DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Beacon Financial Group
Legal name Beacon Retirement Planning Services Inc.
Latest filing Mar 13, 2026
First filing on the tape Apr 3, 2012 · 38 filings
SEC status approved since Sep 15, 2000
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.3B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$163M
derived; firm RAUM over IAPD count
Employees
18
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$1.3B as of Mar 13, 2026
Apr 3, 2012$328M then
HNW client RAUM$1.1B as of Mar 13, 2026
Apr 1, 2018$339M then
State-registered IARs (5.B.3)7 as of Mar 13, 2026
Mar 28, 20137 then
Employees (5.A)18 as of Mar 13, 2026
Mar 28, 20138 then
Private funds: no history
RAUM +15% over the last fiscal year+11% a year over threeIARs 8 to 7
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $163MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 132derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $606,032derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- -13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +41%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B86%
- Individuals$185M14%
- Individual clients
- 542reported
- HNW clients
- 510reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2,152reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=12.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Charles MosesChartered Financial Consultant | Dallas, Tx | May 30, 2006 | 45 y | 1 |
| Mark Diamond | Dallas, Tx | May 30, 2006 | 42 y | 1 |
| Stephen Anthony Engro | Dallas, Tx | May 30, 2006 | 40 y | 1 |
| August Wade Payne | Austin, Tx | May 21, 2012 | 23 y | 1 |
| Brandon Keith Sherbert | Dallas, Tx | Sep 27, 2013 | 27 y | 2 |
| Oliver Earl MatisonCertified Financial Planner | Dallas, Tx | Nov 5, 2021 | 30 y | 4 |
| Kasem Mohammad Abdullah | Dallas, Tx | Apr 18, 2024 | 9 y | 2 |
| Ariana Kathleen Marek | Dallas, Tx | Apr 7, 2025 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Eric John Zipfel to Nfp Advisor Services, LLCMay 23, 2023 · Other
- Mindy Lea Kirby to Securities America Advisors, Inc.Aug 3, 2018 · RIA to affiliated broker-dealer or bank
- Marc Stephen Thiltgen to Monte Vista Wealth Management, Inc.Jan 17, 2014 · Other
- Stephen Francis Shelvey to Mercer Global Advisors Inc.Dec 2, 2013 · Other
Joined, latest
- Ariana Kathleen Marek from Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 7, 2025 · Wirehouse to independent RIA
- Kasem Mohammad Abdullah from Fisher InvestmentsApr 18, 2024 · RIA to RIA
- Oliver Earl Matison from Kestra Advisory Services, LLCNov 5, 2021 · Affiliated broker-dealer or bank to independent RIA
- Brandon Keith Sherbert from Fortitude Advisory Group L.L.C.Sep 27, 2013 · Other
- Marc Stephen Thiltgen from Monte Vista Wealth Management, Inc.May 13, 2013 · Other
- Stephen Francis Shelvey from Charles Schwab & Co., Inc.Sep 9, 2011 · Other
- Eric John Zipfel from Td Ameritrade, Inc.Apr 12, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mark Diamond · Senior Vice Presidentcontrolsince 12/2010 · owns less than 5%
- Anthony Stephen Engro · President/ Treasurer/ Chief Compliance Officer/ Secretarycontrolsince 01/2000 · owns less than 5%
- Maren Angela Osborne · Coo Of Bluespring Wealth Partnerscontrolsince 07/2021 · owns less than 5%
- Keith Brandon Sherbert · Chief Operating Officercontrolsince 05/2013 · owns less than 5%
- Yin Yin · Controller At Kestra Financial, Inccontrolsince 06/2016 · owns less than 5%
- Ann Lori Markham · Assistant Secretarysince 03/2021 · owns less than 5%
- Bredt Robert Norwood · Assistant Secretary And Assistant Vice Presidentsince 03/2021 · owns less than 5%
Entity owners
- Kestra Financial, Inc · Managing Member Compliance Officer/ Secretary Kestra Financial, Incdirect · owns 75% or more
- Kestra Advisor Services Holding C, Inc. · Ownerindirect · owns 75% or more of Kestra Financial, Inc
- Kestra Advisor Services Holdings A, Inc. · Ownerindirect · owns 75% or more of Kestra Advisor Services Holdings B, Inc.
- Kestra Advisor Services Holdings B, Inc. · Ownerindirect · owns 75% or more of Kestra Advisor Services Holding C, Inc.
- Kingfisher Holding A, Inc. · Ownerindirect · owns 75% or more of Kingfisher Holding B, Inc.
- Kingfisher Holding B, Inc. · Ownerindirect · owns 75% or more of Kestra Advisor Services Holdings A, Inc.
- Kingfisher Holding Gp, LLC · General Partnerindirect · owns 75% or more of Warburg Pincus Financial Sector, L.P.
- Kingfisher Holding, L.P. · Ownerindirect · owns 75% or more of Kingfisher Holding A, Inc.
- Oak Hill Capital Partners Vi (Onshore), L.P. · Ownerindirect · owns 25% to 50% of Ohcp Vi Enzo Aggregator, L.P.
- Oak Hill Capital Partners Vi (Te 892), L.P. · Ownerindirect · owns 25% to 50% of Ohcp Vi Enzo Aggregator, L.P.
- Ohcp Vi Enzo Aggregator, L.P. · Ownerindirect · owns 25% to 50% of Kingfisher Holding, L.P.
- Warburg Pincus Financial Sector, L.P. · Limited Partnerindirect · owns 25% to 50% of Kingfisher Holding, L.P.
Related persons
Schedule D 7.A
- American Financial Solutions, Inc.real estaten
- Ardentrust Companyn
- Bedell Frazier Investment Counselling, LLC.investment advisernRAUM $872M
- Bernard R. Wolfe & Associates, Inc.real estaten
- Capital Planning Advisors LLCinvestment advisernRAUM $1.5B
- Compass Capital Management LLCreal estaten
- Goldstein Advisors, LLCinvestment advisernRAUM $1.1B
- Grove Point Advisors, LLCbroker-dealerinvestment adviserreal estatenRAUM $2.5B
- H. Beck, Inc.broker-dealerreal estatenRAUM $2.0B
- Hedeker Wealth LLCinvestment advisernRAUM $595M
- Hickory Asset Management, Inc.investment advisernRAUM $249M
- Joule Financial, LLCinvestment advisernRAUM $479M
- Kestra Advisory Services, LLCinvestment advisernRAUM $80B
- Kestra Institutional Services, LLCinvestment advisern
- Kestra Insurance Services, LLCreal estaten
- Kestra Investment Management, LLC.investment advisernRAUM $4.3B
- Nfp Advisor Services, LLCbroker-dealernRAUM $12B
- Kestra Private Wealth Services, LLCinvestment advisernRAUM $13B
- Oklahoma Financial Center, Inc.real estaten
- Provise Management Group, LLCinvestment advisernRAUM $2.0B
- Ritter Daniher Financial Advisory LLCinvestment advisernRAUM $493M
- Bluespring Wealth Management, LLCinvestment advisernRAUM $5.4B
- Vector Insurance Services, Inc.real estaten
Advisers that list Beacon Financial Group as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Mar 13, 2026related persons on Schedule D 7.A of 23.0 against a peer median of 4.5 (206 comparable advisers, 98.0th percentile, 8.3 robust deviations)peers: independent wealth managers, $1B to $5B (206) · 98% percentile
- control person changedChange between filings · filing Mar 13, 2026DIAMOND, MARK (SENIOR VICE PRESIDENT) left Schedule A between the filings of 2023-04-20 and 2026-03-13peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 13, 2026ENGRO, STEPHEN, ANTHONY (PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY) left Schedule A between the filings of 2023-04-20 and 2026-03-13peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 13, 2026Osborne, Angela, Maren (COO OF BLUESPRING WEALTH PARTNERS) left Schedule A between the filings of 2023-04-20 and 2026-03-13peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 2,121 to 2,152Dec 5, 2025 to Mar 13, 2026
- Advisory activities · 5 to 4Dec 5, 2025 to Mar 13, 2026
- HNW clients · 285 to 510Dec 5, 2025 to Mar 13, 2026
- Individual clients · 463 to 542Dec 5, 2025 to Mar 13, 2026
- Financial planning clients · 26-50 to 1-10Dec 5, 2025 to Mar 13, 2026
- Discretionary RAUM · $1.1B to $1.3BDec 5, 2025 to Mar 13, 2026
- HNW RAUM · $953M to $1.1BDec 5, 2025 to Mar 13, 2026
- Individual RAUM · $184M to $185MDec 5, 2025 to Mar 13, 2026
- RAUM · $1.1B to $1.3BDec 5, 2025 to Mar 13, 2026
- BD registered reps · 11 to 12Aug 13, 2025 to Dec 5, 2025
- Employees · 16 to 18Aug 13, 2025 to Dec 5, 2025
- State-registered IARs · 8 to 7Aug 13, 2025 to Dec 5, 2025
- Financial planning clients · 26-50 to 26-50Apr 7, 2025 to Jul 31, 2025
- Accounts · 2,116 to 2,121Apr 23, 2024 to Apr 7, 2025
- Advisory employees · 7 to 8Apr 23, 2024 to Apr 7, 2025
- HNW clients · 427 to 285Apr 23, 2024 to Apr 7, 2025
- Individual clients · 631 to 463Apr 23, 2024 to Apr 7, 2025
- Employees · 15 to 16Apr 23, 2024 to Apr 7, 2025
- Financial planning clients · 101-250 to 26-50Apr 23, 2024 to Apr 7, 2025
- State-registered IARs · 7 to 8Apr 23, 2024 to Apr 7, 2025
- Discretionary RAUM · $1.0B to $1.1BApr 23, 2024 to Apr 7, 2025
- HNW RAUM · $756M to $953MApr 23, 2024 to Apr 7, 2025
- Individual RAUM · $244M to $184MApr 23, 2024 to Apr 7, 2025
- RAUM · $1.0B to $1.1BApr 23, 2024 to Apr 7, 2025
- Advisory employees · 6 to 7Mar 17, 2024 to Apr 23, 2024
- BD registered reps · 10 to 11Mar 17, 2024 to Apr 23, 2024
- Employees · 14 to 15Mar 17, 2024 to Apr 23, 2024
- State-registered IARs · 6 to 7Mar 17, 2024 to Apr 23, 2024
- Accounts · 2,209 to 2,116Jan 19, 2024 to Mar 17, 2024
- HNW clients · 231 to 427Jan 19, 2024 to Mar 17, 2024
- Individual clients · 583 to 631Jan 19, 2024 to Mar 17, 2024
- Discretionary RAUM · $943M to $1.0BJan 19, 2024 to Mar 17, 2024
- HNW RAUM · $641M to $756MJan 19, 2024 to Mar 17, 2024
- Individual RAUM · $302M to $244MJan 19, 2024 to Mar 17, 2024
- RAUM · $943M to $1.0BJan 19, 2024 to Mar 17, 2024
- Advisory employees · 7 to 6Jul 19, 2023 to Jan 19, 2024
- Employees · 15 to 14Jul 19, 2023 to Jan 19, 2024
- State-registered IARs · 7 to 6Jul 19, 2023 to Jan 19, 2024
- Advisory employees · 6 to 7May 23, 2023 to Jul 19, 2023
- Employees · 14 to 15May 23, 2023 to Jul 19, 2023
Signals
10 dated events
- Eric John Zipfel left Beacon Financial Group for Nfp Advisor Services, Llc (registered 2011-08-30)May 23, 2023 · Advisor changed firm · fact
- John Eric Zipfel (Senior Vice President) no longer on Schedule A of Beacon Financial Group (listed 2023-02-27, absent 2023-04-20)Apr 20, 2023 · Control person left · inference
- Maren Angela Osborne (Coo Of Bluespring Wealth Partners) appeared on Schedule A of Beacon Financial GroupOct 29, 2021 · Control person joined · fact
- Patrick John Vanderheyden (Executive Vice President Of Kestra Financial, Inc) no longer on Schedule A of Beacon Financial Group (listed 2021-03-31, absent 2021-10-29)Oct 29, 2021 · Control person left · inference
- Lynn James Poer (President Of Kestra Financial, Inc) no longer on Schedule A of Beacon Financial Group (listed 2020-05-22, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Keith Brandon Sherbert (Chief Operating Officer) appeared on Schedule A of Beacon Financial GroupMar 3, 2020 · Control person joined · fact
- Lynn James Poer (Vice President) appeared on Schedule A of Beacon Financial GroupJul 2, 2019 · Control person joined · fact
- Patrick John Vanderheyden (Vice President) appeared on Schedule A of Beacon Financial GroupJul 2, 2019 · Control person joined · fact
- Bredt Robert Norwood (Vice President, Assistant Secretary) appeared on Schedule A of Beacon Financial GroupJul 2, 2019 · Control person joined · fact
- Yin Yin (Assistant Secretary) appeared on Schedule A of Beacon Financial GroupJul 2, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 972-726-9888reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 844-553-7872reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/BEACON-FINANCIAL-GROUP-DALLAS-TXreportedpublic record, Form ADV, Sep 17, 2026
- Website
- BEACONFG.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 972-726-9888reportedpublic record, Form ADV, Mar 13, 2026
- Contact form
- BEACONFG.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- BEACONFG.COM/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $163Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026