10, 2007, registered Jan 29, 2008 (111 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address