DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••• E••••• W••••••

E•••••••• F•••••••• S•••••••state registeredSan Diego, CaIA-onlyIAPD 3199522

Certified Financial Planner

Feed of 09/14/2026

Also filed as T••• E W••••••

At current firm

2 y

since Aug 1, 2024

In the industry

27 y

since Apr 22, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• F•••••••• S••••••• state registered current
since Aug 1, 2024 · San Diego, Ca
I••••••••• D••••• A•••••••• L•• i••••••••• wealth
Jan 2, 2023 to Sep 5, 2023 · Carlsbad, Ca
C••••• I••••••••• A••••••• L•• BD affiliated
Feb 15, 2019 to Mar 22, 2022 · Anacortes, Wa
I••••••••• F•••••••• G••••• L•• BD affiliated
Dec 16, 2014 to Dec 31, 2018 · Anacortes, Wa
L•• F•••••••• L•• BD affiliated
Oct 1, 2008 to Dec 26, 2014 · Anacortes, Wa
U••• B•••••• I••••••••• I••• former
Aug 25, 2006 to Oct 3, 2008 · Anacortes, Wa

Moves

a registration end followed by a registration begin elsewhere

I••••••••• D••••• A•••••••• L•• to E•••••••• F•••••••• S•••••••
left Sep 5, 2023, registered Aug 1, 2024 (331 days) · RIA to a state-registered adviser
C••••• I••••••••• A••••••• L•• to I••••••••• D••••• A•••••••• L••
left Mar 22, 2022, registered Jan 2, 2023 (286 days) · Affiliated broker-dealer or bank to independent RIA
I••••••••• F•••••••• G••••• L•• to C••••• I••••••••• A••••••• L••
left Dec 31, 2018, registered Feb 15, 2019 (46 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to I••••••••• F•••••••• G••••• L••
left Dec 26, 2014, registered Dec 16, 2014 (-10 days) · Other
U••• B•••••• I••••••••• I••• to L•• F•••••••• L••
left Oct 3, 2008, registered Oct 1, 2008 (-2 days) · Other

Signals

T••• E••••• W•••••• left I••••••••• D••••• A•••••••• L•• for E•••••••• F•••••••• S••••••• (registered 2024-08-01)
Sep 5, 2023 · Advisor changed firm · fact
T••• E••••• W•••••• left C••••• I••••••••• A••••••• L•• for I••••••••• D••••• A•••••••• L•• (registered 2023-01-02)
Mar 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address