DFX Intelligence
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Feed of 09/15/2026
At current firm
18 y
since Dec 3, 2007
In the industry
26 y
since Nov 11, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Dec 3, 2007 · Camas, Wa
- H••• S••••••••• •••• I••• BD affiliatedJul 25, 2006 to Jan 23, 2007 · Clifton Park, Ny
- T• A••••••••• I••• formerJun 17, 2004 to Feb 1, 2006 · Albany, Ny
Moves
a registration end followed by a registration begin elsewhere
- H••• S••••••••• •••• I••• to F••••• I•••••••••left Jan 23, 2007, registered Dec 3, 2007 (314 days) · Other
- T• A••••••••• I••• to H••• S••••••••• •••• I•••left Feb 1, 2006, registered Jul 25, 2006 (174 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address