DFX Intelligence
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Registered advisor
T•••• M•••••• P•••••
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as T•••••• M•••••• P••••••••• P••••••••• P•••••
At current firm
1 y
since Nov 6, 2024
In the industry
26 y
since Jan 22, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 6, 2024 · Jacksonville, Fl
- J••• M••••• S••••••••• L•• wirehouseMay 28, 2019 to Oct 11, 2024 · Jacksonville, Fl
- W•••• F•••• A••••••• wirehouseMay 3, 2016 to May 28, 2019 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 10, 2008 to May 3, 2016 · Jacksonville, Fl
- W•••• F•••• A••••••• wirehouseSep 14, 2006 to Jul 14, 2008 · Orange Park, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 21, 2003 to Sep 1, 2006 · Ponte Vedra Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to L•• F•••••••• L••left Oct 11, 2024, registered Nov 6, 2024 (26 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left May 28, 2019, registered May 28, 2019 (0 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left May 3, 2016, registered May 3, 2016 (0 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 14, 2008, registered Jul 10, 2008 (-4 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Sep 1, 2006, registered Sep 14, 2006 (13 days) · Wirehouse to wirehouse
Signals
- ••• LockedOct 11, 2024 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address