S•••• E••••• W•••

• P•• W••••• M••••••••• BD affiliated current
  since Jul 16, 2015 · Cleveland, Oh
• F•••• T•••• S••••••••• I••• BD affiliated
  Feb 27, 2012 to Jun 29, 2015 · Strongsville, Oh
• P•• W••••• M••••••••• BD affiliated
  Nov 13, 2009 to Jan 30, 2012 · Lakewood, Oh
• N•••••• I••••••••• I••• unclassified
  Mar 8, 2007 to Nov 13, 2009 · Lakewood, Oh
• B••• O•• S••••••••• C••••••••• unclassified
  Dec 17, 2002 to May 13, 2004 · Euclid, Oh

• F•••• T•••• S••••••••• I••• to P•• W••••• M•••••••••
  left Jun 29, 2015, registered Jul 16, 2015 (17 days) · Other
• P•• W••••• M••••••••• to F•••• T•••• S••••••••• I•••
  left Jan 30, 2012, registered Feb 27, 2012 (28 days) · Other
• N•••••• I••••••••• I••• to P•• W••••• M•••••••••
  left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
• B••• O•• S••••••••• C••••••••• to N•••••• I••••••••• I•••
  left May 13, 2004, registered Mar 8, 2007 (1029 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address