RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• D•••• D••••••
- F•••• W••••• A•••••••• I••• state registered currentsince Jan 25, 2023 · St. Charles, Il
- R•• O•• C•••••• M••••••••• I••• formerFeb 26, 2019 to Feb 2, 2023 · St. Charles, Il
- H••••• R•••• formerJan 15, 2015 to Jan 4, 2019 · Charlotte, Nc
- H•••• C•••••• formerApr 21, 2014 to Jul 14, 2014 · Atlanta, Ga
- R•• O•• C•••••• M••••••••• I••• to F•••• W••••• A•••••••• I•••left Feb 2, 2023, registered Jan 25, 2023 (-8 days) · RIA to a state-registered adviser
- H••••• R•••• to R•• O•• C•••••• M••••••••• I•••left Jan 4, 2019, registered Feb 26, 2019 (53 days) · RIA to RIA
- H•••• C•••••• to H••••• R••••left Jul 14, 2014, registered Jan 15, 2015 (185 days) · Other
- C••••••••• D•••• D•••••• left R•• O•• C•••••• M••••••••• I••• for F•••• W••••• A•••••••• I••• (registered 2023-01-25)Feb 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address