RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• F•••••• M•••••••
- S••••••• F•••••••• R•••••••• independent RIA currentsince Jun 1, 2020 · Grosse Pointe Farms, Mi
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Apr 14, 2020 · Grosse Pointe Farms, Mi
- C•••• I••••••••• S••••••• C•••• formerMay 25, 2006 to Oct 1, 2012 · Grosse Pointe Farms, Mi
- A• G• E•••••• • S•••• I••• unclassifiedJan 29, 2002 to Mar 11, 2003 · Bloomfield Hills, Mi
- J••• M••••• S••••••••• L•• to S••••••• F•••••••• R••••••••left Apr 14, 2020, registered Jun 1, 2020 (48 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- A• G• E•••••• • S•••• I••• to C•••• I••••••••• S••••••• C••••left Mar 11, 2003, registered May 25, 2006 (1171 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address