RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A••• M•••••••
- P••••••• W••••• M••••••••• L•• state registered currentsince Sep 1, 2026 · Commerce, Mi
- E•• A••••••• S•••••••• I•• independent RIADec 15, 2015 to Oct 7, 2016 · Commerce Township, Mi
- L••••• W••••• M••••••••• formerSep 18, 2014 to Nov 3, 2015 · Lubbock, Tx
- R•••• I••••••••• A••••••• L•• BD affiliatedAug 7, 2013 to Feb 3, 2014 · Commerce Township, Mi
- E•• A••••••• S•••••••• I•• to P••••••• W••••• M••••••••• L••left Oct 7, 2016, registered Sep 1, 2026 (3616 days) · RIA to a state-registered adviser
- L••••• W••••• M••••••••• to E•• A••••••• S•••••••• I••left Nov 3, 2015, registered Dec 15, 2015 (42 days) · Other
- R•••• I••••••••• A••••••• L•• to L••••• W••••• M•••••••••left Feb 3, 2014, registered Sep 18, 2014 (227 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address