DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Elizabeth Ann Williams
Feed of 09/14/2026
Also filed as Elizabeth Ann Williams
At current firm
4 y
since Feb 2, 2022
In the industry
24 y
since Nov 29, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Feb 2, 2022 · Livonia, Mi
- J.P. Morgan Securities LLC wirehouseMar 7, 2016 to Dec 4, 2021 · Westland, Mi
- Citizens Securities, Inc. BD affiliatedAug 19, 2014 to Jan 30, 2016 · Southgate, Mi
- Executive Wealth Management, LLC formerSep 12, 2012 to Oct 16, 2014 · Brighton, Mi
- Invest Financial Corporation formerSep 5, 2012 to Jul 7, 2014 · Northville, Mi
- Chase Investment Services Corp. formerJan 13, 2011 to Sep 7, 2012 · Garden City, Mi
Moves
a registration end followed by a registration begin elsewhere
- Citizens Securities, Inc. to J.P. Morgan Securities LLCleft Jan 30, 2016, registered Mar 7, 2016 (37 days) · Other
- Executive Wealth Management, LLC to Citizens Securities, Inc.left Oct 16, 2014, registered Aug 19, 2014 (-58 days) · Other
- Invest Financial Corporation to Executive Wealth Management, LLCleft Jul 7, 2014, registered Sep 12, 2012 (-663 days) · Other
- Chase Investment Services Corp. to Invest Financial Corporationleft Sep 7, 2012, registered Sep 5, 2012 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address