DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Mantle
Feed of 09/17/2026
Also filed as Robert Michael Mantle
At current firm
1 y
since Oct 11, 2024
In the industry
27 y
since Apr 21, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Oct 11, 2024 · Centereach, Ny
- American Portfolios Advisors, Inc formerJul 22, 2024 to Oct 11, 2024 · Holbrook, Ny
- Td Private Client Wealth LLC BD affiliatedJan 4, 2023 to Dec 19, 2023 · Melville, Ny
- Td Ameritrade Investment Management, LLC formerMar 14, 2007 to Dec 31, 2020 · Smithtown, Ny
- Td Ameritrade, Inc. formerJun 17, 2004 to Jan 11, 2021 · Lake Grove, Ny
Moves
a registration end followed by a registration begin elsewhere
- American Portfolios Advisors, Inc to Osaic Wealth, Inc.left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
- Td Private Client Wealth LLC to American Portfolios Advisors, Incleft Dec 19, 2023, registered Jul 22, 2024 (216 days) · Affiliated broker-dealer or bank to another
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jan 11, 2021, registered Mar 14, 2007 (-5052 days) · channel change inside one enterprise, not a move · moved with a team
- Td Ameritrade Investment Management, LLC to Td Private Client Wealth LLCleft Dec 31, 2020, registered Jan 4, 2023 (734 days) · RIA to affiliated broker-dealer or bank · moved with a team
Signals
- Robert Mantle left Td Private Client Wealth Llc for American Portfolios Advisors, Inc (registered 2024-07-22)Dec 19, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address