DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Aegis Wealth Management, Inc.

Independent wealth managerGuthrie Center, IowaCRD 301990SEC 801-117179websiteIAPD
Latest filing Aug 11, 2026
First filing on the tape Jul 16, 2019 · 81 filings
SEC status approved since Aug 13, 2019
RAUM
$216M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$216M individuals and HNW
Advisors
26
registered through the firm on IAPD
RAUM per advisor
$8.3M
derived; firm RAUM over IAPD count
Employees
27
27 advisory (5.B.1)
Offices
28
beyond the principal office
Private funds
0
reported on Schedule D
History
81 filings and snapshots on the tape
RAUM$216M as of Aug 11, 2026
Mar 2, 2020$4.7M then
HNW client RAUM$27.0M as of Aug 11, 2026
Mar 2, 2020$0 then
State-registered IARs (5.B.3)26 as of Aug 11, 2026
Mar 2, 202014 then
Employees (5.A)27 as of Aug 11, 2026
Mar 2, 202017 then
Private funds: no history
RAUM +23% over the last fiscal year+17% a year over threeIARs 31 to 26offices 27 to 28
Practice profile
derived from the filing of Aug 11, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$8.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
90derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.7MderivedHNW RAUM over HNW clients
Average account
$92,113derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
0.9derived29 offices incl. principal (1.F.5)
RAUM growth, one year
+23%derivedbetween the last two annual amendments
Advisor growth, one year
-16%derivedItem 5.B.3 between annual amendments
Client growth, one year
+53%derived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$189M88%
  • High-net-worth individuals$27.0M12%
Individual clients
2,334reported
HNW clients
16reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
2,350reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
26 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Michael W TrumanSpringfield, Mo Aug 14, 201924 y0
Lisa CassidyGuthrie Center, Ia Nov 19, 201919 y0
Gordon Spencer CampbellCarmel, In Nov 22, 201911 y4
Nathan Granville KeslingCarmel, In Oct 13, 202011 y0
Christopher Michael WilkinsonSalt Lake City, Ut Oct 30, 202021 y6
Chad Matthew KopserGuthrie Center, Ia Jan 7, 202127 y1
Laura Beth HutterPalm City, Fl Jul 28, 202115 y0
Brian Michael LipsettDenver, Co Sep 2, 202114 y0
Kevin Lee HockerGuthrie Center, Ia Oct 4, 202118 y3
Hunter Shelton PistoleOzark, Mo Jan 24, 202210 y0
Jonathan Nathaniel DurrBeaumont,, Tx Apr 24, 202313 y1
James Joseph Ross WheelerDallas, Tx May 8, 202311 y1
Sean David FarroChartered Financial ConsultantGuthrie Center, Ia May 8, 202316 y2
Michael John BlanchardGuthrie Center, Ia May 15, 202342 y3
Rusty Lee MillerTroy, Oh Aug 22, 202324 y4
Randy Steven FarishToquerville, Ut Mar 27, 202414 y3
Brendon Lane JohansenGuthrie Center, Ia Sep 13, 202413 y0
Cameron Wayne GardnerCarmel, In Dec 19, 202413 y0
Joseph Todd OllilaGresham, Or Oct 27, 202510 y0
David William StanleyGuthrie Center, Ia Jan 1, 202612 y0
Griffin Joseph MalatinoDenver, Co Jan 1, 202611 y0
Stephanie Danielle WaskeyBel Air, Md Feb 3, 202614 y0
Hilary ZaragozaGuthrie Center, Ia Feb 18, 202614 y1
Alec Edmond MuehlemeyerGuthrie Center, Ia Mar 9, 202610 y2
Mason William YerianLancaster, Oh Apr 27, 202610 y0
Jake William McgowanBoca Raton, Fl Aug 13, 202610 y0
Advisor movement
2 left, 3 joined in 12 months
net +1 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 7.7% of current headcount13 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Wayne Edward Darin Lucas · Managing Partnercontrol
    since 09/2017 · owns 25% to 50%
  • Stephen Carl Muehlemeyer · Partnercontrol
    since 09/2017 · owns 25% to 50%
  • Lynn Rickey Rumelhart · Partner/Chief Compliance Officercontrol
    since 09/2017 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Guthrie Center, Ia · principal2680
Carmel, In300
Denver, Co210
Lakewood, Co200
Stuart, Fl000
Scottsdale, Az000
Boynton Beach, Fl001
Broken Arrow, Ok000
Hermosa Beach, Ca001
Homosassa, Fl000
Naples, Fl000
Offices
Schedule D 1.F, the 25 largest
  • Naples, FL4 employees
  • Lakewood, CO2 employees
  • Carmel, IN2 employees
  • Dallas, TX1 employees
  • Denver, CO1 employees
  • Denver, CO1 employees
  • Golden, CO1 employees
  • Grandville, MI1 employees
  • Hermosa Beach, CA1 employees
  • Kaysville, UT1 employees
  • Laconia, NH1 employees
  • Lakewood Ranch, FL1 employees
  • Overland Park, KS1 employees
  • Ozark, MO1 employees
  • Springfield, MO1 employees
  • Tewksbury, MA1 employees
  • Troy, OH1 employees
  • Beamont, TX1 employees
  • , 1 employees
  • Caldwell, ID1 employees
  • Carmel, IN1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
  • account count surgeChange between filings · filing Apr 27, 2026
    accounts (Item 5.F.2.f) moved from 1,538.0 to 2,350.0 (+53.0%) between the annual amendments of 2025-03-10 and 2026-04-27; the peer median change was +5.0% (3688 comparable advisers, 96.0th percentile of changes)
    peers: independent wealth managers, $100M to $500M (3,688) · 96% percentile
  • client count surgeChange between filings · filing Apr 27, 2026
    individual and HNW clients (Item 5.D) moved from 1,538.0 to 2,350.0 (+53.0%) between the annual amendments of 2025-03-10 and 2026-04-27; the peer median change was +3.0% (3310 comparable advisers, 97.0th percentile of changes)
    peers: independent wealth managers, $100M to $500M (3,310) · 97% percentile
How anomalies are measured
What changed
consecutive filings, newest first
  • Other offices · 29 to 28
    Jul 10, 2026 to Aug 11, 2026
  • Other offices · 28 to 29
    Jun 10, 2026 to Jul 10, 2026
  • Other offices · 26 to 28
    Apr 27, 2026 to Jun 10, 2026
  • Accounts · 1,538 to 2,350
    Feb 2, 2026 to Mar 19, 2026
  • Advisory employees · 31 to 27
    Feb 2, 2026 to Mar 19, 2026
  • HNW clients · 10 to 16
    Feb 2, 2026 to Mar 19, 2026
  • Individual clients · 1,528 to 2,334
    Feb 2, 2026 to Mar 19, 2026
  • Employees · 31 to 27
    Feb 2, 2026 to Mar 19, 2026
  • State-registered IARs · 31 to 26
    Feb 2, 2026 to Mar 19, 2026
  • Discretionary RAUM · $176M to $216M
    Feb 2, 2026 to Mar 19, 2026
  • HNW RAUM · $15.2M to $27.0M
    Feb 2, 2026 to Mar 19, 2026
  • Individual RAUM · $161M to $189M
    Feb 2, 2026 to Mar 19, 2026
  • RAUM · $176M to $216M
    Feb 2, 2026 to Mar 19, 2026
  • Other offices · 27 to 26
    Oct 27, 2025 to Feb 2, 2026
  • Financial planning clients · 0 to 0
    Mar 10, 2025 to Oct 27, 2025
  • Accounts · 1,742 to 1,538
    Nov 6, 2024 to Mar 10, 2025
  • Advisory employees · 30 to 31
    Nov 6, 2024 to Mar 10, 2025
  • HNW clients · 6 to 10
    Nov 6, 2024 to Mar 10, 2025
  • Individual clients · 1,736 to 1,528
    Nov 6, 2024 to Mar 10, 2025
  • Employees · 30 to 31
    Nov 6, 2024 to Mar 10, 2025
  • State-registered IARs · 30 to 31
    Nov 6, 2024 to Mar 10, 2025
  • Other offices · 28 to 27
    Nov 6, 2024 to Mar 10, 2025
  • Discretionary RAUM · $143M to $176M
    Nov 6, 2024 to Mar 10, 2025
  • HNW RAUM · $11.8M to $15.2M
    Nov 6, 2024 to Mar 10, 2025
  • Individual RAUM · $131M to $161M
    Nov 6, 2024 to Mar 10, 2025
  • RAUM · $143M to $176M
    Nov 6, 2024 to Mar 10, 2025
  • Accounts · 1,147 to 1,742
    Jan 16, 2024 to Mar 29, 2024
  • Advisory employees · 28 to 30
    Jan 16, 2024 to Mar 29, 2024
  • HNW clients · 9 to 6
    Jan 16, 2024 to Mar 29, 2024
  • Individual clients · 1,138 to 1,736
    Jan 16, 2024 to Mar 29, 2024
  • Employees · 28 to 30
    Jan 16, 2024 to Mar 29, 2024
  • State-registered IARs · 28 to 30
    Jan 16, 2024 to Mar 29, 2024
  • Other offices · 27 to 28
    Jan 16, 2024 to Mar 29, 2024
  • Discretionary RAUM · $135M to $143M
    Jan 16, 2024 to Mar 29, 2024
  • HNW RAUM · $11.8M to $11.8M
    Jan 16, 2024 to Mar 29, 2024
  • Individual RAUM · $123M to $131M
    Jan 16, 2024 to Mar 29, 2024
  • RAUM · $135M to $143M
    Jan 16, 2024 to Mar 29, 2024
  • Other offices · 26 to 27
    Jan 16, 2024 to Jan 16, 2024
  • Other offices · 27 to 26
    Nov 2, 2023 to Nov 15, 2023
  • Other offices · 21 to 27
    Sep 15, 2023 to Sep 26, 2023
Signals
28 dated events
  • Sean Michael Burke left Aegis Wealth Management, Inc. for Pine Valley Investments (registered 2026-08-26)
    Aug 26, 2026 · Advisor changed firm · fact
  • Jimmy Fish left Aegis Wealth Management, Inc. for Wealthcare Advisory Partners Llc (registered 2026-08-07)
    Aug 7, 2026 · Advisor changed firm · fact
  • Ryan K Anderson left Aegis Wealth Management, Inc. for Simple Financial, Llc (registered 2023-04-11)
    Jun 18, 2025 · Advisor changed firm · fact
  • Daniel Matthew Stewart left Aegis Wealth Management, Inc. for Stewart Wealth Management, Llc (registered 2025-06-20)
    Jun 6, 2025 · Advisor changed firm · fact
  • Theresa Bond left Aegis Wealth Management, Inc. for Promontory Financial Planning, Llc (registered 2025-04-28)
    Apr 4, 2025 · Advisor changed firm · fact
  • Richard Bedford Spencer left Aegis Wealth Management, Inc. for Simplicity Wealth (registered 2025-03-13)
    Feb 28, 2025 · Advisor changed firm · fact
  • Anthony Pisani left Aegis Wealth Management, Inc. for Stone Wall Money Management Llc (registered 2024-11-12)
    Nov 1, 2024 · Advisor changed firm · fact
  • Mark Allan Augustsson left Aegis Wealth Management, Inc. for Transparent Wealth Management, Llc (registered 2024-08-09)
    Sep 18, 2024 · Advisor changed firm · fact
  • Suzanne Kay Porske left Aegis Wealth Management, Inc. for Impact Partnership Wealth, Llc (registered 2026-03-11)
    Aug 16, 2024 · Advisor changed firm · fact
  • Mindie Nicole Molina left Aegis Wealth Management, Inc. for Mindie Molina Investments, Llc (registered 2025-01-01)
    Aug 16, 2024 · Advisor changed firm · fact
  • 2 advisors left Simple Financial, LLC (ST George, UT) for Aegis Wealth Management, Inc. on the same day
    Mar 28, 2024 · Team lift-out · derived
  • Michael J Lehrhaupt left Aegis Wealth Management, Inc. for Stone Wall Money Management Llc (registered 2024-06-17)
    Mar 22, 2024 · Advisor changed firm · fact
  • Aegis Wealth Management, Inc. reported 27 offices beyond its principal office, up from 21 (2023-09-15 to 2023-09-26)
    Sep 26, 2023 · Office count change · derived
  • Richard Scott Shelley left Aegis Wealth Management, Inc. for Advisor Share Wealth Management, Llc (registered 2024-07-20)
    Sep 25, 2023 · Advisor changed firm · fact
  • Waldemar Mark Dziedzic left Aegis Wealth Management, Inc. for Sequent Planning, Llc (registered 2025-08-25)
    Sep 22, 2023 · Advisor changed firm · fact
  • Aegis Wealth Management, Inc. reported 21 offices beyond its principal office, down from 26 (2023-08-29 to 2023-09-15)
    Sep 15, 2023 · Office count change · derived
  • Haryanto Prawirana Sastro left Aegis Wealth Management, Inc. for Safe Future Wealth Partners Llc (registered 2024-09-13)
    May 8, 2023 · Advisor changed firm · fact
  • Joseph Earl Uppleger left Aegis Wealth Management, Inc. for Safe Future Wealth Partners Llc (registered 2025-01-01)
    May 8, 2023 · Advisor changed firm · fact
  • Derek Jay Colton left Aegis Wealth Management, Inc. for Foundations Investment Advisors Llc (registered 2023-03-06)
    Mar 6, 2023 · Advisor changed firm · fact
  • Skylar Douglas Anderson left Aegis Wealth Management, Inc. for Foundations Investment Advisors Llc (registered 2023-03-09)
    Mar 6, 2023 · Advisor changed firm · fact
  • 2 advisors left Aegis Wealth Management, Inc. (Guthrie Center, IA) for Foundations Investment Advisors LLC on the same day
    Mar 6, 2023 · Team lift-out · derived
  • Frank Paul Andrescavage left Aegis Wealth Management, Inc. for Impact Partnership Wealth, Llc (registered 2023-05-24)
    Dec 31, 2022 · Advisor changed firm · fact
  • Justin Alexander Miller left Aegis Wealth Management, Inc. for Tucker Asset Management Llc (registered 2022-08-18)
    Aug 31, 2022 · Advisor changed firm · fact
  • Rodney Charles Peters left Aegis Wealth Management, Inc. for Peters Wealth Group (registered 2021-11-12)
    Jan 12, 2022 · Advisor changed firm · fact
  • Aegis Wealth Management, Inc. reported 26 state-registered advisory representatives, up from 14 (2021-03-16 to 2021-03-25)
    Mar 25, 2021 · Advisor headcount change · derived
  • Aegis Wealth Management, Inc. reported 26 offices beyond its principal office, up from 21 (2020-10-05 to 2020-10-06)
    Oct 6, 2020 · Office count change · derived
  • Aegis Wealth Management, Inc. reported 14 state-registered advisory representatives, up from 1 (2020-03-02 to 2020-03-02)
    Mar 2, 2020 · Advisor headcount change · derived
  • Aegis Wealth Management filed its initial SEC registration (Form ADV)
    Jul 16, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
allegiantfsg.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
(833) 483-8383reportedpublic record, Form ADV, Aug 11, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$8.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026