P••• S••••• P•••••

• W•••• F•••• A••••••• wirehouse current
  since Oct 21, 2024 · Owensboro, Ky
• L•• F•••••••• L•• BD affiliated
  May 23, 2014 to Nov 12, 2024 · Owensboro, Ky
• O•••• F•• I••• former
  Oct 15, 2009 to Jun 19, 2014 · Bowling Green, Ky
• B••• I••••••••• S•••••••• I••• former
  Sep 24, 2004 to Oct 5, 2009 · Charlotte, Nc

• L•• F•••••••• L•• to W•••• F•••• A•••••••
  left Nov 12, 2024, registered Oct 21, 2024 (-22 days) · Affiliated broker-dealer or bank to wirehouse
• O•••• F•• I••• to L•• F•••••••• L••
  left Jun 19, 2014, registered May 23, 2014 (-27 days) · Other
• B••• I••••••••• S•••••••• I••• to O•••• F•• I•••
  left Oct 5, 2009, registered Oct 15, 2009 (10 days) · Other

• ••• Locked
  Nov 12, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address