DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

H•••• C••••••

Former SEC-registered adviserAtlanta, GeorgiaCRD 167334SEC 801-78567IAPD
Legal name H•••• C•••••• M••••••••• G••••• L••
Latest filing Jul 22, 2014
First filing on the tape Sep 9, 2013 · 15 filings
RAUM
$35.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$35.0M as of Jul 22, 2014
Sep 9, 2013$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Jul 22, 2014
Sep 9, 20131 then
Employees (5.A)4 as of Jul 22, 2014
Sep 9, 20133 then
Private funds: no history
Practice profile
derived from the filing of Jul 22, 2014; every figure names its basis
RAUM per advisor
$17.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
35reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • E•••• L••••• W••••• · Managing Partnercontrol
    since 08/2013 · owns less than 5%
  • A••••• S•••• I•••• · Chief Compliance Officer
    since 09/2013 · owns less than 5%
  • P•••••• W•••••• · Member
    since 02/2014 · owns less than 5%
Entity owners
  • H•••• C•••••• P•••••••• L•• · Member
    direct · owns 75% or more
  • E••• F••••• V•••••••• L•• · Member
    indirect · owns 50% to 75% of H•••• C•••••• P•••••••• L••
  • O•••• L•• · Member
    indirect · owns 50% to 75% of H•••• C•••••• P•••••••• L••
  • K•••• P••••• · Member
    direct · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Advisory employees · 3 to 2
    Jun 24, 2014 to Jul 14, 2014
  • Employees · 5 to 4
    Jun 24, 2014 to Jul 14, 2014
  • State-registered IARs · 3 to 2
    Jun 24, 2014 to Jul 14, 2014
  • Accounts · 120 to 35
    Jun 19, 2014 to Jun 24, 2014
  • Advisory employees · 4 to 3
    Jun 19, 2014 to Jun 24, 2014
  • Employees · 7 to 5
    Jun 19, 2014 to Jun 24, 2014
  • State-registered IARs · 5 to 3
    Jun 19, 2014 to Jun 24, 2014
  • Discretionary RAUM · $74.0M to $35.0M
    Jun 19, 2014 to Jun 24, 2014
  • RAUM · $74.0M to $35.0M
    Jun 19, 2014 to Jun 24, 2014
  • Advisory activities · 4 to 3
    Jun 24, 2014 to Jun 24, 2014
  • Accounts · 150 to 120
    Jun 2, 2014 to Jun 19, 2014
  • Advisory employees · 8 to 4
    Jun 2, 2014 to Jun 19, 2014
  • Employees · 11 to 7
    Jun 2, 2014 to Jun 19, 2014
  • Insurance-licensed employees · 2 to 0
    Jun 2, 2014 to Jun 19, 2014
  • State-registered IARs · 8 to 5
    Jun 2, 2014 to Jun 19, 2014
  • Discretionary RAUM · $89.0M to $74.0M
    Jun 2, 2014 to Jun 19, 2014
  • RAUM · $89.0M to $74.0M
    Jun 2, 2014 to Jun 19, 2014
  • Accounts · 31 to 150
    Apr 29, 2014 to Jun 2, 2014
  • Advisory employees · 7 to 8
    Apr 29, 2014 to Jun 2, 2014
  • Employees · 9 to 11
    Apr 29, 2014 to Jun 2, 2014
  • State-registered IARs · 7 to 8
    Apr 29, 2014 to Jun 2, 2014
  • Discretionary RAUM · $35.0M to $89.0M
    Apr 29, 2014 to Jun 2, 2014
  • RAUM · $35.0M to $89.0M
    Apr 29, 2014 to Jun 2, 2014
  • Accounts · 27 to 31
    Jan 28, 2014 to Apr 22, 2014
  • Advisory employees · 2 to 7
    Jan 28, 2014 to Apr 22, 2014
  • Employees · 5 to 9
    Jan 28, 2014 to Apr 22, 2014
  • Insurance-licensed employees · 1 to 2
    Jan 28, 2014 to Apr 22, 2014
  • State-registered IARs · 3 to 7
    Jan 28, 2014 to Apr 22, 2014
  • Discretionary RAUM · $25.0M to $35.0M
    Jan 28, 2014 to Apr 22, 2014
  • RAUM · $25.0M to $35.0M
    Jan 28, 2014 to Apr 22, 2014
  • Accounts · 0 to 27
    Oct 7, 2013 to Jan 28, 2014
  • Advisory employees · 1 to 2
    Oct 7, 2013 to Jan 28, 2014
  • Business name · H•••• C•••••• M••••••••• G••••• L•• to H•••• C••••••
    Oct 7, 2013 to Jan 28, 2014
  • Employees · 3 to 5
    Oct 7, 2013 to Jan 28, 2014
  • Insurance-licensed employees · 0 to 1
    Oct 7, 2013 to Jan 28, 2014
  • State-registered IARs · 1 to 3
    Oct 7, 2013 to Jan 28, 2014
  • Discretionary RAUM · $0 to $25.0M
    Oct 7, 2013 to Jan 28, 2014
  • RAUM · $0 to $25.0M
    Oct 7, 2013 to Jan 28, 2014
  • Related adviser · false to true
    Oct 7, 2013 to Jan 28, 2014
  • HQ city · unset to ATLANTA
    Sep 9, 2013 to Oct 7, 2013
Signals
1 dated events
  • H•••• C•••••• M••••••••• G••••• L•• filed its initial SEC registration (Form ADV)
    Sep 9, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026