RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• R•••••• C••••••
- Title
- Investment Adviser Representativereported401kmaneuver.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- R•••• F••• M••••••••• L•• independent RIA currentsince May 8, 2013 · Lady Lake, Fl
- A•••• W••••• M••••••••• I••• independent RIASep 10, 2021 to Oct 4, 2021 · Palm Desert, Ca
- A••••••• E•••• R••••••••• unclassifiedFeb 22, 2013 to Sep 12, 2013 · Victorville, Ca
- G••••• F•••••••• P•••••• C••••••• I••• formerJun 9, 2011 to Jun 5, 2012 · Palm Desert, Ca
- A••••••• I••••••••• S••••••• formerMay 19, 2009 to Sep 28, 2010 · Indio, Ca
- E••••••• I••••••••• A•••••••• L•• unclassifiedJan 12, 2009 to Jul 22, 2009 · Victorville, Ca
- E••••••• I••••••••• A•••••••• L•• unclassifiedMar 3, 2008 to Dec 31, 2008 · Victorville, Ca
- A•••• W••••• M••••••••• I••• to no registered destinationleft Oct 4, 2021 · Departure, no registered destination
- A••••••• E•••• R••••••••• to R•••• F••• M••••••••• L••left Sep 12, 2013, registered May 8, 2013 (-127 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to A••••••• E•••• R•••••••••left Jun 5, 2012, registered Feb 22, 2013 (262 days) · Other
- A••••••• I••••••••• S••••••• to G••••• F•••••••• P•••••• C••••••• I•••left Sep 28, 2010, registered Jun 9, 2011 (254 days) · Other
- E••••••• I••••••••• A•••••••• L•• to A••••••• I••••••••• S•••••••left Jul 22, 2009, registered May 19, 2009 (-64 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address