DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christopher R Bice

LPL Financial LLCBD affiliatedMooresville, Ncdual registrantIAPD 3222439

Feed of 09/15/2026

Also filed as Cubby Bice

At current firm

2 y

since Jan 30, 2024

In the industry

27 y

since Jun 24, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jan 30, 2024 · Mooresville, Nc
Osaic Wealth, Inc. BD affiliated
Sep 1, 2023 to Jan 31, 2024 · Mooresville, Nc
Sagepoint Financial, Inc. former
Oct 31, 2005 to Sep 1, 2023 · Mooresville, Nc
Sunamerica Securities, Inc. unclassified
Feb 2, 2005 to Oct 31, 2005 · Greensboro, Nc
Aegis Capital, LLC former
Jan 16, 2004 to Feb 1, 2005 · Charlotte, Nc
UBS Financial Services Inc. wirehouse
Dec 31, 2001 to Apr 25, 2002 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

Osaic Wealth, Inc. to LPL Financial LLC
left Jan 31, 2024, registered Jan 30, 2024 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
Sagepoint Financial, Inc. to Osaic Wealth, Inc.
left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
Sunamerica Securities, Inc. to Sagepoint Financial, Inc.
left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
Aegis Capital, LLC to Sunamerica Securities, Inc.
left Feb 1, 2005, registered Feb 2, 2005 (1 days) · Other
UBS Financial Services Inc. to Aegis Capital, LLC
left Apr 25, 2002, registered Jan 16, 2004 (631 days) · Other

Signals

Christopher R Bice left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2024-01-30)
Jan 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address