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Registered advisor
M•••••• K••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
12 y
since Jul 10, 2014
In the industry
27 y
since May 14, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jul 10, 2014 · Colorado Springs, Co
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Dec 31, 2013 · Colorado Springs, Co
- C•••• I••••••••• S••••••• C•••• formerApr 25, 2006 to Oct 1, 2012 · Parker, Co
- C•••••• S••••• • C••• I••• national BDJun 14, 2002 to Nov 7, 2005 · Englewood, Co
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to C•••• I••••••••• S••••••• C••••left Nov 7, 2005, registered Apr 25, 2006 (169 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address