DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Forvis Mazars Wealth Advisors, LLC

Independent wealth managerSpringfield, MissouriCRD 110905SEC 801-56928websiteIAPD
Latest filing Aug 25, 2026
First filing on the tape Dec 8, 2011 · 73 filings
SEC status approved since Oct 28, 1999
RAUM
$12B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
92%
$11B individuals and HNW
Advisors
81
registered through the firm on IAPD
RAUM per advisor
$148M
derived; firm RAUM over IAPD count
Employees
124
82 advisory (5.B.1)
Offices
65
beyond the principal office
Private funds
0
reported on Schedule D
History
73 filings and snapshots on the tape
RAUM$12B as of Aug 25, 2026
Aug 29, 2012$1.7B then
HNW client RAUM$9.9B as of Aug 25, 2026
Aug 30, 2018$2.7B then
State-registered IARs (5.B.3)82 as of Aug 25, 2026
Aug 29, 201329 then
Employees (5.A)124 as of Aug 25, 2026
Aug 29, 201353 then
Private funds: no history
RAUM +35% over the last fiscal year+18% a year over threeIARs 73 to 82offices 52 to 65
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$146MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
53derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.2MderivedHNW RAUM over HNW clients
Average account
$854,882derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
4.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
1.2derived66 offices incl. principal (1.F.5)
RAUM growth, one year
+9.3%derivedbetween the last two annual amendments
Advisor growth, one year
+6.8%derivedItem 5.B.3 between annual amendments
Client growth, one year
-2.5%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
Financial planning clients
2,000reportedItem 5.H
Custody
$3.5B, 2,082 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$9.9B83%
  • Individuals$1.1B9.1%
  • Corporations and businesses$411M3.4%
  • Charitable organizations$361M3.0%
  • Pension and profit-sharing plans$213M1.8%
Individual clients
2,431reported
HNW clients
1,898reported
Pension plan clients
46reported
Charitable clients
139reported
Accounts
14,044reported
Financial planning clients
2,000reported
Wrap fee programs
noreported
Custody of client assets
$3.5B for 2,082 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.92 fund_share=0.0 institutional_share=0.05 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
82 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Jeffrey Allen LaymanChartered Financial AnalystEvansville, In Apr 25, 200038 y0
Shari Lynn HoffmanSpringfield, MoAug 30, 200225 y0
Jeffrey Scott GannFort Wayne, In Mar 20, 200323 y0
Stephanie Ann HurtChartered Financial AnalystSan Antonio, Tx Aug 8, 200719 y0
Gretchen Kay CliburnCertified Financial PlannerBranson, Mo Mar 27, 200829 y1
Matthew Lane WahlCertified Financial Planner, Chartered Financial AnalystLittle Rock, Ar Jun 24, 200825 y0
Rhonda Denise ChristopherPersonal Financial SpecialistSpringfield, MoMar 22, 201016 y0
Nicole Danielle ConklinSpringfield, MoApr 15, 201115 y0
Brandon Scott FalbeCertified Financial PlannerSpringfield, Mo Nov 7, 201222 y3
Mary Lynn MayabbCertified Financial PlannerSpringfield, Mo Nov 27, 201228 y0
Leia HuffmanCertified Financial PlannerSpringfield, Mo Dec 19, 201313 y0
Donald Frederick LarsenCertified Financial PlannerChicago, Il Jan 13, 201520 y0
Travis Joseph LilesCertified Financial PlannerBranson, Mo Feb 23, 201512 y0
Michelle L TitusCertified Financial PlannerSpringfield, MoJun 12, 201512 y1
Andrew Leonard DouglasChartered Financial AnalystSpringfield, Mo Sep 25, 201526 y0
Christine MiesSpringfield, Mo Dec 6, 201729 y2
Bronson Lyle VerhinesCertified Financial Planner, Chartered Financial AnalystIndianapolis, In Mar 20, 201811 y0
Marva Anne RileyCertified Financial PlannerChicago, Il Jul 23, 201810 y0
Kaytlan Michelle UhlmanCertified Financial PlannerSpringfield, MoSep 21, 202017 y0
Audrey FerstenCertified Financial PlannerHouston, Tx Jan 8, 202123 y3
Connor Hargrave McclewChartered Financial AnalystSt. Louis, Mo Mar 20, 202111 y0
Katherine Elizabeth JaskiniaCertified Financial PlannerAustin, Tx Apr 22, 202118 y1
Carlee Rose LynnCertified Financial PlannerSpringfield, MoJul 9, 202118 y0
Carson Skottowe WannamakerSpringfield, Mo Jun 1, 202223 y5
Amy Elizabeth ManningCertified Financial PlannerCharlotte, Nc Jun 1, 202218 y2
Colby Brittan RobinsonCertified Financial PlannerSpringfield, Mo Jun 1, 202211 y1
William Thompson SneedAtlanta, Ga Jun 1, 202241 y3
Clayton Lenhart ThorntonSummerville, Sc Jun 1, 202237 y3
Suzanne R. HolbertPersonal Financial SpecialistHendersonville, Nc Jun 1, 202224 y2
Dollie Beddingfield HalfordCertified Financial PlannerHendersonville, Nc Jun 1, 202221 y3
Marie Christine HadwinSpringfield, Mo Jun 1, 202214 y3
David John KoppenhefferCertified Financial PlannerSpringfield, Mo Jun 1, 202210 y2
Adrian George Castner VassalloAsheville, Nc Jun 1, 202221 y1
Steven Paul PhillipsCertified Financial PlannerGreenville, Sc Jun 1, 202214 y1
Ellen Hawke LindhSpringfield, Mo Jun 1, 202228 y2
Patrick John KeeferCertified Financial PlannerWest Des Moines, Ia Jun 7, 202211 y0
Jonathan Earl BuckleyWoodbury, Ny Jun 8, 202213 y1
Richard Cory Waters SpauldingCertified Financial PlannerRaleigh, Nc Aug 29, 202213 y0
Jacob Taylor DurbinCertified Financial PlannerCincinnati, Oh Sep 30, 202210 y1
Yan YuCertified Financial PlannerFort Wayne, In Jan 12, 202312 y0
All 82 advisors at Forvis Mazars Wealth Advisors, LLC
Advisor movement
9 left, 4 joined in 12 months
net -5 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 11% of current headcount19 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Allen Jeffrey Layman · Chief Investment Officercontrol
    since 04/2008 · owns less than 5%
  • Maria Holly Pantzer · Managing Partnercontrol
    since 01/2026 · owns less than 5%
  • Thompson William Sneed · Regional Sector Leadercontrol
    since 06/2022 · owns less than 5%
  • Louis Steven Toomey · Managing Partnercontrol
    since 05/2020 · owns less than 5%
  • Danielle Nicole Conklin · Chief Compliance Officer
    since 10/2013 · owns less than 5%
Entity owners
  • Forvis Mazars, Llp · Managing Member/Full Owner
    direct · owns 75% or more
  • Forvis Mazars, Llp · Managing Member/Full Owner
    indirect · owns 75% or more of Forvis Mazars, Llp
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Springfield, Mo · principal8294
Kansas City, Mo1230
Indianapolis, In910
Little Rock, Ar700
Charlotte, Nc700
Fort Wayne, In500
Greensboro, Nc500
Chicago, Il500
Joplin, Mo500
Oakbrook Terrace, Il500
Branson, Mo400
Jacksonville, Fl400
Houston, Tx400
Wichita, Ks421
St Louis, Mo400
Dallas, Tx410
Denver, Co400
Woodbury, Ny310
Austin, Tx300
Charleston, Sc300
Offices
Schedule D 1.F, the 25 largest
  • Kansas City, MO14 employees
  • Indianapolis, IN8 employees
  • Oakbrook Terrace, IL7 employees
  • Chicago, IL6 employees
  • Asheville, NC5 employees
  • High Point, NC5 employees
  • Houston, TX5 employees
  • Little Rock, AR5 employees
  • St. Louis, MO5 employees
  • Charlotte, NC4 employees
  • Omaha, NE4 employees
  • San Antonio, TX4 employees
  • Charleston, SC3 employees
  • Greenville, NC3 employees
  • Greenville, SC3 employees
  • Summerville, SC3 employees
  • Raleigh, NC3 employees
  • Dallas, TX3 employees
  • Denver, CO3 employees
  • Fort Worth, TX3 employees
  • Wichita, KS2 employees
  • Tysons, VA2 employees
  • Austin, TX2 employees
  • Hendersonville, NC2 employees
  • Charleston, WV1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Aug 25, 2026
    PANTZER, HOLLY, MARIA (MANAGING PARTNER) appeared on Schedule A between the filings of 2024-06-03 and 2026-08-25
    peers: independent wealth managers, $5B to $20B (289)
  • control person changedChange between filings · filing Aug 25, 2026
    TOOMEY, STEVEN, LOUIS (MANAGING PARTNER) left Schedule A between the filings of 2024-06-03 and 2026-08-25
    peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
  • Accounts · 13,227 to 14,044
    Mar 25, 2026 to Aug 25, 2026
  • Advisory employees · 78 to 82
    Mar 25, 2026 to Aug 25, 2026
  • Charity clients · 94 to 139
    Mar 25, 2026 to Aug 25, 2026
  • Corporate clients · 92 to 70
    Mar 25, 2026 to Aug 25, 2026
  • HNW clients · 1,674 to 1,898
    Mar 25, 2026 to Aug 25, 2026
  • Individual clients · 2,509 to 2,431
    Mar 25, 2026 to Aug 25, 2026
  • Pension plan clients · 29 to 46
    Mar 25, 2026 to Aug 25, 2026
  • Assets in custody · $3.2B to $3.5B
    Mar 25, 2026 to Aug 25, 2026
  • Employees · 123 to 124
    Mar 25, 2026 to Aug 25, 2026
  • State-registered IARs · 78 to 82
    Mar 25, 2026 to Aug 25, 2026
  • Other offices · 62 to 65
    Mar 25, 2026 to Aug 25, 2026
  • Discretionary RAUM · $9.6B to $12B
    Mar 25, 2026 to Aug 25, 2026
  • HNW RAUM · $7.8B to $9.9B
    Mar 25, 2026 to Aug 25, 2026
  • Individual RAUM · $1.2B to $1.1B
    Mar 25, 2026 to Aug 25, 2026
  • Non-discretionary RAUM · $170M to $182M
    Mar 25, 2026 to Aug 25, 2026
  • Pension RAUM · $144M to $213M
    Mar 25, 2026 to Aug 25, 2026
  • RAUM · $9.8B to $12B
    Mar 25, 2026 to Aug 25, 2026
  • Accounts · 12,871 to 13,227
    Jan 16, 2025 to Aug 20, 2025
  • Advisory employees · 73 to 78
    Jan 16, 2025 to Aug 20, 2025
  • Charity clients · 73 to 94
    Jan 16, 2025 to Aug 20, 2025
  • Corporate clients · 102 to 92
    Jan 16, 2025 to Aug 20, 2025
  • HNW clients · 1,695 to 1,674
    Jan 16, 2025 to Aug 20, 2025
  • Individual clients · 2,596 to 2,509
    Jan 16, 2025 to Aug 20, 2025
  • Pension plan clients · 48 to 29
    Jan 16, 2025 to Aug 20, 2025
  • Assets in custody · $2.4B to $3.2B
    Jan 16, 2025 to Aug 20, 2025
  • Employees · 117 to 123
    Jan 16, 2025 to Aug 20, 2025
  • State-registered IARs · 73 to 78
    Jan 16, 2025 to Aug 20, 2025
  • Other offices · 52 to 62
    Jan 16, 2025 to Aug 20, 2025
  • Discretionary RAUM · $8.8B to $9.6B
    Jan 16, 2025 to Aug 20, 2025
  • HNW RAUM · $7.2B to $7.8B
    Jan 16, 2025 to Aug 20, 2025
  • Individual RAUM · $916M to $1.2B
    Jan 16, 2025 to Aug 20, 2025
  • Non-discretionary RAUM · $141M to $170M
    Jan 16, 2025 to Aug 20, 2025
  • Pension RAUM · $230M to $144M
    Jan 16, 2025 to Aug 20, 2025
  • RAUM · $8.9B to $9.8B
    Jan 16, 2025 to Aug 20, 2025
  • Financial planning clients · More than 500 to More than 500
    Aug 30, 2024 to Jan 16, 2025
  • Accounts · 12,298 to 12,871
    Jun 18, 2024 to Aug 30, 2024
  • Advisory employees · 77 to 73
    Jun 18, 2024 to Aug 30, 2024
  • Charity clients · 40 to 73
    Jun 18, 2024 to Aug 30, 2024
  • Corporate clients · 75 to 102
    Jun 18, 2024 to Aug 30, 2024
  • HNW clients · 1,879 to 1,695
    Jun 18, 2024 to Aug 30, 2024
Signals
41 dated events
  • Charles Andrew Welsh registered as an investment adviser representative at Forvis Mazars Wealth Advisors, Llc
    Sep 15, 2026 · Advisor registered · fact
  • Jeffrey Thomas Lenhart left Forvis Mazars Wealth Advisors, Llc for Prosperity - An Eisneramper Company (registered 2026-08-28)
    Jul 23, 2026 · Advisor changed firm · fact
  • Austin Whitton left Forvis Mazars Wealth Advisors, Llc for Sanctuary Advisors, Llc (registered 2026-07-07)
    Jun 2, 2026 · Advisor changed firm · fact
  • Shelby Newell left Forvis Mazars Wealth Advisors, Llc for Ironwood Wealth Management, Llc (registered 2026-06-12)
    Apr 24, 2026 · Advisor changed firm · fact
  • Ashley Witt Israel left Forvis Mazars Wealth Advisors, Llc for Vandalia Wealth (registered 2026-04-30)
    Apr 7, 2026 · Advisor changed firm · fact
  • Robert D Paredes left Forvis Mazars Wealth Advisors, Llc for Paredes Capital Llc (registered 2026-02-27)
    Feb 17, 2026 · Advisor changed firm · fact
  • Paraskevi Eleni Porsch left Forvis Mazars Wealth Advisors, Llc for Cetera Investment Advisers Llc (registered 2026-04-21)
    Jan 20, 2026 · Advisor changed firm · fact
  • Justin Robert Baas left Forvis Mazars Wealth Advisors, Llc for Oak Wealth Advisors Llc (registered 2026-02-05)
    Jan 6, 2026 · Advisor changed firm · fact
  • John Kent Davis left Forvis Mazars Wealth Advisors, Llc for Jkd Financial (registered 2026-02-18)
    Jan 6, 2026 · Advisor changed firm · fact
  • Jonathan Lee Vance left Forvis Mazars Wealth Advisors, Llc for Vance Financial Planning (registered 2025-12-08)
    Sep 22, 2025 · Advisor changed firm · fact
  • Forvis Mazars Wealth Advisors, Llc reported 62 offices beyond its principal office, up from 52 (2025-01-16 to 2025-08-20)
    Aug 20, 2025 · Office count change · derived
  • Albert Donald Erb left Forvis Mazars Wealth Advisors, Llc for Sanctuary Advisors, Llc (registered 2025-04-14)
    Mar 31, 2025 · Advisor changed firm · fact
  • Dorsey Webster Tyndall left Forvis Mazars Wealth Advisors, Llc for Axxcess Wealth Management, Llc (registered 2025-01-29)
    Jan 30, 2025 · Advisor changed firm · fact
  • John Davis Fleming left Forvis Mazars Wealth Advisors, Llc for Axxcess Wealth Management, Llc (registered 2025-01-29)
    Jan 30, 2025 · Advisor changed firm · fact
  • Jason Andrew Lunsford left Forvis Mazars Wealth Advisors, Llc for Axxcess Wealth Management, Llc (registered 2025-02-03)
    Jan 30, 2025 · Advisor changed firm · fact
  • 3 advisors left Forvis Mazars Wealth Advisors, LLC (Norfolk, VA) for Axxcess Wealth Management, LLC on the same day
    Jan 30, 2025 · Team lift-out · derived
  • Brian R Eller left Forvis Mazars Wealth Advisors, Llc for Aveo Capital Partners, Llc (registered 2024-10-24)
    Sep 12, 2024 · Advisor changed firm · fact
  • John Michael Wildern left Forvis Mazars Wealth Advisors, Llc for Legacy Financial Advisors, Inc. (registered 2024-05-07)
    Apr 3, 2024 · Advisor changed firm · fact
  • Melissa Boyer left Forvis Mazars Wealth Advisors, Llc for Moneta Group Investment Advisors, Llc (registered 2024-02-20)
    Jan 23, 2024 · Advisor changed firm · fact
  • Matthew Patrick Holmes left Forvis Mazars Wealth Advisors, Llc for Thrivent Investment Management Inc. (registered 2024-02-14)
    Jan 9, 2024 · Advisor changed firm · fact
  • Brooke Taylor Stanford left Forvis Mazars Wealth Advisors, Llc for Newedge Advisors (registered 2023-10-17)
    Oct 16, 2023 · Advisor changed firm · fact
  • William Fraser Laird left Forvis Mazars Wealth Advisors, Llc for Newedge Advisors (registered 2023-10-17)
    Oct 16, 2023 · Advisor changed firm · fact
  • 2 advisors left Forvis Mazars Wealth Advisors, LLC (Atlanta, GA) for Newedge Advisors on the same day
    Oct 16, 2023 · Team lift-out · derived
  • Sarah Karp Charles left Forvis Mazars Wealth Advisors, Llc for Sanctuary Financial Planning, Llc (registered 2023-07-05)
    Jun 5, 2023 · Advisor changed firm · fact
  • Thompson William Sneed (Executive Vice President) appeared on Schedule A of Forvis Mazars Wealth Advisors, Llc
    Jan 4, 2023 · Control person joined · fact
  • 2 advisors left Dixon Hughes Goodman Wealth Advisors LLC (Jacksonville, FL) for Forvis Mazars Wealth Advisors, LLC on the same day
    Aug 24, 2022 · Team lift-out · derived
  • Dixon Hughes Goodman Wealth Advisors LLC's advisors moved to Forvis Mazars Wealth Advisors, LLC (Charlotte, NC): 12 of 20 registered, on the same day
    Aug 24, 2022 · Firm absorbed (people side) · derived
  • 4 advisors left Dixon Hughes Goodman Wealth Advisors LLC (Greenville, SC) for Forvis Mazars Wealth Advisors, LLC on the same day
    Aug 24, 2022 · Team lift-out · derived
  • Bkd Wealth Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
    May 25, 2022 · Succession (Item 4) · fact
  • Forvis Mazars Wealth Advisors, Llc reported 54 offices beyond its principal office, up from 39 (2022-04-06 to 2022-05-25)
    May 25, 2022 · Office count change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/forvis-mazars-us/mycompanyreportedpublic record, Form ADV, Sep 17, 2026
Website
forvismazars.usreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
417.831.7283reportedpublic record, Form ADV, Aug 25, 2026
Contact form
forvismazars.us/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$148Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026