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Registered advisor
M••••••• K•• H••••••
Feed of 09/14/2026
Also filed as M••••••• Kay Jimenez
At current firm
10 y
since Jan 8, 2016
In the industry
27 y
since Jun 7, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Jan 8, 2016 · Denver, Co
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJul 25, 2013 to Mar 13, 2014 · Denver, Co
- P•••••••• S••••••••• I••• BD affiliatedFeb 2, 2005 to Aug 10, 2011 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to P•••••••• S••••••••• I•••left Mar 13, 2014, registered Jan 8, 2016 (666 days) · Other
- P•••••••• S••••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Aug 10, 2011, registered Jul 25, 2013 (715 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address