DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Aveo Capital Partners, LLC

Former SEC-registered adviserEnglewood, ColoradoCRD 157728SEC 801-72359websiteIAPD
Latest filing Apr 8, 2025
First filing on the tape Dec 22, 2011 · 54 filings
SEC status approved since May 9, 2011
RAUM
$1.6B
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
85%
$1.4B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
21 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
54 filings and snapshots on the tape
RAUM$1.6B as of Apr 8, 2025
Mar 19, 2012$113M then
HNW client RAUM$1.0B as of Apr 8, 2025
Mar 29, 2018$435M then
State-registered IARs (5.B.3)21 as of Apr 8, 2025
Mar 19, 20120 then
Employees (5.A)27 as of Apr 8, 2025
Apr 1, 20137 then
Private funds: no history
RAUM +8.2% over the last fiscal year+4.0% a year over threeIARs 22 to 21offices 2 to 1
Practice profile
derived from the filing of Apr 8, 2025; every figure names its basis
RAUM per advisor
$77.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
67derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.3MderivedHNW RAUM over HNW clients
Average account
$371,158derivedRAUM over accounts (5.F.2.f)
Discretionary
89%derivedof RAUM
Institutional
12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
10.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+8.2%derivedbetween the last two annual amendments
Advisor growth, one year
-4.5%derivedItem 5.B.3 between annual amendments
Client growth, one year
+7.1%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Custody
$915M, 1,100 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.0B63%
  • Individuals$366M22%
  • Pension and profit-sharing plans$187M11%
  • Corporations and businesses$46.8M2.9%
  • Charitable organizations$13.7M0.8%
Individual clients
965reported
HNW clients
446reported
Pension plan clients
65reported
Charitable clients
11reported
Accounts
4,410reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
$915M for 1,100 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
16 left, 0 joined in 12 months
net -16 in 12 months0 left in 90 days0 joined in 90 days25 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Ericson Keys Tinney · Managercontrol
      since 04/2011 · owns less than 5%
    • Walter Michael Beermann · Managing Membercontrol
      since 12/2011 · owns 25% to 50% of Aca Holdings, LLC
    • Sean Patrick Henderson · Membercontrol
      since 09/2012 · owns 75% or more of Ria Holdings, LLC
    • Patrick Brian Rorick · Managing Membercontrol
      since 12/2011 · owns 25% to 50% of Aca Holdings, LLC
    • Ericson Keys Tinney · Managing Membercontrol
      since 02/2011 · owns 75% or more of Aveo Capital Holdings, LLC
    • John Andy Armstrong · Chief Compliance Officer
      since 05/2018 · owns less than 5%
    • C Michael Thompson · Member
      since 09/2012 · owns 25% to 50% of Ria Holdings, LLC
    Entity owners
    • Aca Holdings, LLC · Member
      direct · owns 25% to 50%
    • Aveo Capital Holdings, LLC · Member
      direct · owns 50% to 75%
    • Ria Holdings, LLC · Member
      direct · owns 5% to 10%
    Related persons
    Schedule D 7.A
    Advisers that list Aveo Capital Partners, LLC as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Englewood, Co · principal00161
    Lakewood, Co000
    Offices
    Schedule D 1.F, the 25 largest
    • Lakewood, CO8 employees
    • Louisvlle, CO2 employees
    What changed
    consecutive filings, newest first
    • Accounts · 4,113 to 4,410
      Feb 4, 2025 to Apr 8, 2025
    • Advisory employees · 22 to 21
      Feb 4, 2025 to Apr 8, 2025
    • BD registered reps · 10 to 4
      Feb 4, 2025 to Apr 8, 2025
    • Charity clients · 8 to 11
      Feb 4, 2025 to Apr 8, 2025
    • Corporate clients · 12 to 11
      Feb 4, 2025 to Apr 8, 2025
    • HNW clients · 428 to 446
      Feb 4, 2025 to Apr 8, 2025
    • Individual clients · 890 to 965
      Feb 4, 2025 to Apr 8, 2025
    • Pension plan clients · 59 to 65
      Feb 4, 2025 to Apr 8, 2025
    • Assets in custody · $625M to $915M
      Feb 4, 2025 to Apr 8, 2025
    • Employees · 33 to 27
      Feb 4, 2025 to Apr 8, 2025
    • Financial planning clients · 26-50 to 26-50
      Feb 4, 2025 to Apr 8, 2025
    • State-registered IARs · 22 to 21
      Feb 4, 2025 to Apr 8, 2025
    • Other offices · 2 to 1
      Feb 4, 2025 to Apr 8, 2025
    • Discretionary RAUM · $1.3B to $1.4B
      Feb 4, 2025 to Apr 8, 2025
    • HNW RAUM · $1.0B to $1.0B
      Feb 4, 2025 to Apr 8, 2025
    • Individual RAUM · $278M to $366M
      Feb 4, 2025 to Apr 8, 2025
    • Non-discretionary RAUM · $189M to $187M
      Feb 4, 2025 to Apr 8, 2025
    • Pension RAUM · $156M to $187M
      Feb 4, 2025 to Apr 8, 2025
    • RAUM · $1.5B to $1.6B
      Feb 4, 2025 to Apr 8, 2025
    • Accounts · 3,791 to 4,113
      Apr 6, 2023 to Mar 28, 2024
    • Advisory employees · 18 to 22
      Apr 6, 2023 to Mar 28, 2024
    • BD registered reps · 8 to 7
      Apr 6, 2023 to Mar 28, 2024
    • Charity clients · 10 to 8
      Apr 6, 2023 to Mar 28, 2024
    • Corporate clients · 21 to 12
      Apr 6, 2023 to Mar 28, 2024
    • HNW clients · 376 to 428
      Apr 6, 2023 to Mar 28, 2024
    • Individual clients · 883 to 890
      Apr 6, 2023 to Mar 28, 2024
    • Pension plan clients · 64 to 59
      Apr 6, 2023 to Mar 28, 2024
    • Assets in custody · $627M to $625M
      Apr 6, 2023 to Mar 28, 2024
    • Employees · 23 to 33
      Apr 6, 2023 to Mar 28, 2024
    • State-registered IARs · 18 to 22
      Apr 6, 2023 to Mar 28, 2024
    • Discretionary RAUM · $1.1B to $1.3B
      Apr 6, 2023 to Mar 28, 2024
    • HNW RAUM · $835M to $1.0B
      Apr 6, 2023 to Mar 28, 2024
    • Individual RAUM · $261M to $278M
      Apr 6, 2023 to Mar 28, 2024
    • Non-discretionary RAUM · $181M to $189M
      Apr 6, 2023 to Mar 28, 2024
    • Pension RAUM · $140M to $156M
      Apr 6, 2023 to Mar 28, 2024
    • RAUM · $1.3B to $1.5B
      Apr 6, 2023 to Mar 28, 2024
    • BD registered reps · 7 to 10
      Mar 28, 2024 to Mar 28, 2024
    • Accounts · 3,991 to 3,791
      Oct 26, 2022 to Mar 23, 2023
    • BD registered reps · 9 to 8
      Oct 26, 2022 to Mar 23, 2023
    • Charity clients · 9 to 10
      Oct 26, 2022 to Mar 23, 2023
    Signals
    32 dated events
    • Aveo Capital Partners, Llc no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $1.6B)
      Jan 2, 2026 · Left the SEC roster · derived
    • Ashli B Collins left Aveo Capital Partners, Llc for Cwm, Llc (registered 2025-07-09)
      Oct 2, 2025 · Advisor changed firm · fact
    • Keys Ericson Tinney left Aveo Capital Partners, Llc for Blue Sky Asset Management, Llc (registered 2019-08-14)
      Oct 2, 2025 · Advisor changed firm · fact
    • John Norman Dalton left Aveo Capital Partners, Llc for Cwm, Llc (registered 2025-07-08)
      Oct 2, 2025 · Advisor changed firm · fact
    • Jonathan Erik Adams left Aveo Capital Partners, Llc for Cwm, Llc (registered 2025-07-09)
      Oct 2, 2025 · Advisor changed firm · fact
    • Patrick Sean Henderson left Aveo Capital Partners, Llc for Cwm, Llc (registered 2025-07-09)
      Oct 2, 2025 · Advisor changed firm · fact
    • Brian Patrick Rorick left Aveo Capital Partners, Llc for Cwm, Llc (registered 2025-07-08)
      Oct 2, 2025 · Advisor changed firm · fact
    • Marsha Newman Nuttall left Aveo Capital Partners, Llc for Cwm, Llc (registered 2026-01-06)
      Oct 2, 2025 · Advisor changed firm · fact
    • Dana Fambrough Bath left Aveo Capital Partners, Llc for Cwm, Llc (registered 2025-07-08)
      Oct 2, 2025 · Advisor changed firm · fact
    • Michael Walter Beermann left Aveo Capital Partners, Llc for Cwm, Llc (registered 2025-07-08)
      Oct 2, 2025 · Advisor changed firm · fact
    • Robert Bryan Douglas left Aveo Capital Partners, Llc for Cwm, Llc (registered 2025-07-09)
      Oct 2, 2025 · Advisor changed firm · fact
    • Aveo Capital Partners, LLC's advisors moved to Cwm, LLC (Englewood, CO): 9 of 10 registered, on the same day
      Oct 2, 2025 · Firm absorbed (people side) · derived
    • Brian R Eller left Aveo Capital Partners, Llc for Moneta Group Investment Advisors, Llc (registered 2025-08-26)
      Oct 1, 2025 · Advisor changed firm · fact
    • Natalie Margaret Neaton left Aveo Capital Partners, Llc for Dmk Advisor Group, Inc. (registered 2014-05-29)
      Oct 1, 2025 · Advisor changed firm · fact
    • Christopher Scott Hillier left Aveo Capital Partners, Llc for Expand Financial, Llc (registered 2025-05-27)
      Oct 1, 2025 · Advisor changed firm · fact
    • Chad Aaron Williams left Aveo Capital Partners, Llc for Moneta Group Investment Advisors, Llc (registered 2025-08-14)
      Oct 1, 2025 · Advisor changed firm · fact
    • Benjamin Troy Warwick left Aveo Capital Partners, Llc for Sovereign Private Equity Management, Llc (registered 2023-01-24)
      Oct 1, 2025 · Advisor changed firm · fact
    • Zachary Joseph Heath left Aveo Capital Partners, Llc for Moneta Group Investment Advisors, Llc (registered 2025-08-26)
      Oct 1, 2025 · Advisor changed firm · fact
    • 3 advisors left Aveo Capital Partners, LLC (Englewood, CO) for Moneta Group Investment Advisors, LLC on the same day
      Oct 1, 2025 · Team lift-out · derived
    • Tanner L. Cameron left Aveo Capital Partners, Llc for Legacy Wealth Partners, Llc (registered 2025-03-03)
      Apr 1, 2025 · Advisor changed firm · fact
    • Kenneth Reid Senour left Aveo Capital Partners, Llc for Legacy Wealth Partners, Llc (registered 2025-03-03)
      Apr 1, 2025 · Advisor changed firm · fact
    • Melissa Ann Wagner left Aveo Capital Partners, Llc for Dmk Advisor Group, Inc. (registered 2022-01-05)
      Apr 1, 2025 · Advisor changed firm · fact
    • Andrew Todd Feldman left Aveo Capital Partners, Llc for Legacy Wealth Partners, Llc (registered 2025-03-03)
      Apr 1, 2025 · Advisor changed firm · fact
    • Alexander Grant Cameron left Aveo Capital Partners, Llc for Legacy Wealth Partners, Llc (registered 2025-03-03)
      Apr 1, 2025 · Advisor changed firm · fact
    • Rex Charles Emery left Aveo Capital Partners, Llc for Legacy Wealth Partners, Llc (registered 2025-03-03)
      Apr 1, 2025 · Advisor changed firm · fact
    • James Lee Booth left Aveo Capital Partners, Llc for Legacy Wealth Partners, Llc (registered 2025-03-03)
      Apr 1, 2025 · Advisor changed firm · fact
    • 6 advisors left Aveo Capital Partners, LLC (Lakewood, CO) for Legacy Wealth Partners, LLC on the same day
      Apr 1, 2025 · Team lift-out · derived
    • Chris Matthew Rebich left Aveo Capital Partners, Llc for Toro West Capital Advisors (registered 2024-07-09)
      Jul 10, 2024 · Advisor changed firm · fact
    • Jeremy Michael Shevlin left Aveo Capital Partners, Llc for Toro West Capital Advisors (registered 2025-12-17)
      Jul 10, 2024 · Advisor changed firm · fact
    • 2 advisors left Aveo Capital Partners, LLC (Englewood, CO) for Toro West Capital Advisors on the same day
      Jul 10, 2024 · Team lift-out · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026