RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• C•••••• D••••
- S••••• W••••• A•••••••• L•• state registered currentsince Jan 1, 2026 · Baltimore, Md
- C•••• P•••• A••••••• L•• formerFeb 2, 2010 to Dec 31, 2011 · Ellicott City, Md
- A••••• A•• P••••••• S••••••• BD affiliatedDec 13, 2007 to Dec 21, 2009 · Baltimore, Md
- B•••• A••••••• S••••••••• L•• formerMar 7, 2005 to Jul 31, 2007 · Baltimore, Md
- C•••• P•••• A••••••• L•• to S••••• W••••• A•••••••• L••left Dec 31, 2011, registered Jan 1, 2026 (5115 days) · Other
- A••••• A•• P••••••• S••••••• to C•••• P•••• A••••••• L••left Dec 21, 2009, registered Feb 2, 2010 (43 days) · Other
- B•••• A••••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••left Jul 31, 2007, registered Dec 13, 2007 (135 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address