RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A•••••••• L••••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Jul 1, 2026 · Cary, Nc
- W••••••••• L•• formerMar 19, 2018 to Mar 31, 2023 · Cary, Nc
- W••••••••• P•••••••• L•• independent RIAJan 22, 2014 to Jul 1, 2026 · Cary, Nc
- U•• F•••••••• S••••••• I••• wirehouseJun 30, 2006 to Dec 23, 2013 · Raleigh, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 15, 2002 to Jul 5, 2006 · Cary, Nc
- W••••••••• P•••••••• L•• to W••••••••• L••left Jul 1, 2026, registered Mar 19, 2018 (-3026 days) · Other
- W••••••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left Mar 31, 2023, registered Jul 1, 2026 (1188 days) · Other
- U•• F•••••••• S••••••• I••• to W••••••••• P•••••••• L••left Dec 23, 2013, registered Jan 22, 2014 (30 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Jul 5, 2006, registered Jun 30, 2006 (-5 days) · Wirehouse to wirehouse
- R••••• A•••••••• L•••••• left W••••••••• P•••••••• L•• for W••••••••• L•• (registered 2018-03-19)Jul 1, 2026 · Advisor changed firm · fact
- R••••• A•••••••• L•••••• left W••••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-07-01)Mar 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address