DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••• L•••• A•••••••

B•••••• I••••••••• M••••••••• I••mixed wealthOmaha, NeIA-onlyIAPD 3189605

Feed of 09/14/2026

Also filed as B••••• L•••• A•••••••

At current firm

6 y

since Aug 3, 2020

In the industry

21 y

since Nov 10, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•••••• I••••••••• M••••••••• I•• mixed wealth current
since Aug 3, 2020 · Omaha, Ne
W••••••••• P••••••• independent RIA
Jan 30, 2020 to Dec 21, 2021 · Omaha, Ne
W••••••••• P••••••• former
Jan 10, 2020 to Jul 10, 2020 · Omaha, Ne
S••••••••• A•••••• A•••••••• I••• former
Sep 9, 2014 to Aug 15, 2019 · La Vista, Ne
T• A••••••••• I••••••••• M••••••••• L•• former
May 6, 2005 to Sep 8, 2014 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

W••••••••• P••••••• to B•••••• I••••••••• M••••••••• I••
left Dec 21, 2021, registered Aug 3, 2020 (-505 days) · RIA to RIA
W••••••••• P••••••• to W••••••••• P•••••••
left Jul 10, 2020, registered Jan 30, 2020 (-162 days) · corporate re-registration, not a move
S••••••••• A•••••• A•••••••• I••• to W••••••••• P•••••••
left Aug 15, 2019, registered Jan 10, 2020 (148 days) · Affiliated broker-dealer or bank to independent RIA
T• A••••••••• I••••••••• M••••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Sep 8, 2014, registered Sep 9, 2014 (1 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address