DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Benton Arnold
Certified Financial Planner
Feed of 09/15/2026
Also filed as Ben Arnold
At current firm
5 y
since Sep 28, 2020
In the industry
27 y
since Jun 30, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Hightower Advisors, LLC BD affiliated currentsince Sep 28, 2020 · Chicago, Il
- Frontier Investment Management Co formerJan 18, 2013 to Nov 16, 2020 · Dallas, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 23, 2009 to Jan 18, 2013 · Austin, Tx
- Banc Of America Investment Services, Inc. unclassifiedJun 24, 2005 to Oct 23, 2009 · Austin, Tx
- Chase Investment Services Corp. formerMay 7, 2001 to Jun 27, 2005 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Frontier Investment Management Co to Hightower Advisors, LLCleft Nov 16, 2020, registered Sep 28, 2020 (-49 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Frontier Investment Management Coleft Jan 18, 2013, registered Jan 18, 2013 (0 days) · Other
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- Chase Investment Services Corp. to Banc Of America Investment Services, Inc.left Jun 27, 2005, registered Jun 24, 2005 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address