DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Chad Aaron Williams
Certified Financial Planner
Feed of 09/15/2026
At current firm
1 y
since Aug 14, 2025
In the industry
27 y
since May 27, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Moneta Group Investment Advisors, LLC independent RIA currentsince Aug 14, 2025 · Denver, Co
- Aveo Capital Partners, LLC formerMay 14, 2014 to Oct 1, 2025 · Englewood, Co
- First Allied Advisory Services, Inc. formerJul 2, 2012 to May 27, 2014 · Denver, Co
- First Allied Securities, Inc. formerMay 10, 2010 to Jul 2, 2012 · San Diego, Ca
- Capital Investment Management formerMar 25, 2002 to Dec 31, 2014 · Denver, Co
- Capital Investment Management formerMar 25, 2002 to Jun 25, 2015 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Aveo Capital Partners, LLC to Moneta Group Investment Advisors, LLCleft Oct 1, 2025, registered Aug 14, 2025 (-48 days) · RIA to RIA · moved with a team
- Capital Investment Management to First Allied Securities, Inc.left Jun 25, 2015, registered May 10, 2010 (-1872 days) · Other
- First Allied Advisory Services, Inc. to Aveo Capital Partners, LLCleft May 27, 2014, registered May 14, 2014 (-13 days) · Other
- First Allied Securities, Inc. to First Allied Advisory Services, Inc.left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move
Signals
- Chad Aaron Williams left Aveo Capital Partners, Llc for Moneta Group Investment Advisors, Llc (registered 2025-08-14)Oct 1, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address