DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• W• M••••••

C•••••• I•• A•••••••• L••independent RIAConshohocken, Pa IA-onlyIAPD 318940

Feed of 09/14/2026

Also filed as C•••••• William M••••••

At current firm

3 y

since Apr 28, 2023

In the industry

40 y

since Jul 23, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• I•• A•••••••• L•• independent RIA current
since Apr 28, 2023 · Chadds Ford, Pa
U••••• C•••••• F•••••••• A••••••• independent RIA
Jun 21, 2019 to Apr 6, 2023 · Chadds Ford, Pa
C••••••• F•••••••• A••••••• former
Feb 1, 2012 to Jun 21, 2019 · Chadds Ford, Pa
F••••••• C•••••• A•••••••• L•• former
Oct 21, 2009 to Apr 2, 2012 · Chadds Ford, Pa
A••••••• S••••••••• G••••• I••• unclassified
Jul 17, 2006 to Oct 6, 2009 · Chadds Ford, Pa
W•••• F•••• A••••••• wirehouse
Jun 19, 2002 to Jul 13, 2006 · Chadds Ford, Pa
C••••••• F•••••••• A•••••••• L•• unclassified
Apr 17, 1998 to Jun 20, 2002 · Chadds Ford, Pa

Moves

a registration end followed by a registration begin elsewhere

U••••• C•••••• F•••••••• A••••••• to C•••••• I•• A•••••••• L••
left Apr 6, 2023, registered Apr 28, 2023 (22 days) · Affiliated broker-dealer or bank to independent RIA
C••••••• F•••••••• A••••••• to U••••• C•••••• F•••••••• A•••••••
left Jun 21, 2019, registered Jun 21, 2019 (0 days) · RIA to RIA · moved with a team
F••••••• C•••••• A•••••••• L•• to C••••••• F•••••••• A•••••••
left Apr 2, 2012, registered Feb 1, 2012 (-61 days) · Other
A••••••• S••••••••• G••••• I••• to F••••••• C•••••• A•••••••• L••
left Oct 6, 2009, registered Oct 21, 2009 (15 days) · Other
W•••• F•••• A••••••• to A••••••• S••••••••• G••••• I•••
left Jul 13, 2006, registered Jul 17, 2006 (4 days) · Other
C••••••• F•••••••• A•••••••• L•• to W•••• F•••• A•••••••
left Jun 20, 2002, registered Jun 19, 2002 (-1 days) · corporate re-registration, not a move

Signals

C•••••• W• M•••••• left U••••• C•••••• F•••••••• A••••••• for C•••••• I•• A•••••••• L•• (registered 2023-04-28)
Apr 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address