DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• A•••• G•••

C•••••• L••independent RIARockford, Il dual registrantIAPD 3217954

Feed of 09/15/2026

At current firm

3 y

since Jan 27, 2023

In the industry

27 y

since Jun 7, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Director, Wealth Managementreportedchoreoadvisors.comfirm site, Sep 15, 2026
Designations: CEPAreportedchoreoadvisors.comas printed on the bio page, Sep 16, 2026
Business email: jeff.gump@choreoadvisors.comreportedchoreoadvisors.comfirm site, Sep 15, 2026
Direct business phone: 574-366-4647reportedchoreoadvisors.comfirm site, Sep 15, 2026
Professional profile: choreoadvisors.com/advisor-teams/jeffrey-gumpreportedchoreoadvisors.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

C•••••• L•• independent RIA current
since Jan 27, 2023 · Rockford, Il
C••••• B•••••• W••••• M••••••••• L•• former
Sep 23, 2010 to Jan 25, 2023 · Virginia Beach, Va
L•••• F••• A••••••• S••••••• BD affiliated
Mar 14, 2008 to Sep 21, 2010 · Virginia Beach, Va
A••••••••• A•••••• S•••••••• I••• unclassified
Jul 29, 2003 to Mar 14, 2008 · Virginia Beach, Va
C•••••• L•• independent RIA
Jun 2, 2003 to Jul 29, 2003 · Virginia Beach, Va

Moves

a registration end followed by a registration begin elsewhere

C••••• B•••••• W••••• M••••••••• L•• to C•••••• L••
left Jan 25, 2023, registered Jan 27, 2023 (2 days) · RIA to RIA · moved with a team
L•••• F••• A••••••• S••••••• to C••••• B•••••• W••••• M••••••••• L••
left Sep 21, 2010, registered Sep 23, 2010 (2 days) · Other
A••••••••• A•••••• S•••••••• I••• to L•••• F••• A••••••• S•••••••
left Mar 14, 2008, registered Mar 14, 2008 (0 days) · Other
C•••••• L•• to A••••••••• A•••••• S•••••••• I•••
left Jul 29, 2003, registered Jul 29, 2003 (0 days) · corporate re-registration, not a move

Signals

J•••••• A•••• G••• left C••••• B•••••• W••••• M••••••••• L•• for C•••••• L•• (registered 2023-01-27)
Jan 25, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address