RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L•• M••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 21, 2025 · Cincinnati, Oh
- W•••• F•••• A••••••• wirehouseMay 14, 2009 to Aug 15, 2025 · Cincinnati, Oh
- U•• F•••••••• S••••••• I••• wirehouseJan 16, 2003 to Jun 4, 2009 · Cincinnati, Oh
- W•••• F•••• A••••••• to L•• F•••••••• L••left Aug 15, 2025, registered Jul 21, 2025 (-25 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jun 4, 2009, registered May 14, 2009 (-21 days) · Wirehouse to wirehouse
- J•••• L•• M•••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2025-07-21)Aug 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address