RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E•••••••• P•• independent RIA currentsince Jul 31, 2017 · Berwyn, Pa
- R•••••• J•••• • A••••••••• I••• national BDApr 1, 2011 to Apr 10, 2014 · Chicago, Il
- H••• B••••• C•••••• M••••••••• I••• unclassifiedDec 11, 2008 to Dec 31, 2011 · Chicago, Il
- S••••••••• A•••••• A•••••••• I••• formerMay 22, 2003 to Mar 2, 2005 · Chicago, Il
- R•••••• J•••• • A••••••••• I••• to E•••••••• P••left Apr 10, 2014, registered Jul 31, 2017 (1208 days) · Other
- H••• B••••• C•••••• M••••••••• I••• to R•••••• J•••• • A••••••••• I•••left Dec 31, 2011, registered Apr 1, 2011 (-274 days) · Other
- S••••••••• A•••••• A•••••••• I••• to H••• B••••• C•••••• M••••••••• I•••left Mar 2, 2005, registered Dec 11, 2008 (1380 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address