DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Adam Michael Delaughter
Feed of 09/14/2026
At current firm
11 y
since Jun 18, 2015
In the industry
27 y
since Mar 12, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Jun 18, 2015 · Omaha, Ne
- First National Capital Markets, Inc. formerJun 11, 2012 to Jun 18, 2015 · Omaha, Ne
- Avantax Advisory Services formerFeb 26, 2010 to Jun 11, 2012 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- First National Capital Markets, Inc. to Raymond James Financial Services Advisors, Incleft Jun 18, 2015, registered Jun 18, 2015 (0 days) · Other
- Avantax Advisory Services to First National Capital Markets, Inc.left Jun 11, 2012, registered Jun 11, 2012 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address