DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• R••••• G••••
Feed of 09/14/2026
At current firm
1 y
since Nov 1, 2024
In the industry
27 y
since Jun 24, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 1, 2024 · Sewickley, Pa
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 29, 2023 to Nov 4, 2024 · Sewickley, Pa
- C••••• A•••••• N••••••• L•• formerMar 9, 2020 to Jun 29, 2023 · Sewickley, Pa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 3, 2016 to Mar 9, 2020 · Wexford, Pa
- L•• F•••••••• L•• BD affiliatedNov 8, 2013 to Jan 26, 2016 · Wexford, Pa
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Nov 4, 2024, registered Nov 1, 2024 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••• A•••••• N••••••• L••left Mar 9, 2020, registered Mar 9, 2020 (0 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 26, 2016, registered Feb 3, 2016 (8 days) · Other
Signals
- ••• LockedNov 4, 2024 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address