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Team lift-out

2 advisors left S••••• A••••••• I••• for S••••• • R••••• F•••••••• S•••••••• I•••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Keith John StormsBirmingham, AlMar 26, 2025Mar 24, 2025
Wade Lee RowdonBirmingham, AlMar 26, 2025Mar 24, 2025
The rule
Registrations ended
Mar 26, 2025
Registered next
Mar 24, 2025
Branch state
AL
Cities
1, most in Birmingham, Al
Registered there that day
237 (people still on IAPD; an estimate)
Share of that headcount
0.8%
Succession by the destination
none on the tape