RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• R•••••• S••••
- T•• B•••••• G•••• W••••• A•••••••• L•• other currentsince Mar 12, 2021 · Irvine, Ca
- B•••••• G••••• W••••• A•••••••• I••• formerFeb 2, 2016 to Mar 12, 2021 · Irvine, Ca
- E•••••••• A•••••••• L•• national BDJan 19, 2011 to Sep 16, 2016 · Irvine, Ca
- E•••••••• A•••••••• L•• national BDSep 25, 2003 to Oct 12, 2007 · Irvine, Ca
- M•• F•••••••• S•••••••• I••• formerJun 12, 2002 to Aug 26, 2003 · San Diego, Ca
- B•••••• G••••• W••••• A•••••••• I••• to T•• B•••••• G•••• W••••• A•••••••• L••left Mar 12, 2021, registered Mar 12, 2021 (0 days) · Other · moved with a team
- E•••••••• A•••••••• L•• to B•••••• G••••• W••••• A•••••••• I•••left Sep 16, 2016, registered Feb 2, 2016 (-227 days) · Other · moved with a team
- M•• F•••••••• S•••••••• I••• to E•••••••• A•••••••• L••left Aug 26, 2003, registered Sep 25, 2003 (30 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address