DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•• A••••••• S•••••••• I••
Latest filing Jul 13, 2026
First filing on the tape Sep 5, 2019 · 48 filings
SEC status approved since Feb 10, 2020
RAUM
$137M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
98%
$134M individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$10.5M
derived; firm RAUM over IAPD count
Employees
12
12 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$137M as of Jul 13, 2026
Mar 19, 2020$115M then
HNW client RAUM$27.6M as of Jul 13, 2026
Mar 19, 2020$31.2M then
State-registered IARs (5.B.3)12 as of Jul 13, 2026
Mar 19, 20204 then
Employees (5.A)12 as of Jul 13, 2026
Mar 19, 20204 then
Private funds: no history
RAUM +8.8% over the last fiscal year+14% a year over threeIARs 14 to 12
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $10.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 88derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $88,424derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 1.3derived10 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- -7.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$106M78%
- High-net-worth individuals$27.6M20%
- Corporations and businesses$1.9M1.4%
- Charitable organizations$887,3700.6%
- Individual clients
- 1,124reported
- HNW clients
- 19reported
- Pension plan clients
- 0reported
- Charitable clients
- 6reported
- Accounts
- 1,544reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=8.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E•••• N•••••• L•••••• | Southfield, Mi | Apr 14, 2011 | 27 y | 7 |
| T••••• M•••• P••••• | Southfield, Mi | Apr 26, 2011 | 25 y | 4 |
| B•••••• K••• M•••••Certified Financial Planner | Evanston, Wy | Nov 16, 2016 | 13 y | 2 |
| S••••• E••••• S••••Certified Financial Planner | Glenpool, Ok | Feb 25, 2020 | 16 y | 4 |
| C•••• A••••• S••••••• | Southfield, Mi | Feb 26, 2020 | 67 y | 8 |
| S••••• K•• M••••••• | Southfield, Mi | Feb 26, 2020 | 22 y | 6 |
| B••••••• H•••• | Southfield, Mi | Jan 13, 2021 | 49 y | 1 |
| M••••••• G••••• | Southfield, Mi | Jan 22, 2021 | 23 y | 6 |
| E•••• N•••••• L•••••• | Marietta, Ga | Aug 23, 2021 | 10 y | 0 |
| A•••• R•••• L•••••• | Southfield, Mi | Apr 27, 2022 | 43 y | 0 |
| K•••• K•• L••••• | Southfield, Mi | Nov 22, 2023 | 11 y | 0 |
| S•••••• B••••••• D••••••••• | Southfield, Mi | Mar 6, 2024 | 16 y | 0 |
| J•••••• L••••• S•••• | Southfield, Mi | Apr 17, 2026 | 21 y | 3 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 7.7% of current headcount1 left over 36 months
Left, latest
- A••••• D•••••• B••• to L•••••• I•••••••••Mar 3, 2026 · RIA to RIA
- J•••••• B•••• O•••• to H•••••• W••••• A•••••••• L•••Mar 22, 2021 · RIA to a state-registered adviser
- W•••• P• S•••••• to J••• M••••• S••••••••• L••Feb 3, 2020 · RIA to wirehouse
- M••••••• G••••• to W•• B•••••••• S•••••••• I•••Nov 5, 2019 · RIA to affiliated broker-dealer or bank
- J•••••• M• G••••••• to S••••• G••••• I••••••••• L••Sep 19, 2019 · Other
- B••••• M•••• O••••• to I••• W••••• M••••••••• L••Jan 31, 2019 · RIA to RIA
- M•••••• P•••••• F••••• to G••••• V••• C•••••• M••••••••• L••Dec 31, 2018 · RIA to RIA
- R••••• K•••• to N••• F•••••••• G••••• I•••Jul 11, 2018 · RIA to RIA
- R••••• A••• M••••••• to P••••••• W••••• M••••••••• L••Oct 7, 2016 · RIA to a state-registered adviser
- S••••• H•••••• S•••••• to B••••••••• W••••• A•••••••• L••Dec 17, 2014 · Other
Joined, latest
- J•••••• L••••• S•••• from I•••••• W•••••Apr 17, 2026 · RIA to RIA
- M••••••• G••••• from F•••• T•••• S••••••••• I•••Jan 22, 2021 · Affiliated broker-dealer or bank to independent RIA
- B••••••• H•••• from P•••• S••••••••• L••Jan 13, 2021 · Affiliated broker-dealer or bank to independent RIA
- C•••• A••••• S••••••• from I• F•••••••• A••••••• S••••••• L••Feb 26, 2020 · RIA to RIA
- S••••• K•• M••••••• from I• F•••••••• A••••••• S••••••• L••Feb 26, 2020 · RIA to RIA
- S••••• E••••• S•••• from I• F•••••••• A••••••• S••••••• L••Feb 25, 2020 · RIA to RIA
- W•••• P• S•••••• from P••••••••• S••••••••• C•••••••••Feb 12, 2018 · Other
- R••••• K•••• from S•• I••••••••• I•••Jan 9, 2018 · Affiliated broker-dealer or bank to independent RIA
- M•••••• P•••••• F••••• from T••••••••• F•••••••• A•••••••• L••Jul 21, 2017 · Other
- B••••• M•••• O••••• from M•• I•••••••• S•••••••• L••Mar 24, 2017 · Other
- B•••••• K••• M••••• from T•• A•••••••• I•••Nov 16, 2016 · Other
- J•••••• M• G••••••• from T•• A•••••••• I•••Nov 9, 2016 · Other
- R••••• A••• M••••••• from L••••• W••••• M•••••••••Dec 15, 2015 · Other
- T••••• M•••• P••••• from G••••• W••••• M••••••••• I•••Apr 26, 2011 · Other
- M••••••• G••••• from G••••• W••••• M••••••••• I•••Apr 26, 2011 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from I• F•••••••• A••••••• S••••••• L••Feb 24, 2020 · Charlotte, Nc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••••••• E••••• N•••••• · Chief Executive Officer/Chief Compliance Officercontrolsince 12/2010 · owns 75% or more
- P•••••• T•••••• M•••• · Chief Financial Officercontrolsince 08/2011 · owns less than 5%
Related persons
Schedule D 7.A
- E•• W••••• M••••••••• I••real estaten
- E•• W••••• S••••••••• I•••broker-dealerreal estatey
- T••••• M•••• P•••••investment companyn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Southfield, Mi · principal | 13 | 1 | 1 | ||
| Centennial, Co | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Washington Terrace, UT3 employees
- Centennial, CO2 employees
- , 1 employees
- Broken Arrow, OK1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jul 13, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
What changed
consecutive filings, newest first
- Advisory employees · 13 to 12Mar 31, 2026 to Jul 13, 2026
- BD registered reps · 10 to 8Mar 31, 2026 to Jul 13, 2026
- Employees · 13 to 12Mar 31, 2026 to Jul 13, 2026
- State-registered IARs · 13 to 12Mar 31, 2026 to Jul 13, 2026
- Accounts · 1,401 to 1,544Apr 6, 2025 to Mar 31, 2026
- Advisory employees · 14 to 13Apr 6, 2025 to Mar 31, 2026
- BD registered reps · 11 to 10Apr 6, 2025 to Mar 31, 2026
- HNW clients · 25 to 19Apr 6, 2025 to Mar 31, 2026
- Individual clients · 1,118 to 1,124Apr 6, 2025 to Mar 31, 2026
- Employees · 14 to 13Apr 6, 2025 to Mar 31, 2026
- State-registered IARs · 14 to 13Apr 6, 2025 to Mar 31, 2026
- HNW RAUM · $32.7M to $27.6MApr 6, 2025 to Mar 31, 2026
- Individual RAUM · $90.1M to $106MApr 6, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $126M to $137MApr 6, 2025 to Mar 31, 2026
- RAUM · $126M to $137MApr 6, 2025 to Mar 31, 2026
- Accounts · 1,313 to 1,401Feb 12, 2025 to Apr 6, 2025
- Advisory employees · 11 to 14Feb 12, 2025 to Apr 6, 2025
- BD registered reps · 10 to 11Feb 12, 2025 to Apr 6, 2025
- Corporate clients · 9 to 7Feb 12, 2025 to Apr 6, 2025
- HNW clients · 12 to 25Feb 12, 2025 to Apr 6, 2025
- Individual clients · 956 to 1,118Feb 12, 2025 to Apr 6, 2025
- Employees · 11 to 14Feb 12, 2025 to Apr 6, 2025
- Financial planning clients · 101-250 to 101-250Feb 12, 2025 to Apr 6, 2025
- State-registered IARs · 11 to 14Feb 12, 2025 to Apr 6, 2025
- HNW RAUM · $15.6M to $32.7MFeb 12, 2025 to Apr 6, 2025
- Individual RAUM · $82.9M to $90.1MFeb 12, 2025 to Apr 6, 2025
- Non-discretionary RAUM · $99.9M to $126MFeb 12, 2025 to Apr 6, 2025
- RAUM · $99.9M to $126MFeb 12, 2025 to Apr 6, 2025
- Accounts · 1,285 to 1,313Mar 21, 2024 to Mar 26, 2024
- Charity clients · 4 to 6Mar 21, 2024 to Mar 26, 2024
- HNW clients · 9 to 12Mar 21, 2024 to Mar 26, 2024
- Individual clients · 924 to 956Mar 21, 2024 to Mar 26, 2024
- HNW RAUM · $14.1M to $15.6MMar 21, 2024 to Mar 26, 2024
- Individual RAUM · $78.1M to $82.9MMar 21, 2024 to Mar 26, 2024
- Non-discretionary RAUM · $93.2M to $99.9MMar 21, 2024 to Mar 26, 2024
- RAUM · $93.2M to $99.9MMar 21, 2024 to Mar 26, 2024
- Advisory employees · 10 to 11Jun 1, 2023 to Jul 2, 2023
- BD registered reps · 9 to 10Jun 1, 2023 to Jul 2, 2023
- Employees · 10 to 11Jun 1, 2023 to Jul 2, 2023
- State-registered IARs · 10 to 11Jun 1, 2023 to Jul 2, 2023
Signals
5 dated events
- A••••• D•••••• B••• left E•• A••••••• S•••••••• I•• for L•••••• I••••••••• (registered 2026-03-02)Mar 3, 2026 · Advisor changed firm · fact
- P W•••• S•••••• (Chief Compliance Officer) no longer on Schedule A of E•• A••••••• S•••••••• I•• (listed 2020-01-21, absent 2020-02-03)Feb 3, 2020 · Control person left · inference
- Ann M••••••• G••••• (Chief Compliance Officer) no longer on Schedule A of E•• A••••••• S•••••••• I•• (listed 2019-10-31, absent 2019-11-04)Nov 4, 2019 · Control person left · inference
- P W•••• S•••••• (Chief Compliance Officer) appeared on Schedule A of E•• A••••••• S•••••••• I••Nov 4, 2019 · Control person joined · fact
- E•• A••••••• S•••••••• L•• filed its initial SEC registration (Form ADV)Sep 5, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@elewealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- dpeagler@elewealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 248-763-9114reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 248-356-6555reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 248-356-6578reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-356-6555reportedpublic record, Form ADV, Jul 13, 2026
- Team page
- elewealth.com/team.htmreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $10.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026