RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• L• M•••••
- H••••••• I•••••••• M••••••••• C••• independent RIA currentsince Nov 2, 2020 · Bethesda, Md
- U••••• C•••••• F•••••••• A••••••• independent RIAApr 8, 2019 to Jul 2, 2020 · Bethesda, Md
- W••• F•••••••• S•••••••• I••• independent RIAApr 23, 2014 to Mar 20, 2019 · Mclean, Va
- G••••• G•••• L•• formerJan 9, 2008 to Dec 3, 2010 · Bethesda, Md
- A•••• W••••• independent RIAJul 26, 2007 to Nov 27, 2007 · Bethesda, Md
- U••••• C•••••• F•••••••• A••••••• to H••••••• I•••••••• M••••••••• C•••left Jul 2, 2020, registered Nov 2, 2020 (123 days) · Affiliated broker-dealer or bank to independent RIA
- W••• F•••••••• S•••••••• I••• to U••••• C•••••• F•••••••• A•••••••left Mar 20, 2019, registered Apr 8, 2019 (19 days) · RIA to RIA
- G••••• G•••• L•• to W••• F•••••••• S•••••••• I•••left Dec 3, 2010, registered Apr 23, 2014 (1237 days) · Other
- A•••• W••••• to G••••• G•••• L••left Nov 27, 2007, registered Jan 9, 2008 (43 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address