RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 17, 2026 · Sarasota, Fl
- U••• B•••••• I••••••••• I••• formerJan 17, 2019 to Feb 14, 2026 · Clayton, Mo
- F••••• M••••• W••••• A•••••••• L•• independent RIAAug 31, 2004 to Jul 5, 2007 · St. Louis, Mo
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 14, 2026, registered Feb 17, 2026 (3 days) · corporate re-registration, not a move
- F••••• M••••• W••••• A•••••••• L•• to U••• B•••••• I••••••••• I•••left Jul 5, 2007, registered Jan 17, 2019 (4214 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address