RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• J•••••• D•••••••
- Business email
- s.doucette@proctorfinancial.comreportedproctorfinancial.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- P•••••• F•••••••• independent RIA currentsince Jan 5, 2005 · Wellesley, Ma
- L••••••••• W••••• M••••••••• L•• unclassifiedOct 26, 2004 to Nov 22, 2005 · L••••••••, Ma
- L•••••••• A••••••• unclassifiedDec 18, 2003 to Dec 31, 2004 · L••••••••, Ma
- W•••••• W••••• A•••••••• I••• independent RIAFeb 4, 2000 to Oct 1, 2003 · L••••••••, Ma
- W•••••• P••••••• C••• formerFeb 4, 2000 to Oct 3, 2003 · L••••••••, Ma
- L••••••••• W••••• M••••••••• L•• to P•••••• F••••••••left Nov 22, 2005, registered Jan 5, 2005 (-321 days) · Other
- L•••••••• A••••••• to L••••••••• W••••• M••••••••• L••left Dec 31, 2004, registered Oct 26, 2004 (-66 days) · Other
- W•••••• P••••••• C••• to L•••••••• A•••••••left Oct 3, 2003, registered Dec 18, 2003 (76 days) · Other
- W•••••• W••••• A•••••••• I••• to W•••••• P••••••• C•••left Oct 1, 2003, registered Feb 4, 2000 (-1335 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address