DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Orion Portfolio Solutions, LLC
Latest filing Jul 31, 2026
First filing on the tape Dec 22, 2011 · 67 filings
SEC status approved since Jan 1, 2000
RAUM
$65B
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
60%
$39B individuals and HNW
Advisors
199
registered through the firm on IAPD
RAUM per advisor
$326M
derived; firm RAUM over IAPD count
Employees
305
47 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
67 filings and snapshots on the tape
RAUM$65B as of Jul 31, 2026
Mar 30, 2012$11B then
HNW client RAUM$19B as of Jul 31, 2026
Mar 28, 2018$804M then
State-registered IARs (5.B.3)207 as of Jul 31, 2026
Mar 28, 201329 then
Employees (5.A)305 as of Jul 31, 2026
Mar 28, 201379 then
Private funds: no history
RAUM +12% over the last fiscal year+6.8% a year over threeIARs 186 to 207
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $324MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 927derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.0MderivedHNW RAUM over HNW clients
- Average account
- $234,900derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 3.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 100.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.5%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $34BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$19B31%
- Individuals$19B31%
- Investment companies$11B18%
- Other investment advisers$6.3B10%
- Corporations and businesses$3.7B5.9%
- Pension and profit-sharing plans$2.1B3.4%
- State and municipal entities$31.4M0.1%
- Charitable organizations$30.1M0.0%
- Individual clients
- 166,226reported
- HNW clients
- 19,151reported
- Pension plan clients
- 1,154reported
- Charitable clients
- 79reported
- Accounts
- 276,041reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $18B sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.6 fund_share=0.27 institutional_share=0.03 related_bd=true related_bank=false bd_reps=103.0derived
Advisors registered through the firm
200 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Todd Patrick Clarke | Omaha, Ne | May 31, 1994 | 33 y | 0 |
| Cody Keith UllandCertified Financial Planner | Omaha, Ne | Jan 6, 2022 | 11 y | 3 |
| Brian Michael Ferko | Berwyn, Pa | Jan 13, 2023 | 29 y | 3 |
| Kent Michael Schroeder | Omaha, Ne | Jan 17, 2023 | 16 y | 1 |
| David RosenblumCertified Financial Planner, Chartered Financial Analyst | Omaha, Ne | Jan 17, 2023 | 15 y | 2 |
| Brian David Towner | Omaha, Ne | Jan 17, 2023 | 14 y | 3 |
| Michael Angelo Vitallo | Omaha, Ne | Jan 17, 2023 | 20 y | 2 |
| Andrew RosenbergerChartered Financial Analyst | Omaha, Ne | Jan 17, 2023 | 21 y | 3 |
| Justin Eugene Kullman | Omaha, Ne | Jan 17, 2023 | 23 y | 2 |
| Jamie Susanin RyanChartered Financial Analyst | Omaha, Ne | Jan 17, 2023 | 13 y | 2 |
| Richard Zachary Seitz | Omaha, Ne | Jan 17, 2023 | 20 y | 7 |
| Gregory KingChartered Financial Analyst | Omaha, Ne | Jan 17, 2023 | 10 y | 1 |
| Gerald Edward Matzke | Omaha, Ne | Jan 17, 2023 | 11 y | 2 |
| Walter Byron Mcclennen | Omaha, Ne | Jan 17, 2023 | 29 y | 3 |
| Andrea J Iseminger | Omaha, Ne | Jan 17, 2023 | 21 y | 2 |
| Hector Ortiz | Omaha, Ne | Jan 17, 2023 | 22 y | 1 |
| Nicholas Charles Boylan | Omaha, Ne | Jan 17, 2023 | 19 y | 3 |
| Tammy Jo Christensen | Omaha, Ne | Jan 17, 2023 | 27 y | 5 |
| Libin James JacobChartered Financial Analyst | Berwyn, Pa | Jan 17, 2023 | 10 y | 3 |
| Charles Anthony AronicaChartered Financial Analyst | Berwyn, Pa | Jan 17, 2023 | 15 y | 5 |
| Christopher Lee Bosse | Omaha, Ne | Jan 17, 2023 | 19 y | 1 |
| Brian Daniel LibbyChartered Financial Analyst | Berwyn, Pa | Jan 17, 2023 | 10 y | 3 |
| Michael Francis Frascone | Berwyn, Pa | Jan 17, 2023 | 28 y | 3 |
| Steven Douglas Walton | Omaha, Ne | Jan 17, 2023 | 15 y | 3 |
| Christopher Pennock Hart | Berwyn, Pa | Jan 17, 2023 | 29 y | 7 |
| Jose Miguel Herrera | Berwyn, Pa | Jan 17, 2023 | 17 y | 4 |
| Shannon Joy Link | Omaha, Ne | Jan 17, 2023 | 10 y | 1 |
| Matthew Burton Brewsaugh | Omaha, Ne | Jan 17, 2023 | 10 y | 1 |
| Brittney Hageman | Omaha, Ne | Jan 17, 2023 | 11 y | 2 |
| Shaun Douglas Kardell | Omaha, Ne | Jan 17, 2023 | 13 y | 2 |
| Matthew S Mileski | Omaha, Ne | Jan 17, 2023 | 13 y | 5 |
| Kira Epstein Reitz | Omaha, Ne | Jan 17, 2023 | 17 y | 4 |
| Mark Stanley YoderChartered Financial Analyst | Omaha, Ne | Jan 17, 2023 | 15 y | 3 |
| Jason Matthew Shevland | Omaha, Ne | Jan 18, 2023 | 28 y | 3 |
| Timothy Jonathon William Noe | Omaha, Ne | Jan 19, 2023 | 12 y | 1 |
| Blake Douglas Williams | Omaha, Ne | Jan 19, 2023 | 18 y | 1 |
| Michael Jacob Wostoupal | Omaha, Ne | Jan 19, 2023 | 10 y | 1 |
| Brian George MorganCertified Financial Planner | Omaha, Ne | Jan 19, 2023 | 16 y | 2 |
| Francisco Rodriguez-Morales | Omaha, Ne | Jan 19, 2023 | 11 y | 1 |
| Brian Patrick StoreyChartered Financial Analyst | Omaha, Ne | Jan 19, 2023 | 23 y | 2 |
Advisor movement
7 left, 13 joined in 12 months
net +6 in 12 months0 left in 90 days4 joined in 90 daysdeparture rate 3.5% of current headcount47 left over 36 months
Left, latest
- Bradley James Kozinski to Capital Client Group, Inc.Jun 15, 2026 · Other
- Francis J Sortino to Ameriprise Financial Services, LLCJun 1, 2026 · Affiliated broker-dealer or bank to another
- Edward Gabriel Cruz to Cetera Investment Advisers LLCApr 2, 2026 · Affiliated broker-dealer or bank to another
- Jeanna Lynn Stecklein to Cwm, LLCMar 2, 2026 · Affiliated broker-dealer or bank to another
- Jefferson Francis Bartley to Envestnet PmcNov 17, 2025 · Affiliated broker-dealer or bank to independent RIA
- Joel David Riha-Aldrich to Cwm, LLCOct 8, 2025 · Affiliated broker-dealer or bank to another
- Christopher Edward Malsam to Advisor Logistics, LLCSep 24, 2025 · Other
- Donica D Masterson - Ruano to OnedigitalSep 9, 2025 · Other
- Robert Landon Patterson to Kestra Investment Management, LLC.Sep 9, 2025 · Other
- Benjamin Scott Stout to Kingsview Wealth Management, LLCAug 11, 2025 · Affiliated broker-dealer or bank to independent RIA
- Dallas Messenger to Sandlot Private Wealth LLCJul 31, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- William Hampton Struss to MML Investors Services, LLCJul 24, 2025 · Affiliated broker-dealer or bank to another
- Robert Percival to Ascensus Investment Advisors, LLCJun 3, 2025 · Other
- Denis Joseph Hill to Lincoln InvestmentJun 3, 2025 · Affiliated broker-dealer or bank to independent RIA
- Riley T Salmon to Edward JonesJun 3, 2025 · Affiliated broker-dealer or bank to another
Joined, latest
- Brittany A. Saunders from Jefferies Investment Advisers LLCSep 14, 2026 · RIA to affiliated broker-dealer or bank
- Michael Yasin from Strategic Advisers LLCJul 29, 2026 · Affiliated broker-dealer or bank to another
- Jason Jack Turesky from Raymond James Financial Services Advisors, IncJul 21, 2026 · Affiliated broker-dealer or bank to another
- Cedric Xavier Louit from Total Wealth Planning, LLCJul 6, 2026 · RIA to affiliated broker-dealer or bank
- Douglas Vincent Eatough from Summit Global Investments, LLCJun 15, 2026 · RIA to affiliated broker-dealer or bank
- Aidan Thomas Boyle from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 11, 2026 · Wirehouse to affiliated broker-dealer or bank
- Malcolm Kirk Leslie from Envestnet PmcApr 1, 2026 · RIA to affiliated broker-dealer or bank
- Gina Marie Kenney from Sei Investments Management CorpMar 2, 2026 · Other
- Michael Edward Lenge from Wealthcare Advisory Partners LLCFeb 23, 2026 · RIA to affiliated broker-dealer or bank
- Zachary John Bereznak from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 17, 2026 · Wirehouse to affiliated broker-dealer or bank
- Edward Gabriel Cruz from LPL Financial LLCJan 15, 2026 · Affiliated broker-dealer or bank to another
- Ronald Earl Pruitt from Envestnet PmcJan 2, 2026 · Other
- Sharlyn Yap Leh from Assetmark, Inc.Nov 12, 2025 · Affiliated broker-dealer or bank to another
- Gregory Allison from Bny Mellon Advisors, Inc.Aug 26, 2025 · RIA to affiliated broker-dealer or bank
- Jackson Clark from Florida Financial Advisors, LLCAug 11, 2025 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 16 left for Orion Portfolio Solutions, LLCDec 31, 2019 · Omaha, Ne · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Andrew Mark Audrain · Chief Compliance Officercontrolsince 09/2023 · owns less than 5%
- Marie Kylee Beach · Chief Legal Officer/Secretarycontrolsince 09/2020 · owns less than 5%
- Kevin Mark Mayo · Chief Financial Officercontrolsince 09/2024 · owns less than 5%
- Earl Ronald Pruitt · Presidentcontrolsince 05/2024 · owns less than 5%
- Grace Natalie Wolfsen · Ceocontrolsince 10/2023 · owns less than 5%
- Darcy Noreen Beaman · Elected Managercontrolsince 09/2020 · owns F of Gt Polaris Holdings, L.P.
- Roy Michael Burns · Elected Managercontrolsince 09/2020 · owns F of Gt Polaris Holdings, L.P.
- Reese Eric Clarke · Elected Managercontrolsince 09/2020 · owns F of Gt Polaris Holdings, L.P.
- Richard Todd Crockett · Elected Managercontrolsince 09/2020 · owns F of Gt Polaris Holdings, L.P.
- George Charles Goldman · Elected Managercontrolsince 07/2022 · owns F of Gt Polaris Holdings, L.P.
- Thomas Brian Mclaughlin · Elected Managercontrolsince 07/2022 · owns F of Gt Polaris Holdings, L.P.
- Siddharth Ramakrishnan · Elected Managercontrolsince 09/2020 · owns F of Gt Polaris Holdings, L.P.
- Jon Anthony Salewski · Elected Managercontrolsince 09/2020 · owns F of Gt Polaris Holdings, L.P.
- Grace Natalie Wolfsen · Elected Managercontrolsince 10/2023 · owns F of Gt Polaris Holdings, L.P.
- Wilford Michael Forker · Evp, Operations Officersince 03/2021 · owns less than 5%
- Russell Jonathan Baum · Elected Managersince 10/2020 · owns F of Gt Polaris Holdings, L.P.
- Tope Lori Hardwick · Elected Managersince 10/2020 · owns F of Gt Polaris Holdings, L.P.
Entity owners
- Orion Advisor Solutions, Inc. · Sole Memberdirect · owns 75% or more
- Genstar Capital Ix, L.P. · General Partnerindirect · owns F of Gt Polaris Gp, LLC.
- Genstar Capital Partners Ix, L.P. · 50% Memberindirect · owns F of Gt Polaris Gp, LLC.
- Genstar Ix Gp LLC · General Partnerindirect · owns F of Genstar Capital Ix, L.P.
- Gt Polaris Gp, LLC. · General Partnerindirect · owns F of Gt Polaris Holdings, L.P.
- Gt Polaris Holdings, Inc · Stockholderindirect · owns 75% or more of Gt Polaris Midco, Inc.
- Gt Polaris Holdings, L.P. · Stockholderindirect · owns 75% or more of Gt Polaris Holdings, Inc
- Gt Polaris Midco, Inc. · Stockholderindirect · owns 75% or more of Orion Advisor Solutions, Inc.
- Ta Associates Cayman, LLC · 50% Memberindirect · owns F of Gt Polaris Gp, LLC.
Related persons
Schedule D 7.A
- Brinker Capital Securities, LLCbroker-dealern
- Constellation Trust Companycustodiany
- Townsquare Capital, LLCinvestment adviserpooled vehicle sponsornRAUM $18B
Advisers that list Orion Portfolio Solutions, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Omaha, Ne · principal | 200 | 41 | 7 | ||
| Berwyn, Pa | 27 | 1 | 0 | ||
| Hebron, Ky | 5 | 1 | 0 | ||
| Hudson, Ma | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Berwyn, PA60 employees
ADV anomalies
9 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 31, 2026BEAMAN, NOREEN, DARCY (ELECTED MANAGER) left Schedule A between the filings of 2024-09-24 and 2026-07-31peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 31, 2026CLARKE, ERIC, REESE (ELECTED MANAGER) left Schedule A between the filings of 2024-09-24 and 2026-07-31peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 31, 2026SALEWSKI, ANTHONY, JON (ELECTED MANAGER) left Schedule A between the filings of 2024-09-24 and 2026-07-31peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 31, 2026BURNS, MICHAEL, ROY (ELECTED MANAGER) left Schedule A between the filings of 2024-09-24 and 2026-07-31peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 31, 2026GOLDMAN, CHARLES, GEORGE (ELECTED MANAGER) left Schedule A between the filings of 2024-09-24 and 2026-07-31peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 31, 2026MCLAUGHLIN, BRIAN, THOMAS (ELECTED MANAGER) left Schedule A between the filings of 2024-09-24 and 2026-07-31peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 31, 2026RAMAKRISHNAN, SIDDHARTH (ELECTED MANAGER) left Schedule A between the filings of 2024-09-24 and 2026-07-31peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 31, 2026CROCKETT, TODD, RICHARD (ELECTED MANAGER) left Schedule A between the filings of 2024-09-24 and 2026-07-31peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 31, 2026AUDRAIN, MARK, ANDREW (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-09-24 and 2026-07-31peers: affiliated wealth managers, $20B and over (50)
What changed
consecutive filings, newest first
- Accounts · 203,878 to 276,041Aug 11, 2025 to Mar 31, 2026
- Advisory employees · 73 to 47Aug 11, 2025 to Mar 31, 2026
- BD registered reps · 119 to 103Aug 11, 2025 to Mar 31, 2026
- Charity clients · 61 to 79Aug 11, 2025 to Mar 31, 2026
- Corporate clients · 1,274 to 1,170Aug 11, 2025 to Mar 31, 2026
- HNW clients · 7,180 to 19,151Aug 11, 2025 to Mar 31, 2026
- Individual clients · 179,063 to 166,226Aug 11, 2025 to Mar 31, 2026
- Pension plan clients · 6,685 to 1,154Aug 11, 2025 to Mar 31, 2026
- Employees · 350 to 305Aug 11, 2025 to Mar 31, 2026
- State-registered IARs · 186 to 207Aug 11, 2025 to Mar 31, 2026
- Discretionary RAUM · $51B to $53BAug 11, 2025 to Mar 31, 2026
- HNW RAUM · $18B to $19BAug 11, 2025 to Mar 31, 2026
- Individual RAUM · $25B to $19BAug 11, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $7.0B to $11BAug 11, 2025 to Mar 31, 2026
- Pension RAUM · $2.0B to $2.1BAug 11, 2025 to Mar 31, 2026
- RAUM · $58B to $65BAug 11, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · $5.9B to $18BAug 11, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Jun 24, 2025 to Aug 11, 2025
- Accounts · 299,169 to 203,878Sep 24, 2024 to Mar 31, 2025
- Advisory employees · 67 to 73Sep 24, 2024 to Mar 31, 2025
- BD registered reps · 117 to 119Sep 24, 2024 to Mar 31, 2025
- Charity clients · 75 to 61Sep 24, 2024 to Mar 31, 2025
- Corporate clients · 886 to 1,274Sep 24, 2024 to Mar 31, 2025
- HNW clients · 6,567 to 7,180Sep 24, 2024 to Mar 31, 2025
- Individual clients · 183,684 to 179,063Sep 24, 2024 to Mar 31, 2025
- Pooled vehicle clients · 10 to 0Sep 24, 2024 to Mar 31, 2025
- Assets in custody · 3979767013.0 to unsetSep 24, 2024 to Mar 31, 2025
- Employees · 404 to 350Sep 24, 2024 to Mar 31, 2025
- State-registered IARs · 189 to 186Sep 24, 2024 to Mar 31, 2025
- Discretionary RAUM · $41B to $51BSep 24, 2024 to Mar 31, 2025
- HNW RAUM · $17B to $18BSep 24, 2024 to Mar 31, 2025
- Individual RAUM · $28B to $25BSep 24, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $13B to $7.0BSep 24, 2024 to Mar 31, 2025
- Pension RAUM · $2.2B to $2.0BSep 24, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.7B to $0Sep 24, 2024 to Mar 31, 2025
- RAUM · $54B to $58BSep 24, 2024 to Mar 31, 2025
- Assets in custody · $6.4B to $4.0BJul 2, 2024 to Aug 30, 2024
- Accounts · 176,366 to 299,169Jan 29, 2024 to Mar 28, 2024
- Advisory employees · 72 to 67Jan 29, 2024 to Mar 28, 2024
- Advisory activities · 7 to 6Jan 29, 2024 to Mar 28, 2024
Signals
60 dated events
- Brittany A. Saunders registered as an investment adviser representative at Orion Portfolio Solutions, LlcSep 14, 2026 · Advisor registered · fact
- Bradley James Kozinski left Orion Portfolio Solutions, Llc for Capital Client Group, Inc. (registered 2026-07-06)Jun 15, 2026 · Advisor changed firm · fact
- Francis J Sortino left Orion Portfolio Solutions, Llc for Ameriprise Financial Services, Llc (registered 2026-06-29)Jun 1, 2026 · Advisor changed firm · fact
- Edward Gabriel Cruz left Orion Portfolio Solutions, Llc for Cetera Investment Advisers Llc (registered 2026-05-04)Apr 2, 2026 · Advisor changed firm · fact
- Jeanna Lynn Stecklein left Orion Portfolio Solutions, Llc for Cwm, Llc (registered 2026-04-01)Mar 2, 2026 · Advisor changed firm · fact
- Jefferson Francis Bartley left Orion Portfolio Solutions, Llc for Envestnet Pmc (registered 2026-07-09)Nov 17, 2025 · Advisor changed firm · fact
- Joel David Riha-Aldrich left Orion Portfolio Solutions, Llc for Cwm, Llc (registered 2025-10-08)Oct 8, 2025 · Advisor changed firm · fact
- Christopher Edward Malsam left Orion Portfolio Solutions, Llc for Advisor Logistics, Llc (registered 2026-03-31)Sep 24, 2025 · Advisor changed firm · fact
- Robert Landon Patterson left Orion Portfolio Solutions, Llc for Kestra Investment Management, Llc. (registered 2025-09-17)Sep 9, 2025 · Advisor changed firm · fact
- Donica D Masterson - Ruano left Orion Portfolio Solutions, Llc for Onedigital (registered 2025-09-08)Sep 9, 2025 · Advisor changed firm · fact
- Benjamin Scott Stout left Orion Portfolio Solutions, Llc for Kingsview Wealth Management, Llc (registered 2025-08-20)Aug 11, 2025 · Advisor changed firm · fact
- Dallas Messenger left Orion Portfolio Solutions, Llc for Sandlot Private Wealth Llc (registered 2025-09-30)Jul 31, 2025 · Advisor changed firm · fact
- William Hampton Struss left Orion Portfolio Solutions, Llc for Mml Investors Services, Llc (registered 2025-08-26)Jul 24, 2025 · Advisor changed firm · fact
- Denis Joseph Hill left Orion Portfolio Solutions, Llc for Lincoln Investment (registered 2026-08-13)Jun 3, 2025 · Advisor changed firm · fact
- Riley T Salmon left Orion Portfolio Solutions, Llc for Edward Jones (registered 2025-09-08)Jun 3, 2025 · Advisor changed firm · fact
- Robert Percival left Orion Portfolio Solutions, Llc for Ascensus Investment Advisors, Llc (registered 2026-02-11)Jun 3, 2025 · Advisor changed firm · fact
- Christopher Joseph Meyer left Orion Portfolio Solutions, Llc for Avior Wealth Management, Llc (registered 2026-02-12)Jun 2, 2025 · Advisor changed firm · fact
- Michael John Walters left Orion Portfolio Solutions, Llc for Townsquare Capital, Llc (registered 2025-06-05)Jun 2, 2025 · Advisor changed firm · fact
- Nicholas Codola left Orion Portfolio Solutions, Llc for Hsbc Securities (Usa) Inc. (registered 2025-10-21)Jun 2, 2025 · Advisor changed firm · fact
- Langston Washington left Orion Portfolio Solutions, Llc for Wealthplan Partners (registered 2025-06-26)May 27, 2025 · Advisor changed firm · fact
- Phillip Michael Gober left Orion Portfolio Solutions, Llc for Liberty One Investment Management (registered 2025-10-17)May 8, 2025 · Advisor changed firm · fact
- Daniel Roland Holloway left Orion Portfolio Solutions, Llc for Vanguard Advisers, Inc. (registered 2025-12-01)May 6, 2025 · Advisor changed firm · fact
- Samantha Brynn Stoner left Orion Portfolio Solutions, Llc for Townsquare Capital, Llc (registered 2025-05-07)May 5, 2025 · Advisor changed firm · fact
- Parker Brooks Manson left Orion Portfolio Solutions, Llc for Austin Wealth Management, Llc (registered 2025-10-02)Mar 27, 2025 · Advisor changed firm · fact
- Trent Heber Colledge left Orion Portfolio Solutions, Llc for Sunset Retirement Advisors Llc (registered 2025-03-18)Mar 17, 2025 · Advisor changed firm · fact
- Collin David Brown left Orion Portfolio Solutions, Llc for Onepoint Bfg Wealth Partners (registered 2025-05-30)Jan 30, 2025 · Advisor changed firm · fact
- Anthony Jose Calderon left Orion Portfolio Solutions, Llc for Peak Financial Planning (registered 2026-07-30)Jan 2, 2025 · Advisor changed firm · fact
- Trevor B Gulick-Stutz left Orion Portfolio Solutions, Llc for The Coury Firm (registered 2024-11-29)Nov 15, 2024 · Advisor changed firm · fact
- Jacquelyn Ruth Kesterson left Orion Portfolio Solutions, Llc for Sofi Wealth Llc (registered 2024-12-04)Oct 4, 2024 · Advisor changed firm · fact
- Kevin Mark Mayo (Chief Financial Officer) appeared on Schedule A of Orion Portfolio Solutions, LlcSep 24, 2024 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/orionwealthtechreportedpublic record, Form ADV, Sep 17, 2026
- Website
- orion.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 859-426-2000reportedpublic record, Form ADV, Jul 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $326Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026