RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• R••• O•••••••
- N•••••••• B••••• B• L•• no RAUM currentsince Feb 10, 2026 · New York, Ny
- L•••• A••••• • C•• L•• asset managerSep 15, 2022 to Feb 13, 2026 · Jersey C•••, Nj
- C••• D•••••••• I••••••••• independent RIAMar 18, 2021 to Aug 17, 2022 · Santa Fe, Nm
- P•••• A•••••••• I••• asset managerMar 25, 2009 to Apr 5, 2012 · Park Ridge, Nj
- A•• D••••••••• I••• unclassifiedFeb 16, 2006 to Jun 5, 2008 · Stamford, Ct
- L•••• A••••• • C•• L•• asset managerSep 23, 2002 to Feb 1, 2006 · Jersey C•••, Nj
- L•••• A••••• • C•• L•• to N•••••••• B••••• B• L••left Feb 13, 2026, registered Feb 10, 2026 (-3 days) · Other
- C••• D•••••••• I••••••••• to L•••• A••••• • C•• L••left Aug 17, 2022, registered Sep 15, 2022 (29 days) · Other
- P•••• A•••••••• I••• to C••• D•••••••• I•••••••••left Apr 5, 2012, registered Mar 18, 2021 (3269 days) · Other
- A•• D••••••••• I••• to P•••• A•••••••• I•••left Jun 5, 2008, registered Mar 25, 2009 (293 days) · Other
- L•••• A••••• • C•• L•• to A•• D••••••••• I•••left Feb 1, 2006, registered Feb 16, 2006 (15 days) · Other
- T•••••• R••• O••••••• left L•••• A••••• • C•• L•• for N•••••••• B••••• B• L•• (registered 2026-02-10)Feb 13, 2026 · Advisor changed firm · fact
- T•••••• R••• O••••••• left C••• D•••••••• I••••••••• for L•••• A••••• • C•• L•• (registered 2022-09-15)Aug 17, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address