RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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- C••• S••••• P••••••• BD affiliated currentsince Mar 30, 2026 · Richmond, Va
- P•••••• W••••• M•••••••• L•• formerAug 10, 2023 to Mar 31, 2026 · Palm Beach Gardens, Fl
- B•• M••••• S••••••••• C••••••••• otherJun 9, 2008 to Dec 31, 2009 · Tampa, Fl
- M••••• K••••• • C••••••• L•• formerAug 21, 2007 to Nov 14, 2007 · Jupiter, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 6, 2004 to Aug 13, 2007 · Jupiter, Fl
- M••••• S•••••• D• I••• unclassifiedJul 8, 2002 to Dec 2, 2003 · N. Palm Bch., Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 26, 2000 to Jul 3, 2002 · Jupiter, Fl
- P•••••• W••••• M•••••••• L•• to C••• S••••• P•••••••left Mar 31, 2026, registered Mar 30, 2026 (-1 days) · RIA to affiliated broker-dealer or bank · moved with a team
- B•• M••••• S••••••••• C••••••••• to P•••••• W••••• M•••••••• L••left Dec 31, 2009, registered Aug 10, 2023 (4970 days) · Other
- M••••• K••••• • C••••••• L•• to B•• M••••• S••••••••• C•••••••••left Nov 14, 2007, registered Jun 9, 2008 (208 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• K••••• • C••••••• L••left Aug 13, 2007, registered Aug 21, 2007 (8 days) · Other
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 2, 2003, registered Jan 6, 2004 (35 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• D• I•••left Jul 3, 2002, registered Jul 8, 2002 (5 days) · Other
- V•••••• C•••• left P•••••• W••••• M•••••••• L•• for C••• S••••• P••••••• (registered 2026-03-30)Mar 31, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address