DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cornerstone Wealth Management, LLC
Latest filing May 4, 2026
First filing on the tape Jul 24, 2012 · 142 filings
SEC status approved since Aug 15, 2012
RAUM
$4.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$4.8B individuals and HNW
Advisors
90
registered through the firm on IAPD
RAUM per advisor
$54.8M
derived; firm RAUM over IAPD count
Employees
103
102 advisory (5.B.1)
Offices
45
beyond the principal office
Private funds
0
reported on Schedule D
History
142 filings and snapshots on the tape
RAUM$4.9B as of May 4, 2026
Jan 25, 2013$240M then
HNW client RAUM$3.3B as of May 4, 2026
Mar 30, 2018$1.5B then
State-registered IARs (5.B.3)93 as of May 4, 2026
Jan 25, 201338 then
Employees (5.A)103 as of May 4, 2026
Jan 25, 201338 then
Private funds: no history
RAUM +21% over the last fiscal year+17% a year over threeIARs 92 to 93offices 42 to 45
Practice profile
derived from the filing of May 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $54.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 138derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $945,721derivedHNW RAUM over HNW clients
- Average account
- $239,492derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 2.0derived46 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +1.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -33%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $809MreportedItem 5.I
- Custody
- $29.7M, 3,306 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.3B67%
- Individuals$1.5B30%
- Corporations and businesses$71.9M1.5%
- Pension and profit-sharing plans$30.6M0.6%
- Charitable organizations$20.8M0.4%
- Individual clients
- 8,943reported
- HNW clients
- 3,511reported
- Pension plan clients
- 125reported
- Charitable clients
- 39reported
- Accounts
- 20,602reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $29.7M for 3,306 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=102.0derived
Advisors registered through the firm
90 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Nicholas Andrew Tyburski | Springdale, Ar | Aug 25, 2009 | 23 y | 2 |
| Eric Shannon SmithCertified Financial Planner | Des Peres, Mo | May 4, 2011 | 27 y | 1 |
| Thomas John Sontag | Clayton, Mo | Aug 17, 2012 | 40 y | 0 |
| Gregory Alan Shoemaker | St. Peters, Mo | Aug 17, 2012 | 31 y | 1 |
| Jimmy Allen Enlow | St. Peters, Mo | Aug 17, 2012 | 21 y | 0 |
| Joseph Michael Keifer | Destin, Fl | Aug 27, 2012 | 29 y | 1 |
| Sandra Marie Callier | St. Peters, Mo | Aug 27, 2012 | 23 y | 0 |
| Donald Paul Aulbert | St. Peters, Mo | Aug 27, 2012 | 26 y | 1 |
| Dean Andrew Millonas | Des Peres, Mo | Aug 27, 2012 | 32 y | 1 |
| George William WalkerCertified Financial Planner | Des Peres, Mo | Aug 27, 2012 | 44 y | 2 |
| Mark Evan Beckrich | Des Peres, Mo | Aug 27, 2012 | 21 y | 2 |
| Mark Walker Minton | Des Peres, Mo | Aug 27, 2012 | 21 y | 1 |
| David Lee Kaplan | St. Peters, Mo | Aug 29, 2012 | 30 y | 1 |
| Derrick Stanley Casey | Des Peres, Mo | Oct 17, 2012 | 20 y | 2 |
| Thomas Shaw Gooden | St. Peters, Mo | Oct 19, 2012 | 33 y | 0 |
| Andrew Dale LohmeyerCertified Financial Planner | Des Peres, Mo | Oct 19, 2012 | 18 y | 1 |
| Erik Eugene ThompsonCertified Financial Planner | Des Peres, Mo | Jan 3, 2013 | 19 y | 1 |
| Christopher Roy Clayton | Waverly, Tn | Jan 7, 2013 | 19 y | 1 |
| Brian Denver Dixon | Springfield, Mo | Jan 24, 2013 | 33 y | 2 |
| Ronald Linwood Bell | Midlothian, Va | Mar 27, 2013 | 23 y | 1 |
| John Russell PerryCertified Financial Planner | Effingham, Il | May 9, 2013 | 29 y | 1 |
| Robert Hon-Lung Lo | Bellevue, Wa | Jul 19, 2013 | 17 y | 1 |
| Christopher Jon SwensonCertified Financial Planner | Washington, Mo | Aug 5, 2013 | 29 y | 1 |
| James Alan Schmidt | Mchenry, Il | Jan 16, 2014 | 39 y | 0 |
| Matthew James Schellman | Des Peres, Mo | Jun 23, 2014 | 25 y | 0 |
| Michael B. Etheridge | St. Peters, Mo | Oct 20, 2014 | 20 y | 2 |
| Robert John DussiCertified Financial Planner | Mesa, Az | Oct 27, 2014 | 28 y | 1 |
| James Robert Schmidt | Mchenry, Il | Oct 28, 2014 | 12 y | 0 |
| Christopher Scott Anderson | Joplin, Mo | Nov 7, 2014 | 18 y | 1 |
| Mark Christopher Deprospero | St Peters, Mo | Nov 18, 2014 | 27 y | 1 |
| Patrick Joseph DoyleCertified Financial Planner | Des Peres, Mo | Jan 22, 2015 | 39 y | 5 |
| Carlisle Hopewood Mott | Leonard, Tx | Mar 19, 2015 | 19 y | 2 |
| Charles Richard Eller | St. Louis, Mo | May 7, 2015 | 28 y | 2 |
| Matthew Lee Rufkahr | Washington, Mo | Jul 6, 2015 | 24 y | 0 |
| Vondal Radean Davidson | Dyersburg, Tn | Aug 7, 2015 | 25 y | 2 |
| Marshall Rockton Rains | Des Peres, Mo | Sep 16, 2015 | 16 y | 1 |
| Dean Earl West | Harrisburg, Il | Dec 3, 2015 | 35 y | 0 |
| Nathan Paul Morse | Osage Beach, Mo | Dec 8, 2015 | 18 y | 1 |
| Brian Lee Boehle | Des Peres, Mo | Jan 6, 2016 | 25 y | 0 |
| Calvin Amandus Neeman | Columbia, Il | Apr 18, 2016 | 29 y | 1 |
Advisor movement
4 left, 1 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 4.4% of current headcount8 left over 36 months
Left, latest
- David Brian Geschke to LPL Financial LLCJun 2, 2026 · RIA to affiliated broker-dealer or bank
- Dustin Darold Meisel to Edward JonesMay 12, 2026 · RIA to affiliated broker-dealer or bank
- Roger Henry Weismiller to Td Private Client Wealth LLCApr 20, 2026 · RIA to affiliated broker-dealer or bank
- Jeffrey Brian Edwards to LPL Financial LLCSep 17, 2025 · RIA to affiliated broker-dealer or bank
- Andrew Steven Kowal to LPL Financial LLCDec 16, 2024 · RIA to affiliated broker-dealer or bank
- Eric Paul Bruning to Ameriprise Financial Services, LLCApr 16, 2024 · RIA to affiliated broker-dealer or bank
- Sarah Emily Harris to Avantax Advisory ServicesNov 28, 2023 · RIA to affiliated broker-dealer or bank
- Luke Alan Glasscock to Cetera Investment Advisers LLCNov 27, 2023 · RIA to affiliated broker-dealer or bank
- David Michael Foster to Gateway Wealth Management, LLCSep 15, 2023 · RIA to a state-registered adviser
- Jessica Anseth to The Wealth Consulting GroupAug 10, 2023 · RIA to RIA
- Alexander Mark Hoover to Precision Wealth Strategies, LLCJul 27, 2023 · RIA to RIA
- Brian Matthew Padrick to The Wealth Consulting GroupJul 18, 2023 · RIA to RIA
- James Michael Hill to Kestra Advisory Services, LLCMay 1, 2023 · RIA to affiliated broker-dealer or bank
- Randall Alan Fisher to Kestra Advisory Services, LLCMay 1, 2023 · RIA to affiliated broker-dealer or bank
- William Lee Friebel to LPL Financial LLCApr 26, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- Jason Wesley Benson from Investment Centers Of America, Inc.Oct 8, 2025 · Other
- Roger Henry Weismiller from Wells Fargo AdvisorsMar 11, 2025 · Wirehouse to independent RIA
- Cade Roque from Mutual Of Omaha Investor Services, Inc.Oct 31, 2024 · RIA to RIA
- Jeffrey Brian Edwards from Edward JonesMar 26, 2024 · Affiliated broker-dealer or bank to independent RIA
- Andrew Steven Kowal from Moneta Group Investment Advisors, LLCNov 29, 2023 · RIA to RIA
- Laura Patterson Strickler from Raymond James Financial Services Advisors, IncJul 14, 2023 · Affiliated broker-dealer or bank to independent RIA
- Elizabeth Bennett Welcher from Ameriprise Financial Services, LLCNov 17, 2022 · Affiliated broker-dealer or bank to independent RIA
- Luke Alan Glasscock from Edward JonesNov 8, 2022 · Affiliated broker-dealer or bank to independent RIA
- David Brian Geschke from Edward JonesSep 14, 2022 · Affiliated broker-dealer or bank to independent RIA
- Julie Marie Briar from Edward JonesFeb 24, 2022 · Affiliated broker-dealer or bank to independent RIA
- Sarah Emily Harris from Avantax Advisory ServicesJan 14, 2022 · Affiliated broker-dealer or bank to independent RIA
- Regina Erin Crook from Fiduciary Advisors, Inc.Aug 4, 2021 · Other
- David Charles La Rue from Edward JonesJun 3, 2021 · Affiliated broker-dealer or bank to independent RIA
- Chad Jeremy Klassen from Edward JonesMay 19, 2021 · Affiliated broker-dealer or bank to independent RIA
- Daniel Edward Smith from Lincoln Financial Distributors, Inc.May 10, 2021 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Kestra Advisory Services, LLCMay 1, 2023 · Des Peres, Mo
- 2 left for Harbour Investments, Inc.Jan 31, 2019 · Rockton, Il
- 2 joined from Edward JonesAug 12, 2016 · St Louis, Mo
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Shaw Thomas Gooden · Chief Compliance Officer & Membercontrolsince 01/2018 · owns less than 5%
- Michael Joseph Keifer · Managing Membercontrolsince 08/2012 · owns 25% to 50%
- Andrew Dean Millonas · Managing Membercontrolsince 08/2012 · owns 10% to 25%
- Alan Gregory Shoemaker · Managing Membercontrolsince 08/2012 · owns 25% to 50%
- Paul Donald Aulbert · Membersince 08/2012 · owns less than 5%
- Liyin Bao · Membersince 04/2022 · owns less than 5%
- Lee William Friebel · Membersince 04/2022 · owns less than 5%
- Karen Leslie Garrison · Membersince 04/2022 · owns less than 5%
- Joseph John Howard · Membersince 04/2022 · owns less than 5%
- Lee David Kaplan · Membersince 08/2012 · owns less than 5%
- John Patrick Lodes · Membersince 04/2014 · owns 5% to 10%
- Khurram Naveed · Membersince 04/2022 · owns less than 5%
- Jon Christopher Swenson · Membersince 02/2016 · owns less than 5%
- Anne Karen Torrence · Membersince 04/2014 · owns less than 5%
- Henry John Wehmer · Membersince 01/2020 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Des Peres, Mo · principal | 45 | 1 | 1 | ||
| St Peters, Mo | 9 | 0 | 0 | ||
| Springdale, Ar | 7 | 1 | 0 | ||
| Washington, Mo | 6 | 0 | 0 | ||
| Columbia, Il | 3 | 0 | 0 | ||
| Rogers, Ar | 3 | 0 | 0 | ||
| Chesterfield, Mo | 3 | 0 | 0 | ||
| Mesa, Az | 2 | 0 | 0 | ||
| Joplin, Mo | 2 | 0 | 0 | ||
| Lake St Louis, Mo | 2 | 0 | 0 | ||
| Marietta, Ga | 2 | 0 | 0 | ||
| Mchenry, Il | 2 | 0 | 0 | ||
| Springfield, Mo | 2 | 0 | 0 | ||
| Staunton, Va | 2 | 0 | 0 | ||
| Beaver Dam, Wi | 0 | 0 | 1 | ||
| Yukon, Ok | 0 | 0 | 1 | ||
| Leland, Nc | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Des Peres, MO18 employees
- St Peters, MO14 employees
- Springfield, MO6 employees
- Waverly, TN5 employees
- Tulsa, OK5 employees
- Columbia, IL5 employees
- Rogers, AR4 employees
- Madison, GA4 employees
- Osage Beach, MO4 employees
- Lake Saint Louis, MO4 employees
- Marietta, GA4 employees
- Fisherville, VA3 employees
- Bellevue, WA3 employees
- Washington, MO3 employees
- Camarillo, CA3 employees
- Springdale, AR3 employees
- Atascadero, CA2 employees
- Chesterfield, MO2 employees
- Chesterfield, MO2 employees
- Dyersburg, TN2 employees
- Effingham, IL2 employees
- Harrisburg, IL2 employees
- Joplin, MO2 employees
- Mchenry, IL2 employees
- Mesa, AZ2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 30, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $4,082,513,557 to $4,934,013,239, advisors 92 to 93, private clients 18564 to 12454, offices 42 to 45 (2025-04-08 to 2026-03-30)peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 18,813 to 20,602Oct 22, 2025 to Mar 30, 2026
- Advisory employees · 91 to 102Oct 22, 2025 to Mar 30, 2026
- BD registered reps · 92 to 102Oct 22, 2025 to Mar 30, 2026
- Charity clients · 58 to 39Oct 22, 2025 to Mar 30, 2026
- Corporate clients · 85 to 73Oct 22, 2025 to Mar 30, 2026
- HNW clients · 5,703 to 3,511Oct 22, 2025 to Mar 30, 2026
- Individual clients · 12,861 to 8,943Oct 22, 2025 to Mar 30, 2026
- Pension plan clients · 105 to 125Oct 22, 2025 to Mar 30, 2026
- Employees · 139 to 103Oct 22, 2025 to Mar 30, 2026
- Insurance-licensed employees · 7 to 11Oct 22, 2025 to Mar 30, 2026
- HQ city · ST. PETERS to DES PERESOct 22, 2025 to Mar 30, 2026
- State-registered IARs · 92 to 93Oct 22, 2025 to Mar 30, 2026
- Other offices · 42 to 45Oct 22, 2025 to Mar 30, 2026
- Discretionary RAUM · $4.1B to $4.9BOct 22, 2025 to Mar 30, 2026
- HNW RAUM · $2.7B to $3.3BOct 22, 2025 to Mar 30, 2026
- Individual RAUM · $1.3B to $1.5BOct 22, 2025 to Mar 30, 2026
- Pension RAUM · $19.1M to $30.6MOct 22, 2025 to Mar 30, 2026
- RAUM · $4.1B to $4.9BOct 22, 2025 to Mar 30, 2026
- Financial planning clients · 1-10 to 1-10Apr 8, 2025 to Jun 12, 2025
- Accounts · 16,986 to 18,813Mar 28, 2024 to Apr 8, 2025
- Advisory employees · 87 to 91Mar 28, 2024 to Apr 8, 2025
- BD registered reps · 87 to 92Mar 28, 2024 to Apr 8, 2025
- Charity clients · 51 to 58Mar 28, 2024 to Apr 8, 2025
- Corporate clients · 43 to 85Mar 28, 2024 to Apr 8, 2025
- HNW clients · 16,363 to 5,703Mar 28, 2024 to Apr 8, 2025
- Individual clients · 468 to 12,861Mar 28, 2024 to Apr 8, 2025
- Pension plan clients · 61 to 105Mar 28, 2024 to Apr 8, 2025
- Employees · 148 to 139Mar 28, 2024 to Apr 8, 2025
- Insurance-licensed employees · 0 to 7Mar 28, 2024 to Apr 8, 2025
- State-registered IARs · 87 to 92Mar 28, 2024 to Apr 8, 2025
- Other offices · 41 to 42Mar 28, 2024 to Apr 8, 2025
- Discretionary RAUM · $3.3B to $4.1BMar 28, 2024 to Apr 8, 2025
- HNW RAUM · $2.3B to $2.7BMar 28, 2024 to Apr 8, 2025
- Individual RAUM · $978M to $1.3BMar 28, 2024 to Apr 8, 2025
- Non-discretionary RAUM · $587 to $0Mar 28, 2024 to Apr 8, 2025
- Pension RAUM · $11.4M to $19.1MMar 28, 2024 to Apr 8, 2025
- RAUM · $3.3B to $4.1BMar 28, 2024 to Apr 8, 2025
- Accounts · 17,400 to 16,986Sep 15, 2023 to Mar 28, 2024
- Advisory employees · 84 to 87Sep 15, 2023 to Mar 28, 2024
- BD registered reps · 84 to 87Sep 15, 2023 to Mar 28, 2024
Signals
21 dated events
- David Brian Geschke left Cornerstone Wealth Management, Llc for Lpl Financial Llc (registered 2025-06-05)Jun 2, 2026 · Advisor changed firm · fact
- Dustin Darold Meisel left Cornerstone Wealth Management, Llc for Edward Jones (registered 2026-05-13)May 12, 2026 · Advisor changed firm · fact
- Roger Henry Weismiller left Cornerstone Wealth Management, Llc for Td Private Client Wealth Llc (registered 2026-05-11)Apr 20, 2026 · Advisor changed firm · fact
- Jeffrey Brian Edwards left Cornerstone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-17)Sep 17, 2025 · Advisor changed firm · fact
- Andrew Steven Kowal left Cornerstone Wealth Management, Llc for Lpl Financial Llc (registered 2024-03-15)Dec 16, 2024 · Advisor changed firm · fact
- Eric Paul Bruning left Cornerstone Wealth Management, Llc for Ameriprise Financial Services, Llc (registered 2024-07-10)Apr 16, 2024 · Advisor changed firm · fact
- Cornerstone Wealth Management, Llc reported 41 offices beyond its principal office, down from 47 (2023-09-15 to 2024-03-28)Mar 28, 2024 · Office count change · derived
- Sarah Emily Harris left Cornerstone Wealth Management, Llc for Avantax Advisory Services (registered 2022-08-09)Nov 28, 2023 · Advisor changed firm · fact
- Luke Alan Glasscock left Cornerstone Wealth Management, Llc for Cetera Investment Advisers Llc (registered 2023-11-27)Nov 27, 2023 · Advisor changed firm · fact
- David Michael Foster left Cornerstone Wealth Management, Llc for Gateway Wealth Management, Llc (registered 2023-05-16)Sep 15, 2023 · Advisor changed firm · fact
- Jessica Anseth left Cornerstone Wealth Management, Llc for The Wealth Consulting Group (registered 2023-07-14)Aug 10, 2023 · Advisor changed firm · fact
- Alexander Mark Hoover left Cornerstone Wealth Management, Llc for Precision Wealth Strategies, Llc (registered 2023-07-31)Jul 27, 2023 · Advisor changed firm · fact
- Brian Matthew Padrick left Cornerstone Wealth Management, Llc for The Wealth Consulting Group (registered 2023-07-14)Jul 18, 2023 · Advisor changed firm · fact
- Randall Alan Fisher left Cornerstone Wealth Management, Llc for Kestra Advisory Services, Llc (registered 2023-05-01)May 1, 2023 · Advisor changed firm · fact
- James Michael Hill left Cornerstone Wealth Management, Llc for Kestra Advisory Services, Llc (registered 2023-05-01)May 1, 2023 · Advisor changed firm · fact
- 2 advisors left Cornerstone Wealth Management, LLC (Des Peres, MO) for Kestra Advisory Services, LLC on the same dayMay 1, 2023 · Team lift-out · derived
- William Lee Friebel left Cornerstone Wealth Management, Llc for Lpl Financial Llc (registered 2023-04-26)Apr 26, 2023 · Advisor changed firm · fact
- Patrick John Lodes left Cornerstone Wealth Management, Llc for Lpl Financial Llc (registered 2023-03-28)Mar 28, 2023 · Advisor changed firm · fact
- Cornerstone Wealth Management, Llc reported 46 offices beyond its principal office, down from 53 (2019-11-22 to 2020-03-27)Mar 27, 2020 · Office count change · derived
- Cornerstone Wealth Management, Llc reported RAUM $1.9B, up 36% from $1.4B (2018-02-09 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- Cornerstone Wealth Management, Llc filed its initial SEC registration (Form ADV)Jul 24, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 314-394-1670reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 636-397-6200reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/cornerstone-wealth-management-usareportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/triada-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- keiferteam.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (314) 394-1670reportedpublic record, Form ADV, May 4, 2026
- Contact form
- keiferteam.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- keiferteam.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $54.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026