DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• J•••••••• L••••

P•••• C•••••• F••••••••mixed wealthOverland Park, Ksdual registrantIAPD 3215942

Feed of 09/14/2026

Also filed as M••• L••••

At current firm

4 y

since Apr 26, 2022

In the industry

27 y

since Jun 16, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••• C•••••• F•••••••• mixed wealth current
since Apr 26, 2022 · Overland Park, Ks
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 29, 2021 to Apr 25, 2022 · Wichita, Ks
U•• F•••••••• S•••••••• I••• independent RIA
Mar 22, 2007 to Jan 19, 2021 · Kansas City, Mo
U••• B•••••• I••••••••• I••• former
May 20, 2005 to Mar 26, 2007 · Kirkwood, Mo
M••••• S•••••• D• I••• unclassified
Feb 13, 2002 to May 11, 2005 · Overlandpark, Ks

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to P•••• C•••••• F••••••••
left Apr 25, 2022, registered Apr 26, 2022 (1 days) · Affiliated broker-dealer or bank to independent RIA
U•• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Jan 19, 2021, registered Mar 29, 2021 (69 days) · Affiliated broker-dealer or bank to another
U••• B•••••• I••••••••• I••• to U•• F•••••••• S•••••••• I•••
left Mar 26, 2007, registered Mar 22, 2007 (-4 days) · Other
M••••• S•••••• D• I••• to U••• B•••••• I••••••••• I•••
left May 11, 2005, registered May 20, 2005 (9 days) · Other

Signals

M••• J•••••••• L•••• left C••••• I••••••••• A••••••• L•• for P•••• C•••••• F•••••••• (registered 2022-04-26)
Apr 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address