DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Channel change (one enterprise)

11 advisors moved from T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••

Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

no RAUMtoindependent RIAOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Adam RibackBrooklyn, NyJan 11, 2021Jul 9, 2019
Alcira ChristinaNew York, NyJan 11, 2021Mar 13, 2020
Alejandro CebrianLake Grove, NyJan 11, 2021Jul 13, 2007
Brandon WolkPittsford, NyJan 11, 2021Apr 26, 2019
John KonefalDewitt, NyJan 11, 2021Apr 10, 2018
Konstantinos PagiazitisHuntington Station, NyJan 11, 2021Jul 28, 2017
Matthew R. CoughlinForest Hills, NyJan 11, 2021Mar 13, 2020
Robert MantleLake Grove, NyJan 11, 2021Mar 14, 2007
Sean Patrick ClaryHuntington Station, NyJan 11, 2021Jul 16, 2009
Thomas SchillingGarden City, NyJan 11, 2021Dec 19, 2012
The rule
Registrations ended
Jan 11, 2021
Registered next
Mar 14, 2007 to Mar 13, 2020
Branch state
NY
Cities
8, most in New York, Ny
Registered there that day
1,467 (people still on IAPD; an estimate)
Share of that headcount
0.7%
One enterprise because
one firm's name is the other's with a word added
Succession by the destination
none on the tape
Other teams out of T• A••••••••• I•••Other teams into T• A••••••••• I••••••••• M••••••••• L••