RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Apr 7, 2014 · Winter Park, Fl
- A•••• W••••• M••••••••• L•• independent RIAMar 17, 2014 to Apr 8, 2014 · Atlanta, Ga
- B••• I••••••••• S•••••••• I••• formerMar 14, 2011 to Jul 18, 2012 · Charlotte, Nc
- M•• F•••••••• S•••••••• I••• formerNov 17, 2010 to Mar 14, 2011 · Atlanta, Ga
- A•••• W••••• M••••••••• L•• to M••••• S••••••left Apr 8, 2014, registered Apr 7, 2014 (-1 days) · Other
- B••• I••••••••• S•••••••• I••• to A•••• W••••• M••••••••• L••left Jul 18, 2012, registered Mar 17, 2014 (607 days) · Other
- M•• F•••••••• S•••••••• I••• to B••• I••••••••• S•••••••• I•••left Mar 14, 2011, registered Mar 14, 2011 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address