DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Cary Street Partners

Broker-dealer affiliated wealth managerRichmond, VirginiaCRD 128545SEC 801-64239website IAPD

Legal name Cary Street Partners Investment Advisory LLC

Latest filing Mar 30, 2026

First filing on the tape Mar 30, 2012 · 62 filings

SEC status approved since Aug 12, 2005

RAUM

$10B

reported, Item 5.F

Discretionary

68%

of RAUM

Private clients

87%

$8.9B individuals and HNW

Advisors

121

registered through the firm on IAPD

RAUM per advisor

$84.7M

derived; firm RAUM over IAPD count

Employees

182

85 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

62 filings and snapshots on the tape

RAUM$10B as of Mar 30, 2026

Mar 30, 2012$738M then

HNW client RAUM$7.4B as of Mar 30, 2026

Mar 26, 2018$477M then

State-registered IARs (5.B.3)110 as of Mar 30, 2026

Apr 1, 201345 then

Employees (5.A)182 as of Mar 30, 2026

Apr 1, 201354 then

Private funds2 as of Mar 31, 2014

Mar 30, 20121 then

RAUM +24% over the last fiscal year+23% a year over threeIARs 97 to 110offices 23 to 24

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

Archetypes, each a printed rule

Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $84.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 55derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.4MderivedHNW RAUM over HNW clients
Average account: $612,771derivedRAUM over accounts (5.F.2.f)
Discretionary: 68%derivedof RAUM
Institutional: 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.5derivedItem 5.A over advisors
Advisors per office: 4.8derived25 offices incl. principal (1.F.5)
RAUM growth, one year: +24%derivedbetween the last two annual amendments
Advisor growth, one year: +13%derivedItem 5.B.3 between annual amendments
Client growth, one year: +20%derived
Compensation: percentage of assets, hourly, fixed fees, performance-based, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Financial planning clients: 2,000reportedItem 5.H
Wrap fee program: $1.4BreportedItem 5.I
Custody: $1.8B, 1,093 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 2derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$7.4B73%
Individuals$1.5B14%
Pension and profit-sharing plans$802M7.8%
Corporations and businesses$238M2.3%
Charitable organizations$156M1.5%
Insurance companies$148M1.4%
State and municipal entities$786,9140.0%

Individual clients: 4,466reported
HNW clients: 2,175reported
Pension plan clients: 190reported
Charitable clients: 53reported
Accounts: 16,731reported
Financial planning clients: 2,000reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: $1.8B for 1,093 clientsreported
Compensation: % of AUM, fixed, hourly, performancereported
Class basis: private_client_share=0.87 fund_share=0.0 institutional_share=0.11 related_bd=true related_bank=false bd_reps=81.0derived

Advisors registered through the firm

121 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Walter Donald Bayne	Fredericksburg, Va	Jun 22, 2007	24 y	2
Andre Gilberto Pineda	Fredericksburg, Va	Jun 22, 2007	23 y	2
Douglas Guy Stewart	Fredericksburg, Va	Jun 22, 2007	40 y	1
Theodore James Brown	Richmond, Va	Jun 22, 2007	24 y	2
Astrid Rosemarie Blazek	Fredericksburg, Va	Jun 22, 2007	21 y	1
Daniel Whiting Clendenin	Fredericksburg, Va	Oct 30, 2007	19 y	0
Thomas Hogshead Tullidge	Richmond, Va	Apr 9, 2008	28 y	0
Cheri Ann Litzenburg	Fredericksburg, Va	Sep 16, 2008	22 y	3
Sheila L Penley	Abingdon, Va	Jul 31, 2009	18 y	1
Michael Finn Mccool	Richmond, Va	Jul 31, 2009	22 y	2
Robert Christopher WaltersCertified Financial Planner	Abingdon, Va	Jul 31, 2009	34 y	1
Anita Rebecca Lewis	Fredericksburg, Va	Nov 17, 2010	28 y	0
Kevin Lee Mitchell	Richmond, Va	Nov 22, 2010	16 y	0
Maureen Anne Maciver	Johnson City, Tn	Jun 17, 2011	25 y	2
Aaron James Summers	Wytheville, Va	Jan 1, 2013	13 y	1
Gina Lester Rowe	Abingdon, Va	Jun 25, 2013	15 y	0
Torry Christian Scott	Austin, Tx	Nov 1, 2013	33 y	1
Thomas Duane FaughtChartered Financial Consultant	San Antonio, Tx	Nov 1, 2013	39 y	2
Azam Hassib Jaber	Austin, Tx	Nov 4, 2013	29 y	1
Javier Omar Larrea	Austin, Tx	Nov 13, 2013	29 y	2
Shawn Forrest Morgan	Austin, Tx	Nov 13, 2013	27 y	4
Maria Patton	Austin, Tx	Dec 6, 2013	22 y	1
Seth Michael Whitney	Austin, Tx	Dec 6, 2013	19 y	3
Paul Kevin Gautier	Austin, Tx	Dec 6, 2013	21 y	1
Theodore Ray Burkhart	San Antonio, Tx	Dec 6, 2013	44 y	2
William George NewbouldCertified Financial Planner	Austin, Tx	Dec 6, 2013	32 y	1
Raymond Albert DeragonCertified Financial Planner	Austin, Tx	Dec 18, 2013	28 y	3
Rutherford Calvin BrysonCertified Financial Planner	Charlotte, Nc	Feb 28, 2014	27 y	2
Melvin M Mccullough	San Antonio, Tx	Jul 10, 2014	32 y	2
William Aquilla Allen II	Charlotte, Nc	May 13, 2015	22 y	5
Margaret Celeste Snead	Richmond, Va	Aug 5, 2015	16 y	0
William Lee Murray	Fredericksburg, Va	Jan 6, 2016	22 y	0
Christina Elizabeth ToddCertified Financial Planner	Glen Allen, Va	Aug 11, 2017	13 y	3
Christopher Bryan LawsonCertified Financial Planner	Abingdon, Va	Apr 6, 2018	29 y	3
Raymond James Reibel	Glen Allen, Va	Apr 9, 2018	21 y	3
Russell Rea Keller	Glen Allen, Va	Nov 2, 2018	20 y	1
Brittany Anne Doughty	Fredericksburg, Va	Jan 16, 2019	10 y	0
Janie Alysse Faught	San Antonio, Tx	Jan 16, 2019	11 y	0
Wesley Hamilton GallupCertified Financial Planner	Austin, Tx	Nov 18, 2019	17 y	2
Jonathan Craig ScimecaCertified Financial Planner	Fredericksburg, Va	Nov 25, 2019	11 y	0

All 121 advisors at Cary Street Partners

Advisor movement

3 left, 17 joined in 12 months

net +14 in 12 months0 left in 90 days6 joined in 90 daysdeparture rate 2.5% of current headcount9 left over 36 months

Left, latest

Lauren Elizabeth Kirkland to Empower Advisory Group, LLC
Jun 3, 2026 · Affiliated broker-dealer or bank to another
Lindsay Michelle Thorstenson to Black Barn Financial, LLC
May 1, 2026 · Affiliated broker-dealer or bank to independent RIA
Jack Tanner Wrenn to Cassaday & Company, Inc.
Apr 1, 2026 · Affiliated broker-dealer or bank to independent RIA
Luke Mcananey to Valic Financial Advisors, Inc.
Jul 29, 2025 · Affiliated broker-dealer or bank to another
Armistead Churchill Young to Blue Edge Capital, LLC
Nov 4, 2024 · Affiliated broker-dealer or bank to independent RIA
Thomas B Underwood to Bright Wealth Management, LLC
Aug 29, 2024 · Affiliated broker-dealer or bank to independent RIA
Matthew Barker Cornfield to Alliancebernstein L.P.
Jun 28, 2024 · Other
Collin Castlebury to Ameriprise Financial Services, LLC
Jan 16, 2024 · Affiliated broker-dealer or bank to another
Casey John Wieczorek to Morgan Stanley
Nov 10, 2023 · Affiliated broker-dealer or bank to wirehouse
Nirali Raval Trovato to Raymond James Financial Services Advisors, Inc
Jan 24, 2023 · Affiliated broker-dealer or bank to another
Kevin Spence to Advice And Planning Services
Nov 2, 2020 · Affiliated broker-dealer or bank to another
Frani Michele Feit to Advisors Capital Management, LLC
Sep 11, 2020 · Affiliated broker-dealer or bank to independent RIA
Jeffrey Burgess to Empower Advisory Group, LLC
Aug 24, 2020 · Other
Melissa Diane Clemens Williamson to Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jul 2, 2020 · Affiliated broker-dealer or bank to wirehouse
Kevin Oneil to Ko Financial
May 4, 2020 · Affiliated broker-dealer or bank to a state-registered adviser

Joined, latest

Kathleen Marie Kowkabany from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sep 11, 2026 · Wirehouse to affiliated broker-dealer or bank
Patrick J. Mullins from Strategic Advisers LLC
Jul 31, 2026 · Affiliated broker-dealer or bank to another
Kelley Tyger from Davenport & Company LLC
Jul 29, 2026 · Affiliated broker-dealer or bank to another
Elizabeth Ann King from Seneca House Advisors
Jul 20, 2026 · RIA to affiliated broker-dealer or bank
Tyler Brice Napier from Seneca House Advisors
Jul 20, 2026 · RIA to affiliated broker-dealer or bank
Matthew Clayton Daniel from Seneca House Advisors
Jul 14, 2026 · RIA to affiliated broker-dealer or bank
Anthony James Detrane from Apella Wealth
Jun 10, 2026 · RIA to affiliated broker-dealer or bank
Lewis Michael Kayes from Exencial Wealth Advisors
May 15, 2026 · RIA to affiliated broker-dealer or bank
Vincent Cuomo from Pursuit Wealth Managment LLC
Mar 30, 2026 · RIA to affiliated broker-dealer or bank
Elizabeth Thomas from Pursuit Wealth Managment LLC
Mar 26, 2026 · RIA to affiliated broker-dealer or bank
Christian Dietrich Searcy from Pursuit Wealth Managment LLC
Mar 24, 2026 · RIA to affiliated broker-dealer or bank
Melanie Martinez Mcdonald from Pursuit Wealth Managment LLC
Mar 24, 2026 · RIA to affiliated broker-dealer or bank
Adam F Simpson from Ameriprise Financial Services, LLC
Nov 11, 2025 · Affiliated broker-dealer or bank to another
Kyle Saul from Transcend Capital Advisors, LLC
Oct 22, 2025 · RIA to affiliated broker-dealer or bank
Caitlyn Maurea Mccoy from Fisher Investments
Oct 17, 2025 · RIA to affiliated broker-dealer or bank

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for Hayden Royal
Aug 22, 2019 · Brentwood, Tn
2 left for Realta Investment Advisors, Inc
Mar 1, 2018 · Austin, Tx

3 joined from Seneca House Advisors
Jul 20, 2026 · Richmond, Va · Firm absorbed
4 joined from Pursuit Wealth Managment LLC
Mar 31, 2026 · Palm Beach Gardens, Fl · Firm absorbed
3 joined from Transcend Capital Advisors, LLC
Oct 21, 2025 · Madison, Nj
2 joined from Keene & Dorchak
Aug 1, 2025 · Fort Worth, Tx
2 joined from Truist Advisory Services, Inc.
Jul 2, 2024 · Tampa, Fl
3 joined from Truist Advisory Services, Inc.
Apr 26, 2023 · Greenville, Sc
3 joined from Dixon, Hubard, Feinour & Brown, Inc.
Sep 15, 2022 · Richmond, Va · Firm absorbed
10 joined from Dixon, Hubard, Feinour & Brown, Inc.
Aug 22, 2022 · Richmond, Va · Firm absorbed

Teams out Teams in

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Jefferson Global Growth Fund, L.P.no longer reported	Hedge Fund	$40.0M	22	Mar 30, 2012
Jefferson Global Growth Fund, Ltd.no longer reported	Hedge Fund	$7.8M	4	Apr 1, 2013

Owners and control persons

Schedule A and B, latest filing

Donald Walter Bayne · President, Managing Directorcontrol
since 08/2017 · owns less than 5%
Hsueh-Liang "Leon" Chen · Board Manager; Chief Technology Officer (Cspf)control
since 10/2016 · owns less than 5%
Hamilton Wesley Gallup · Chief Operating Officer, Managing Directorcontrol
since 02/2021 · owns less than 5%
Lee Kevin Mitchell · Chief Financial Officer, Directorcontrol
since 02/2017 · owns less than 5%
Lawrence Matthew Rubin · Chief Investment Officer, Managing Directorcontrol
since 01/2024 · owns less than 5%
Joseph Schmuckler · Chief Executive Officer (Cspf)control
since 07/2015 · owns less than 5%
Hogshead Thomas Tullidge · Secretary/Treasurer, Managing Legal And Finance (Cspf)control
since 10/2017 · owns less than 5%
Marshall Richard Hazel · Board Managercontrol
since 12/2021 · owns F of Cary Street Partners Financial LLC ("Cspf")
Redmond Joseph Schmuckler · Board Managercontrol
since 08/2017 · owns F of Cary Street Partners Financial LLC ("Cspf")
Scott Derron Slonecker · Board Managercontrol
since 08/2019 · owns F of Cary Street Partners Financial LLC ("Cspf")
Guy Douglas Stewart · Board Manager, Chairmancontrol
since 08/2017 · owns F of Cary Street Partners Financial LLC ("Cspf")
Townshend Katherine Stockton · Board Managercontrol
since 05/2023 · owns F of Cary Street Partners Financial LLC ("Cspf")
Pia Maria Tedesco · Board Managercontrol
since 06/2022 · owns F of Cary Street Partners Financial LLC ("Cspf")
Hogshead Thomas Tullidge · Board Managercontrol
since 03/2021 · owns F of Cary Street Partners Financial LLC ("Cspf")
Riggleman Nancy Oliver · Chief Compliance Officer, Director
since 09/2024 · owns less than 5%

Entity owners

Cary Street Partners · Member
direct · owns 75% or more
Cary Street Partners Financial LLC ("Cspf") · Member
direct · owns 75% or more

Related persons

Schedule D 7.A

Cary Street Partners Asset Management
investment advisernRAUM $1.4B
Cary Street Partners LLC
broker-dealerreal estaten
Luxon Insurance Services LLC
real estaten
Maria Patton Cpa Pllc
insurancen

Advisers that list Cary Street Partners as a related person

289178 n
300756 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Richmond, Va · principal	39	22	0
Fredericksburg, Va	18	3	0
Morristown, Nj	12	3	0
Austin, Tx	11	0	1
Charlottesville, Va	8	1	0
Charlotte, Nc	8	2	0
Glen Allen, Va	8	0	0
Roanoke, Va	6	1	0
Tampa, Fl	6	1	0
Abingdon, Va	5	0	0
San Antonio, Tx	5	0	0
Wytheville, Va	3	0	0
Palm Beach Gardens, Fl	3	3	0
Virginia Beach, Va	3	0	0
Mclean, Va	2	1	1
Johnson City, Tn	2	1	1
Greenville, Sc	2	0	0
Sarasota, Fl	2	0	0
Summit, Nj	2	0	0
Fort Worth, Tx	2	0	0

All 21 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 5 since 2015, 2 in 24 monthsderived
Advisors acquired: 23derived
Still registered after 90 days: 100% of 20derived
After 180 days: 100% of 16derived
After 365 days: 100% of 16derived
After 730 days: 100% of 16derived
Team lift-outs after: 0derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Austin, TX10 employees
Morristown, NJ8 employees
Fredericksburg, VA8 employees
Glen Allen, VA7 employees
Roanoke, VA5 employees
Charlottesville, VA5 employees
Charlotte, NC4 employees
Wytheville, VA4 employees
Abingdon, VA3 employees
Virginia Beach, VA3 employees
Tampa, FL3 employees
San Antonio, TX3 employees
Johnson City, TN2 employees
Leesburg, VA2 employees
Mclean, VA2 employees
Kingsport, TN1 employees
Greenville, SC1 employees

ADV anomalies

8 against comparable advisers; where to look, not conclusions

business activity changedChange between filings · filing Mar 30, 2026
advises private funds (Item 7.B): no on the filing of 2025-06-27, yes on the filing of 2026-03-30
peers: affiliated wealth managers, $5B to $20B (53)
compensation changedChange between filings · filing Mar 30, 2026
performance-based compensation (Item 5.E.6): no on the filing of 2025-06-27, yes on the filing of 2026-03-30
peers: affiliated wealth managers, $5B to $20B (53)
control person changedChange between filings · filing Mar 30, 2026
STEWART, DOUGLAS, GUY (BOARD MANAGER, CHAIRMAN) left Schedule A between the filings of 2024-10-03 and 2026-03-30
peers: affiliated wealth managers, $5B to $20B (53)
control person changedChange between filings · filing Mar 30, 2026
CHEN, HSUEH-LIANG "LEON" (BOARD MANAGER; CHIEF TECHNOLOGY OFFICER (CSPF)) left Schedule A between the filings of 2024-10-03 and 2026-03-30
peers: affiliated wealth managers, $5B to $20B (53)
control person changedChange between filings · filing Mar 30, 2026
STOCKTON, KATHERINE, TOWNSHEND (BOARD MANAGER) left Schedule A between the filings of 2024-10-03 and 2026-03-30
peers: affiliated wealth managers, $5B to $20B (53)
control person changedChange between filings · filing Mar 30, 2026
SLONECKER, DERRON, SCOTT (BOARD MANAGER) left Schedule A between the filings of 2024-10-03 and 2026-03-30
peers: affiliated wealth managers, $5B to $20B (53)
control person changedChange between filings · filing Mar 30, 2026
TEDESCO, MARIA, PIA (BOARD MANAGER) left Schedule A between the filings of 2024-10-03 and 2026-03-30
peers: affiliated wealth managers, $5B to $20B (53)
control person changedChange between filings · filing Mar 30, 2026
HAZEL, RICHARD, MARSHALL (BOARD MANAGER) left Schedule A between the filings of 2024-10-03 and 2026-03-30
peers: affiliated wealth managers, $5B to $20B (53)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 13,853 to 16,731
Jun 27, 2025 to Mar 30, 2026
Advisory employees · 81 to 85
Jun 27, 2025 to Mar 30, 2026
BD registered reps · 78 to 81
Jun 27, 2025 to Mar 30, 2026
Charity clients · 49 to 53
Jun 27, 2025 to Mar 30, 2026
Corporate clients · 59 to 100
Jun 27, 2025 to Mar 30, 2026
HNW clients · 1,760 to 2,175
Jun 27, 2025 to Mar 30, 2026
Individual clients · 3,784 to 4,466
Jun 27, 2025 to Mar 30, 2026
Pension plan clients · 194 to 190
Jun 27, 2025 to Mar 30, 2026
Assets in custody · $1.7B to $1.8B
Jun 27, 2025 to Mar 30, 2026
Employees · 166 to 182
Jun 27, 2025 to Mar 30, 2026
Insurance-licensed employees · 5 to 4
Jun 27, 2025 to Mar 30, 2026
State-registered IARs · 100 to 110
Jun 27, 2025 to Mar 30, 2026
Discretionary RAUM · $5.5B to $6.9B
Jun 27, 2025 to Mar 30, 2026
HNW RAUM · $5.8B to $7.4B
Jun 27, 2025 to Mar 30, 2026
Individual RAUM · $1.2B to $1.5B
Jun 27, 2025 to Mar 30, 2026
Non-discretionary RAUM · $2.8B to $3.3B
Jun 27, 2025 to Mar 30, 2026
Pension RAUM · $711M to $802M
Jun 27, 2025 to Mar 30, 2026
RAUM · $8.3B to $10B
Jun 27, 2025 to Mar 30, 2026
Advisory employees · 78 to 81
Mar 30, 2025 to Jun 27, 2025
BD registered reps · 76 to 78
Mar 30, 2025 to Jun 27, 2025
Employees · 160 to 166
Mar 30, 2025 to Jun 27, 2025
Financial planning clients · More than 500 to More than 500
Mar 30, 2025 to Jun 27, 2025
State-registered IARs · 97 to 100
Mar 30, 2025 to Jun 27, 2025
Other offices · 23 to 24
Mar 30, 2025 to Jun 27, 2025
Accounts · 12,547 to 13,853
Oct 3, 2024 to Mar 30, 2025
Advisory employees · 71 to 78
Oct 3, 2024 to Mar 30, 2025
BD registered reps · 67 to 76
Oct 3, 2024 to Mar 30, 2025
Charity clients · 50 to 49
Oct 3, 2024 to Mar 30, 2025
Corporate clients · 43 to 59
Oct 3, 2024 to Mar 30, 2025
HNW clients · 1,437 to 1,760
Oct 3, 2024 to Mar 30, 2025
Individual clients · 3,510 to 3,784
Oct 3, 2024 to Mar 30, 2025
Pension plan clients · 190 to 194
Oct 3, 2024 to Mar 30, 2025
Assets in custody · $1.0B to $1.7B
Oct 3, 2024 to Mar 30, 2025
Employees · 144 to 160
Oct 3, 2024 to Mar 30, 2025
Insurance-licensed employees · 6 to 5
Oct 3, 2024 to Mar 30, 2025
State-registered IARs · 89 to 97
Oct 3, 2024 to Mar 30, 2025
Other offices · 17 to 23
Oct 3, 2024 to Mar 30, 2025
Discretionary RAUM · $4.8B to $5.5B
Oct 3, 2024 to Mar 30, 2025
HNW RAUM · $4.8B to $5.8B
Oct 3, 2024 to Mar 30, 2025
Individual RAUM · $1.2B to $1.2B
Oct 3, 2024 to Mar 30, 2025

Signals

46 dated events

Michael Joseph Doyle no longer holds an investment adviser registration (last listed at Cary Street Partners on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
Seneca House Advisors's advisors moved to Cary Street Partners (Richmond, VA): 3 of 3 registered, on the same day
Jul 20, 2026 · Firm absorbed (people side) · derived
Lauren Elizabeth Kirkland left Cary Street Partners for Empower Advisory Group, Llc (registered 2026-07-10)
Jun 3, 2026 · Advisor changed firm · fact
Lindsay Michelle Thorstenson left Cary Street Partners for Black Barn Financial, Llc (registered 2026-06-22)
May 1, 2026 · Advisor changed firm · fact
Jack Tanner Wrenn left Cary Street Partners for Cassaday & Company, Inc. (registered 2026-04-06)
Apr 1, 2026 · Advisor changed firm · fact
Pursuit Wealth Managment LLC's advisors moved to Cary Street Partners (Palm Beach Gardens, FL): 4 of 4 registered, on the same day
Mar 31, 2026 · Firm absorbed (people side) · derived
Hsueh-Liang "Leon" Chen (Board Manager; Chief Technology Officer (Cspf)) no longer on Schedule A of Cary Street Partners (listed 2024-10-03, absent 2026-03-30)
Mar 30, 2026 · Control person left · inference
3 advisors left Transcend Capital Advisors, LLC (Madison, NJ) for Cary Street Partners on the same day
Oct 21, 2025 · Team lift-out · derived
2 advisors left Keene & Dorchak (Fort Worth, TX) for Cary Street Partners on the same day
Aug 1, 2025 · Team lift-out · derived
Luke Mcananey left Cary Street Partners for Valic Financial Advisors, Inc. (registered 2025-09-12)
Jul 29, 2025 · Advisor changed firm · fact
Cary Street Partners reported 23 offices beyond its principal office, up from 17 (2024-10-03 to 2025-03-30)
Mar 30, 2025 · Office count change · derived
Armistead Churchill Young left Cary Street Partners for Blue Edge Capital, Llc (registered 2025-03-30)
Nov 4, 2024 · Advisor changed firm · fact
Lacey Jessica Thompson (Board Manager; Chief Compliance Officer & Corporate Counsel, Managing Director) no longer on Schedule A of Cary Street Partners (listed 2024-03-28, absent 2024-10-03)
Oct 3, 2024 · Control person left · inference
Owen Thomas Herrick (Board Manager; Chief Market Strategist, Managing Director (Cspf)) no longer on Schedule A of Cary Street Partners (listed 2024-03-28, absent 2024-10-03)
Oct 3, 2024 · Control person left · inference
Thomas B Underwood left Cary Street Partners for Bright Wealth Management, Llc (registered 2024-09-12)
Aug 29, 2024 · Advisor changed firm · fact
2 advisors left Truist Advisory Services, Inc. (Tampa, FL) for Cary Street Partners a day apart
Jul 2, 2024 · Team lift-out · derived
Matthew Barker Cornfield left Cary Street Partners for Alliancebernstein L.P. (registered 2024-07-08)
Jun 28, 2024 · Advisor changed firm · fact
Cary Street Partners reported RAUM $7.0B, up 27% from $5.5B (2024-02-15 to 2024-03-28)
Mar 28, 2024 · RAUM change · derived
L Matthew Rubin (Board Manager; Chief Investment Officer (Cspia)) appeared on Schedule A of Cary Street Partners
Feb 15, 2024 · Control person joined · fact
Collin Castlebury left Cary Street Partners for Ameriprise Financial Services, Llc (registered 2024-01-31)
Jan 16, 2024 · Advisor changed firm · fact
Casey John Wieczorek left Cary Street Partners for Morgan Stanley (registered 2023-10-12)
Nov 10, 2023 · Advisor changed firm · fact
Townshend Katherine Stockton (Board Manager) appeared on Schedule A of Cary Street Partners
Jun 27, 2023 · Control person joined · fact
3 advisors left Truist Advisory Services, Inc. (Greenville, SC) for Cary Street Partners a day apart
Apr 26, 2023 · Team lift-out · derived
Cary Street Partners reported 82 state-registered advisory representatives, up from 64 (2022-08-02 to 2023-03-30)
Mar 30, 2023 · Advisor headcount change · derived
Cary Street Partners reported RAUM $5.5B, up 40% from $3.9B (2022-08-02 to 2023-03-30)
Mar 30, 2023 · RAUM change · derived
Nirali Raval Trovato left Cary Street Partners for Raymond James Financial Services Advisors, Inc (registered 2023-01-13)
Jan 24, 2023 · Advisor changed firm · fact
Dixon, Hubard, Feinour & Brown, Inc.'s advisors moved to Cary Street Partners (Richmond, VA): 3 of 3 registered, within 7 days
Sep 15, 2022 · Firm absorbed (people side) · derived
Dixon, Hubard, Feinour & Brown, Inc.'s advisors moved to Cary Street Partners (Richmond, VA): 10 of 13 registered, within 7 days
Aug 22, 2022 · Firm absorbed (people side) · derived
Pia Maria Tedesco (Board Manager) appeared on Schedule A of Cary Street Partners
Aug 2, 2022 · Control person joined · fact
Hsuehliang Chen (Board Manager; Chief Technology Officer, Managing Director (Cspf)) appeared on Schedule A of Cary Street Partners
Mar 30, 2022 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/cary-street-partnersreportedpublic record, Form ADV, Sep 17, 2026
Website: CARYSTREETPARTNERS.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: (804) 340-8100reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $84.7Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026